Connect with legal & compliance professionals in the cleared derivatives industry at L&C 2025, taking place 23-25 April. The Law & Compliance Division Conference examines the legal, regulatory and enforcement developments impacting your business and offers practical compliance tips and strategies for the industry. Learn from the experts and position your business for success.
On Thursday, April 24th, Elizabeth Lan Davis with join the panel "Avoiding Reporting and Recordkeeping Pitfalls." Off-channel communications, changes to reporting regimes, and evolving communications and trade surveillance technology have been blind spots for some firms, as evidenced by recent enforcement actions. This panel will discuss firm reporting and recordkeeping processes and how to avoid these pitfalls.
On Friday, April 25th, Robertson Park will join the panel "Corporate Monitorships and Independent Third-Party Reviews." This panel will discuss the trend of agencies requiring monitorships in enforcement orders and what firms should expect when subjected to third-party oversight and reviews.