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Financial Services

 
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The financial services industry is undergoing dramatic transformation, and DWT is helping the largest and most innovative players navigate the new risks that come with it. Our Chambers-recognized team addresses matters spanning transactional, regulatory, and enforcement issues for clients including large banking institutions, broker-dealers, payment processors, and fintechs ranging from startups to unicorns.

What People Are Saying

"The attorneys at Davis Wright have significant regulatory expertise in financial services-related topics; those attorneys are also extremely smart and creative in solving issues that may come up."

Client Quote, Chambers USA 2025

"DWT's responses are always very valuable, and they're always open to discussing the risk basis that was used in the advice. DWT has a variety of staff on hand who are able to handle complex matters."

Client Quote, Chambers USA 2025

"They don't just quote black-letter law. Instead, they provide real solutions and business-centered advice. They handled complex and sophisticated matters for us efficiently and appropriately."

Client Quote, Chambers USA 2025

Our Capabilities

Our financial services group brings vast regulatory experience, dealmaking knowledge, and enforcement acumen together in one department. More than 60 of our financial services attorneys have experience in government, many in senior leadership positions. All bring special experience and talent to their work across the full spectrum of financial services issues.

Bank Regulatory

We assist banks and financial services firms in navigating a complex, ever-evolving regulatory landscape, advising our clients on managing their regulatory, compliance, and supervisory risks by finding the right solutions for their business need.

Read More Link to /expertise/industries/financial-services/bank-regulatory

Commodities & Derivatives

Our lawyers draw on their wealth of experience in the highest levels of government, industry, and private practice to counsel members of the commodities and derivatives industry on a variety of formation, compliance, regulatory, and litigation matters.

Read More Link to /expertise/industries/financial-services/commodities-and-derivatives

Digital Assets & Blockchain

DWT advises clients on the panoply of legal and business issues surrounding digital assets, including cryptocurrencies, stablecoins, NFTs, and the blockchain technology that powers them.

Read More Link to /expertise/industries/financial-services/blockchain

Financial Privacy, Security & Open Banking

DWT's Financial Privacy, Security and Open Banking team is a cross-practice, multi-disciplinary group of attorneys with expertise in banking and payments, fintech, privacy and data security, and technology transactions. Our team help financial services clients manage all aspects of collecting, using and sharing consumer financial data – from complying with law to negotiating data sharing agreements, as well as enforcement counseling and defense.
Read More Link to /expertise/industries/financial-services/financial-privacy-security-and-open-banking

Financial Services Enforcement & Litigation

No matter the financial products involved, the nature of the proceedings, or the forums in which the proceedings are set, we represent financial services providers and other clients in their most significant disputes.

Read More Link to /expertise/industries/financial-services/financial-services-enforcement-litigation

Fintech

Our cross-functional fintech team can help you balance speed-to-market with compliance requirements.

Read More Link to /expertise/industries/financial-services/fintech

Mortgage & Home Lending

DWT's team draws on its firsthand knowledge to aid bank and non-bank mortgage lenders, loan servicers, secondary market investors, and FinTechs in all aspects of mortgage lending and servicing-related enforcement, supervision, regulatory counseling, and complex litigation.

Read More Link to /expertise/industries/financial-services/mortgage-and-home-lending

Banking & Payments, Consumer Regulatory

Whether we're providing a global financial institution deep insight into a specific issue or offering holistic guidance to an emerging FinTech, our goal is the same: to provide practical, business-focused recommendations that help you address regulatory and compliance challenges.

Read More Link to /expertise/industries/financial-services/banking-payments-consumer-regulatory

Securities Regulatory

We advise exchanges, broker-dealers, and other market participants on all trading-related regulatory compliance issues in the equities and options markets.

Read More Link to /expertise/industries/financial-services/securities-regulatory

Transactions

Through the volume, variety, size, sophistication, and strategic nature of our work, we've gained experience that enables us to assist clients with their most material and challenging deals.

Read More Link to /expertise/industries/financial-services/transactions
skyscraper

Financial Services Are Changing

Helping clients thrive in this changing ecosystem is at the core of our mission at Davis Wright Tremaine. Learn more about our full-service platform.

Read More Link to https://issuu.com/dwtlaw/docs/dwt_financial_services_brochure?fr=sNzZjODU3NzU5NDc

Get to Know Us

Bradford Hardin describes how DWT's financial services team helps clients at all stages of development achieve their business objectives.

Financial services partner Jonathan Engel describes how relationships define our service philosophy.

Chava Brandriss, a partner in our financial services practice, says that providing value means finding out what’s most important to the client.

Chris Ford explains how he steps into the shoes of his clients to understand their issues and recommend a path forward.

Financial Services Insights

bank building Link to /blogs/financial-services-law-advisor/2025/05/occ-reverts-fintech-bank-merger-rules
05.12.25
Insights
OCC Fintech Charter
OCC Reverts to Prior Merger Rules Read More Link to /blogs/financial-services-law-advisor/2025/05/occ-reverts-fintech-bank-merger-rules
Tall Corporate Building Link to /blogs/financial-services-law-advisor/2025/04/cftc-enforcement-referrals-staff-advisory
04.22.25
Insights
CFTC Divisions Issue Staff Advisory on Referrals to Division of Enforcement Read More Link to /blogs/financial-services-law-advisor/2025/04/cftc-enforcement-referrals-staff-advisory
Stock market abstract Link to /blogs/financial-services-law-advisor/2025/04/cftc-ptmmm-disclosure-requirements-eliminated
04.16.25
Insights
CFTC Eliminates PTMMM Disclosure Requirements for Swap Entities Read More Link to /blogs/financial-services-law-advisor/2025/04/cftc-ptmmm-disclosure-requirements-eliminated
treasury department building Link to /blogs/financial-services-law-advisor/2025/04/financial-regulations-trump-deregulatory-crypto
04.15.25
Insights
Reg Reform Update – Financial Regulations To Be Clarified or Repealed Read More Link to /blogs/financial-services-law-advisor/2025/04/financial-regulations-trump-deregulatory-crypto
treasury department building Link to /blogs/financial-services-law-advisor/2025/02/cfpb-freeze-guide-to-regulations-and-litigation
04.11.25
Insights
New Administration Outlook: What Does the CFPB "Freeze" Mean for Regulations and Pending Litigation? Read More Link to /blogs/financial-services-law-advisor/2025/02/cfpb-freeze-guide-to-regulations-and-litigation
containers at shipping port Link to /insights/2025/04/end-use-statements-for-exports-ear99-bis-advice
04.10.25
Insights
Corporate & Business Transactions
Protect Yourself: U.S. Exporters Advised To Obtain End-Use and End-User Statements for All Exports, Including EAR99 Items Read More Link to /insights/2025/04/end-use-statements-for-exports-ear99-bis-advice
Cybersecurity illustration with circuit patterns, padlock, cloud, globe, and binary code icons over a blurred office background. Link to /blogs/privacy--security-law-blog/2025/04/nydfs-amended-cyber-regulation-compliance-april-15
04.09.25
Insights
Deadline Approaching: Covered Entities Must File Certifications of Compliance With Amended NYDFS Cyber Regulation by April 15 Read More Link to /blogs/privacy--security-law-blog/2025/04/nydfs-amended-cyber-regulation-compliance-april-15
Digital Banking Graphs Link to /blogs/financial-services-law-advisor/2025/03/finra-rule-3290-investment-securities-activities
03.31.25
Insights
FINRA Proposes a Unified Rule for Outside Business Activities and Private Securities Transactions Read More Link to /blogs/financial-services-law-advisor/2025/03/finra-rule-3290-investment-securities-activities
Blank Paper Check Link to /blogs/financial-services-law-advisor/2025/03/trump-eo-government-payments-electronic-fintechs
03.28.25
Insights
The Future of Government Payments – No More Paper Checks Later This Year Read More Link to /blogs/financial-services-law-advisor/2025/03/trump-eo-government-payments-electronic-fintechs
stack of crypto coins Link to /blogs/financial-services-law-advisor/2025/03/nms-regulations-for-crypto-markets-challenges
03.26.25
Insights
Applying NMS Principles to Crypto Markets Read More Link to /blogs/financial-services-law-advisor/2025/03/nms-regulations-for-crypto-markets-challenges
Artificial Intelligence Digital Sever Security Link to /blogs/financial-services-law-advisor/2025/03/sec-updates-marketing-rule-guidance
03.24.25
Insights
SEC Updates Marketing Rule Guidance Read More Link to /blogs/financial-services-law-advisor/2025/03/sec-updates-marketing-rule-guidance
digital lock Link to /blogs/privacy--security-law-blog/2025/03/cisa-sec-cyber-incident-reporting-rules-congress
03.20.25
Insights
Regulatory Reset? U.S. Cyber Incident Reporting Rules Face Congressional Scrutiny Read More Link to /blogs/privacy--security-law-blog/2025/03/cisa-sec-cyber-incident-reporting-rules-congress
abstract building Link to /blogs/financial-services-law-advisor/2025/03/new-sec-slate-rule-dwt-finra-reporting-expertise
03.19.25
Insights
Writing on a New SLATE – DWT's FINRA Expertise Read More Link to /blogs/financial-services-law-advisor/2025/03/new-sec-slate-rule-dwt-finra-reporting-expertise
notebook on conference table Link to /blogs/financial-services-law-advisor/2025/03/bhca-hola-banking-bill-reintroduced-hr-1900
03.14.25
Insights
Reintroduction of Bill To Speed Up BHCA and HOLA Applications Read More Link to /blogs/financial-services-law-advisor/2025/03/bhca-hola-banking-bill-reintroduced-hr-1900
bank building Link to /blogs/financial-services-law-advisor/2025/03/scott-senate-firm-act-debanking-and-chokepoint
03.12.25
Insights
Senate Moves To End "Operation Choke Point" De-Banking With New Bill—But More Protections Are Needed Read More Link to /blogs/financial-services-law-advisor/2025/03/scott-senate-firm-act-debanking-and-chokepoint
crypto abstract Link to /blogs/financial-services-law-advisor/2025/03/occ-rescinds-biden-crypto-preclearance-supervision
03.10.25
Insights
OCC Rescinds Required Supervisory "Non-Objection" Preclearance for Permissible Crypto-Related Activities Read More Link to /blogs/financial-services-law-advisor/2025/03/occ-rescinds-biden-crypto-preclearance-supervision
Crypto Currency Law Gavel Link to /blogs/financial-services-law-advisor/2025/03/trump-sec-crypto-task-force-manifesto
03.07.25
Insights
New Administration Outlook: The SEC Crypto Task Force Manifesto, Unpacked Read More Link to /blogs/financial-services-law-advisor/2025/03/trump-sec-crypto-task-force-manifesto
Ecommerce Online Pay Financial Services Link to /blogs/privacy--security-law-blog/2025/03/pci-faqs-card-processing-ecommerce-merchants
03.07.25
Insights
PCI SSC Clarifies Obligations for Ecommerce Merchants That Outsource Payment Card Processing Read More Link to /blogs/privacy--security-law-blog/2025/03/pci-faqs-card-processing-ecommerce-merchants
stock chart Link to /blogs/financial-services-law-advisor/2025/03/broker-dealer-fixed-income-securities-trading
03.06.25
Insights
A Significant Development for Broker-Dealers Quoting Fixed Income Securities Read More Link to /blogs/financial-services-law-advisor/2025/03/broker-dealer-fixed-income-securities-trading
Corporate Office Buildings Link to /blogs/financial-services-law-advisor/2025/03/fdic-moves-to-rescind-controversial-bank-proposals
03.04.25
Insights
New Administration Outlook: FDIC Moves To Rescind Key, Controversial Proposals Read More Link to /blogs/financial-services-law-advisor/2025/03/fdic-moves-to-rescind-controversial-bank-proposals
Marble court columns Link to /blogs/financial-services-law-advisor/2025/02/unitary-executive-lawful-governance-trump-order
02.28.25
Insights
New Administration Outlook: A New and Demanding Process of Regulatory Analysis and Reduction – Asserting the Unitary Executive (Part II) Read More Link to /blogs/financial-services-law-advisor/2025/02/unitary-executive-lawful-governance-trump-order
the White House Link to /blogs/financial-services-law-advisor/2025/02/trump-executive-order-independent-agencies
02.21.25
Insights
New Administration Outlook: Trump's Executive Order on Independent Agencies—and Asserting the Unitary Executive (Part I) Read More Link to /blogs/financial-services-law-advisor/2025/02/trump-executive-order-independent-agencies
abstract grid Link to /blogs/financial-services-law-advisor/2025/02/trump-eo-13892-reform-federal-regulators
02.10.25
Insights
New Administration Outlook: Game Changer—Newly Revived Executive Order 13892 Expands Protections for Regulated Parties, For Now Read More Link to /blogs/financial-services-law-advisor/2025/02/trump-eo-13892-reform-federal-regulators
stack of crypto coins Link to /blogs/financial-services-law-advisor/2025/02/crypto-task-force-peirce-journey-outline
02.07.25
Insights
New Administration Outlook: SEC Crypto Task Force Leader Outlines Regulatory "Journey" Read More Link to /blogs/financial-services-law-advisor/2025/02/crypto-task-force-peirce-journey-outline
gavel Link to /blogs/financial-services-law-advisor/2025/02/cftc-leadership-under-acting-chairman-pham
02.05.25
Insights
New Administration Outlook: A Possible Roadmap to What's Ahead for the CFTC Under New Leadership Read More Link to /blogs/financial-services-law-advisor/2025/02/cftc-leadership-under-acting-chairman-pham
digital numbers Link to /blogs/financial-services-law-advisor/2025/02/trump-administration-fintech-charter-innovation
02.05.25
Insights
New Administration Outlook: An Opening for a National Payments/Fintech Charter—and a Pathway to Financial Modernization? Read More Link to /blogs/financial-services-law-advisor/2025/02/trump-administration-fintech-charter-innovation
Link to /blogs/financial-services-law-advisor/2025/01/crypto-task-force-sec-cftc-trump-order
01.29.25
Insights
New Administration Outlook: SEC Announces Creation of Crypto Task Force Read More Link to /blogs/financial-services-law-advisor/2025/01/crypto-task-force-sec-cftc-trump-order
digital shield Link to /blogs/financial-services-law-advisor/2025/01/3rd-circuit-coinbase-crypto-ruling
01.28.25
Insights
3rd Circuit Rules for Coinbase – Reasoned Analysis and Due Process Do Matter Read More Link to /blogs/financial-services-law-advisor/2025/01/3rd-circuit-coinbase-crypto-ruling
Link to /blogs/financial-services-law-advisor/2025/01/executive-branch-schedule-f-financial-services
01.27.25
Insights
New Administration Outlook: The Executive Branch, Schedule F, and Other Tools To Cabin Administrative Discretion Read More Link to /blogs/financial-services-law-advisor/2025/01/executive-branch-schedule-f-financial-services
digital financial icons Link to /blogs/financial-services-law-advisor/2025/01/trump-transforms-digital-assets-policy
01.24.25
Insights
New Administration Outlook: Trump Administration Transforms U.S. Policy on Digital Assets Read More Link to /blogs/financial-services-law-advisor/2025/01/trump-transforms-digital-assets-policy
bank building Link to /blogs/financial-services-law-advisor/2025/01/bank-consolidation-in-2025-mergers-investments
01.16.25
Insights
Acquiring or Investing in Banks – More Interest Expected in a Second Trump Administration Read More Link to /blogs/financial-services-law-advisor/2025/01/bank-consolidation-in-2025-mergers-investments
blockchain symbols Link to /blogs/financial-services-law-advisor/2025/01/strategic-bitcoin-reserve-digital-currency
01.10.25
Insights
Blockchain
What Could a "Strategic Bitcoin Reserve" Mean in Practice? Read More Link to /blogs/financial-services-law-advisor/2025/01/strategic-bitcoin-reserve-digital-currency
banks Link to /blogs/financial-services-law-advisor/2025/01/foreign-fintechs-branching-into-the-united-states
01.08.25
Insights
Fintechs Branching Into the United States Read More Link to /blogs/financial-services-law-advisor/2025/01/foreign-fintechs-branching-into-the-united-states
stack of crypto coins Link to /blogs/financial-services-law-advisor/2025/01/lido-dao-crypto-liability-california-court-case
01.02.25
Insights
Samuels v. Lido DAO: A Potential New Frontier for Liability in the Cryptocurrency Space Read More Link to /blogs/financial-services-law-advisor/2025/01/lido-dao-crypto-liability-california-court-case
coins Link to /blogs/financial-services-law-advisor/2024/12/digital-chamber-urges-new-sec-crypto-priorities
12.30.24
Insights
Digital Chamber Urges New Digital Asset Regulatory Priorities Read More Link to /blogs/financial-services-law-advisor/2024/12/digital-chamber-urges-new-sec-crypto-priorities
gavel on book Link to /blogs/financial-services-law-advisor/2024/12/5th-circuit-alliance-ruling-restricts-sec-power
12.23.24
Insights
5th Circuit Again Adopts Restrictive View of Exchange Act Purposes and SEC Regulatory Power Read More Link to /blogs/financial-services-law-advisor/2024/12/5th-circuit-alliance-ruling-restricts-sec-power
7th Circuit rules FTC cannot recover under RCRA Link to /blogs/financial-services-law-advisor/2024/12/cftc-enforcement-results-in-fy-2024
12.10.24
Insights
CFTC Releases Its Enforcement Results for FY 2024 Showing an All-Time High for Monetary Relief Read More Link to /blogs/financial-services-law-advisor/2024/12/cftc-enforcement-results-in-fy-2024
bank building Link to /blogs/financial-services-law-advisor/2024/12/debanking-crypto-regulation-trump-andreessen-sacks
12.06.24
Insights
New Administration Outlook: "Operation Choke Point 2.0," De-Banking, and Reputational Risk Reform Read More Link to /blogs/financial-services-law-advisor/2024/12/debanking-crypto-regulation-trump-andreessen-sacks
digital lock Link to /blogs/financial-services-law-advisor/2024/11/new-sec-guidance-on-otc-market-quotations-rules
11.26.24
Insights
SEC Provides Much-Anticipated Guidance for the Publication of Quotations for Securities in the OTC Market Read More Link to /blogs/financial-services-law-advisor/2024/11/new-sec-guidance-on-otc-market-quotations-rules
graph Link to /blogs/financial-services-law-advisor/2024/11/finra-updates-slate-securities-lending-proposal
11.25.24
Insights
FINRA's Proposed Partial Amendments to the Securities Lending and Transparency Engine (SLATE) Program Read More Link to /blogs/financial-services-law-advisor/2024/11/finra-updates-slate-securities-lending-proposal
bank building Link to /blogs/financial-services-law-advisor/2024/11/why-fintechs-should-consider-national-trust-banks
11.22.24
Insights
National Trust Banks – Revisited for Crypto and Payments Read More Link to /blogs/financial-services-law-advisor/2024/11/why-fintechs-should-consider-national-trust-banks
Base of legal columns Link to /blogs/financial-services-law-advisor/2024/11/trump-eo-push-could-limit-administrative-state
11.21.24
Insights
New Administration Outlook: How Revived Executive Orders Could Limit the Administrative State Read More Link to /blogs/financial-services-law-advisor/2024/11/trump-eo-push-could-limit-administrative-state
bank columns Link to /blogs/financial-services-law-advisor/2024/11/litigating-financial-regulation-under-trump
11.19.24
Insights
New Administration Outlook: Litigation Battles Over Financial Regulations Are Poised To Shift Read More Link to /blogs/financial-services-law-advisor/2024/11/litigating-financial-regulation-under-trump
Artificial Intelligence robot pointing finger at the globe Link to /blogs/financial-services-law-advisor/2024/11/fincen-warns-banks-deepfake-fraud-threat-is-rising
11.18.24
Insights
FinCEN Warns of Criminal Use of Deepfake Technology to Circumvent Controls Read More Link to /blogs/financial-services-law-advisor/2024/11/fincen-warns-banks-deepfake-fraud-threat-is-rising
Large smokestack Link to /blogs/financial-services-law-advisor/2024/11/cftc-final-guidance-on-vcc-carbon-credit-trading
11.15.24
Insights
Significant Changes in CFTC's Final Guidance on Listing Voluntary Carbon Credit Derivatives Read More Link to /blogs/financial-services-law-advisor/2024/11/cftc-final-guidance-on-vcc-carbon-credit-trading
stablecoin Link to /blogs/financial-services-law-advisor/2024/11/what-trump-could-do-with-crypto-and-digital-assets
11.12.24
Insights
New Administration Outlook: A New Prologue for Crypto – Our Regulatory Analysis and Proposals Read More Link to /blogs/financial-services-law-advisor/2024/11/what-trump-could-do-with-crypto-and-digital-assets
treasury department building Link to /blogs/financial-services-law-advisor/2024/11/how-trump-could-change-bank-regulatory-trends
11.07.24
Insights
New Administration Outlook: What To Expect With Bank Regulations and Enforcement Priorities Read More Link to /blogs/financial-services-law-advisor/2024/11/how-trump-could-change-bank-regulatory-trends
calculator and financial data sheet Link to /blogs/financial-services-law-advisor/2024/10/fdic-proposes-bank-fintech-rules-after-synapse
10.16.24
Insights
FDIC Proposes Rulemaking on Custodial Deposit Accounts in Wake of Synapse Bankruptcy Read More Link to /blogs/financial-services-law-advisor/2024/10/fdic-proposes-bank-fintech-rules-after-synapse
calculator and financial data sheet Link to /blogs/financial-services-law-advisor/2024/10/fincen-aml-rule-takeaways-for-investment-advisers
10.07.24
Insights
What To Know About FinCEN's Investment Adviser AML Program Final Rule Read More Link to /blogs/financial-services-law-advisor/2024/10/fincen-aml-rule-takeaways-for-investment-advisers
digital lock Link to /blogs/financial-services-law-advisor/2024/10/cftc-election-trading-event-contracts-ban-in-court
10.02.24
Insights
District Court Vacates CFTC Prohibition on Trading "Congressional Control Contracts" Predicting Election Results Read More Link to /blogs/financial-services-law-advisor/2024/10/cftc-election-trading-event-contracts-ban-in-court
globe Link to /blogs/financial-services-law-advisor/2024/10/sec-finra-broker-dealer-penalties-in-2024
10.01.24
Insights
Financial Services Litigation and Enforcement
Broker-Dealer Disciplinary Actions: Takeaways From 2024 (So Far) Read More Link to /blogs/financial-services-law-advisor/2024/10/sec-finra-broker-dealer-penalties-in-2024
digital financial icons Link to /blogs/financial-services-law-advisor/2024/09/fed-closer-to-changes-to-basel-endgame-rules
09.20.24
Insights
Basel Endgame Rules: A Change Is Coming Read More Link to /blogs/financial-services-law-advisor/2024/09/fed-closer-to-changes-to-basel-endgame-rules
Digital stock chart Link to /blogs/financial-services-law-advisor/2024/09/sec-adopts-amendments-to-reg-nms
09.18.24
Insights
SEC Amends Reg. NMS, Changing Minimum Pricing Increments, Access Fee Caps, and Round Lot/Odd Lot Dissemination Read More Link to /blogs/financial-services-law-advisor/2024/09/sec-adopts-amendments-to-reg-nms
Link to /blogs/financial-services-law-advisor/2024/09/cftc-market-regulation-and-totsa-settlement
09.04.24
Insights
Navigating the Financial Markets Regulatory Landscape: Takeaways After the TOTSA Settlement Read More Link to /blogs/financial-services-law-advisor/2024/09/cftc-market-regulation-and-totsa-settlement
stock chart Link to /blogs/financial-services-law-advisor/2024/08/treasury-ofac-blocked-property-reports-due
08.22.24
Insights
Financial Services Litigation and Enforcement
Deadline Approaching for Filing 2024 OFAC Annual Report of Blocked Property Read More Link to /blogs/financial-services-law-advisor/2024/08/treasury-ofac-blocked-property-reports-due
digital numbers Link to /blogs/financial-services-law-advisor/2024/08/fdic-brokered-deposit-proposal-faces-challenges
08.15.24
Insights
General
Is the FDIC's Proposed Rulemaking on Brokered Deposit Restrictions a Solution in Search of a Problem? Read More Link to /blogs/financial-services-law-advisor/2024/08/fdic-brokered-deposit-proposal-faces-challenges
dollar bills Link to /blogs/financial-services-law-advisor/2024/08/cfpb-proposes-earned-wage-access-loan-changes
08.01.24
Insights
Financial Services Litigation and Enforcement
CFPB Takes Aim at Earned Wage Access Products as Regulated Loans Read More Link to /blogs/financial-services-law-advisor/2024/08/cfpb-proposes-earned-wage-access-loan-changes
money Link to /blogs/financial-services-law-advisor/2024/07/credit-card-rewards-under-cfpb-and-other-scrutiny
07.31.24
Insights
Regulatory and Compliance
No Risk, No Rewards: Credit Card Rewards Programs Under Administrative and Legislative Scrutiny Read More Link to /blogs/financial-services-law-advisor/2024/07/credit-card-rewards-under-cfpb-and-other-scrutiny
Marble court columns Link to /blogs/financial-services-law-advisor/2024/07/sec-doj-charge-citron-and-left-with-illegal-trades
07.31.24
Insights
Regulatory and Compliance
Prospects for Prominent Short-Seller and Social Media Publisher Take a Left Turn Read More Link to /blogs/financial-services-law-advisor/2024/07/sec-doj-charge-citron-and-left-with-illegal-trades
Marble steps and columns Link to /blogs/financial-services-law-advisor/2024/07/how-scotus-rulings-will-change-administrative-law
07.15.24
Insights
The Administrative State After Jarkesy, Loper Bright, and Corner Post – Context and Consequences Read More Link to /blogs/financial-services-law-advisor/2024/07/how-scotus-rulings-will-change-administrative-law
ffcra-new-york-district-court-decision Link to /blogs/financial-services-law-advisor/2024/07/takeaways-from-scotus-ruling-in-sec-v-jarkesy
07.08.24
Insights
Regulatory Compliance/Federal Agencies Resources
SEC v. Jarkesy: Supreme Court Delivers Significant Blow to SEC Intra-Agency Enforcement Read More Link to /blogs/financial-services-law-advisor/2024/07/takeaways-from-scotus-ruling-in-sec-v-jarkesy
Business meeting Link to /blogs/financial-services-law-advisor/2024/06/cftc-and-trafigura-settle-whistleblower-case
07.01.24
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Charges Trading Company With Market Manipulation and Whistleblower Protection Violations Read More Link to /blogs/financial-services-law-advisor/2024/06/cftc-and-trafigura-settle-whistleblower-case
close up of credit card Link to /blogs/financial-services-law-advisor/2024/06/visa-mastercard-interchange-fee-settlement-terms
06.11.24
Insights
Credit/Debit Payments Resources
Proposed Visa/Mastercard Interchange Fee Settlement – A Sea Change or Drop in the Ocean for Merchants? Read More Link to /blogs/financial-services-law-advisor/2024/06/visa-mastercard-interchange-fee-settlement-terms
credit cards Link to /blogs/financial-services-law-advisor/2024/06/buy-now-pay-later-and-cfpb-regulation-z-rules
06.03.24
Insights
Financial Services Litigation and Enforcement
Where to Begin With the CFPB's "Buy Now, Pay Later" Interpretative Rule … Read More Link to /blogs/financial-services-law-advisor/2024/06/buy-now-pay-later-and-cfpb-regulation-z-rules
server room Link to /blogs/privacy--security-law-blog/2024/05/sec-clarifies-8-k-immaterial-cybersecurity-reports
05.31.24
Insights
Cyber and National Security
SEC Clarifies Reporting of Material vs. Immaterial Cybersecurity Incidents Read More Link to /blogs/privacy--security-law-blog/2024/05/sec-clarifies-8-k-immaterial-cybersecurity-reports
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-05-10-24
May 10 - May 23, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-05-10-24
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-05-10-24
May 10 - May 23, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-05-10-24
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-04-26-24
April 26 - May 9, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-04-26-24
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-04-26-24
April 26 - May 9, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-04-26-24
digital financial icons Link to /blogs/financial-services-law-advisor/2024/05/cftc-finalizes-swap-futures-reporting-rules
05.13.24
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Finalizes Two Sets of Reporting Requirements Read More Link to /blogs/financial-services-law-advisor/2024/05/cftc-finalizes-swap-futures-reporting-rules
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2024/05/udaap-bulletin-cfpb-ftc-april
05.08.24
Insights
Financial Services Litigation and Enforcement
April 2024 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2024/05/udaap-bulletin-cfpb-ftc-april
Money and calculators Link to /insights/2024/05/labor-final-rule-for-fiduciary-advisers-and-erisa
05.06.24
Advisories
Financial Services
Labor Department Finalizes Investment Advice Fiduciary Rule Under ERISA Read More Link to /insights/2024/05/labor-final-rule-for-fiduciary-advisers-and-erisa
Link to /blogs/financial-services-law-advisor/2024/05/how-ai-will-impact-investment-advisers
05.03.24
Insights
AI for IAs: How Artificial Intelligence Will Impact Investment Advisers Read More Link to /blogs/financial-services-law-advisor/2024/05/how-ai-will-impact-investment-advisers
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-04-13-24
April 13 - April 25, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/banking-and-consumer-regulatory-digest-04-13-24
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-04-13-24
April 13 - April 25, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/05/broker-dealer-regulatory-digest-04-13-24
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2024/04/udaap-bulletin-cfpb-ftc-march
04.03.24
Insights
Financial Services Litigation and Enforcement
March 2024 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2024/04/udaap-bulletin-cfpb-ftc-march
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-31-2024
March 31 - April 12, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-31-2024
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-31-24
March 31 - April 12, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-31-24
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-16-2024
March 16 - March 29, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-16-2024
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-16-24
March 16 - March 29, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-16-24
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2024/03/udaap-bulletin-cfpb-ftc-february
03.06.24
Insights
Financial Services Litigation and Enforcement
February 2024 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2024/03/udaap-bulletin-cfpb-ftc-february
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-01-2024
March 1 - 15, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/banking-and-consumer-regulatory-digest-03-01-2024
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-01-24
March 1 - March 15, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/03/broker-dealer-regulatory-digest-03-01-24
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/02/banking-and-consumer-regulatory-digest-02-16-2024
February 16 – February 29, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/02/banking-and-consumer-regulatory-digest-02-16-2024
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/02/broker-dealer-regulatory-digest-02-16-2024
February 16 – February 29, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/02/broker-dealer-regulatory-digest-02-16-2024
stock market screen Link to /blogs/financial-services-law-advisor/2024/02/sec-market-making-rule-includes-trading-interest
02.15.24
Insights
Regulatory Compliance/Federal Agencies Resources
Bona Fide Market Making Activity Should Include Trading Interest Other Than Quotations Read More Link to /blogs/financial-services-law-advisor/2024/02/sec-market-making-rule-includes-trading-interest
Digital Banking Graphs Link to /blogs/financial-services-law-advisor/2024/02/marketing-rule-takeaways-for-investment-advisers
02.14.24
Insights
Regulatory Compliance/Federal Agencies Resources
The (New) Marketing Rule: Perspectives on RIA Compliance, One Year Later Read More Link to /blogs/financial-services-law-advisor/2024/02/marketing-rule-takeaways-for-investment-advisers
treasury department building Link to /blogs/financial-services-law-advisor/2024/02/new-fincen-cta-and-boi-rules-compared
02.12.24
Insights
Financial Services Litigation and Enforcement
Beneficial Ownership Information Reporting Rule – Update and Comparison with Beneficial Ownership Rule Read More Link to /blogs/financial-services-law-advisor/2024/02/new-fincen-cta-and-boi-rules-compared
glasses on financial records Link to /blogs/financial-services-law-advisor/2024/02/finra-focuses-on-market-integrity-compliance
02.12.24
Insights
Regulatory Compliance/Federal Agencies Resources
FINRA's Focus on Compliance With Market Integrity Rules Read More Link to /blogs/financial-services-law-advisor/2024/02/finra-focuses-on-market-integrity-compliance
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2024/02/udaap-bulletin-cfpb-ftc-january
02.08.24
Insights
Financial Services Litigation and Enforcement
January 2024 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2024/02/udaap-bulletin-cfpb-ftc-january
Flag of Delaware Link to /blogs/employment-labor-and-benefits/2024/02/post-employment-restrictive-covenants-in-delaware
02.08.24
Insights
Counseling
January Surprise: Court Ruling on Post-Employment Restrictive Covenants in Delaware Read More Link to /blogs/employment-labor-and-benefits/2024/02/post-employment-restrictive-covenants-in-delaware
Microchip illustration of a brain over a grid Link to /blogs/financial-services-law-advisor/2024/02/cftc-ai-task-force-seeks-comments-on-uses-risks
02.06.24
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Requests Comments on the Use of Artificial Intelligence Read More Link to /blogs/financial-services-law-advisor/2024/02/cftc-ai-task-force-seeks-comments-on-uses-risks
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/02/banking-and-consumer-regulatory-digest-02-02-2024
February 2 – February 15, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/02/banking-and-consumer-regulatory-digest-02-02-2024
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/02/broker-dealer-regulatory-digest-02-02-2024
February 2 – February 15, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/02/broker-dealer-regulatory-digest-02-02-2024
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2024/01/banking-and-consumer-regulatory-digest-01-19-24
January 19 - February 1, 2024
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2024/01/banking-and-consumer-regulatory-digest-01-19-24
bank Link to /blogs/financial-services-law-advisor/2024/01/cfpb-proposes-rule-to-treat-overdraft-as-credit
01.19.24
Insights
Credit/Debit Payments Resources
CFPB Proposes Rule to Treat Overdraft as Credit Under TILA Read More Link to /blogs/financial-services-law-advisor/2024/01/cfpb-proposes-rule-to-treat-overdraft-as-credit
Money and calculators Link to /blogs/financial-services-law-advisor/2024/01/investment-adviser-sec-expectations-in-2024
01.18.24
Insights
Regulatory and Compliance
Investment Adviser Expectations in 2024 Read More Link to /blogs/financial-services-law-advisor/2024/01/investment-adviser-sec-expectations-in-2024
globe with digital currency symbols Link to /blogs/financial-services-law-advisor/2024/01/finra-regulatory-oversight-report-2024-takeaways
01.16.24
Insights
Regulatory and Compliance
FINRA's 2024 Annual Regulatory Oversight Report: Select Observations Read More Link to /blogs/financial-services-law-advisor/2024/01/finra-regulatory-oversight-report-2024-takeaways
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2024/01/udaap-bulletin-cfpb-ftc-december
01.03.24
Insights
Financial Services Litigation and Enforcement
December 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2024/01/udaap-bulletin-cfpb-ftc-december
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/12/broker-dealer-regulatory-digest-12-30-2023
December 30, 2023 - January 18, 2024
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/12/broker-dealer-regulatory-digest-12-30-2023
server room Link to /blogs/financial-services-law-advisor/2023/12/cftc-proposes-cyber-swap-dco-and-market-rules
12.29.23
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Approves Two Rulemaking Proposals and a DCO Application Read More Link to /blogs/financial-services-law-advisor/2023/12/cftc-proposes-cyber-swap-dco-and-market-rules
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/12/banking-and-consumer-regulatory-digest-12-30-2023
December 2 - 15, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/12/banking-and-consumer-regulatory-digest-12-30-2023
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/12/banking-and-consumer-regulatory-digest-12-2-2023
December 2 - 15, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/12/banking-and-consumer-regulatory-digest-12-2-2023
Base of legal columns Link to /blogs/financial-services-law-advisor/2023/12/fednow-liability-ach-and-a-4th-circuit-appeal
12.26.23
Insights
Credit/Debit Payments Resources
A Look at FedNow Liability Allocation and a 4th Circuit Toss-Up Read More Link to /blogs/financial-services-law-advisor/2023/12/fednow-liability-ach-and-a-4th-circuit-appeal
Marble court columns Link to /blogs/financial-services-law-advisor/2023/12/cftc-enforcement-trends-from-fy-2023-report
12.14.23
Insights
Financial Services Litigation and Enforcement
CFTC Division of Enforcement, FY 2023: A Year in Review and Looking Ahead Read More Link to /blogs/financial-services-law-advisor/2023/12/cftc-enforcement-trends-from-fy-2023-report
smokestacks Link to /blogs/financial-services-law-advisor/2023/12/cftc-drafts-guidance-on-carbon-credit-derivatives
12.13.23
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Proposes Guidance on Listing Voluntary Carbon Credit Derivative Contracts, Continuing Focus on Carbon Markets Read More Link to /blogs/financial-services-law-advisor/2023/12/cftc-drafts-guidance-on-carbon-credit-derivatives
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/12/broker-dealer-regulatory-digest-12-2-15-2023
December 2-15, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/12/broker-dealer-regulatory-digest-12-2-15-2023
colorful credit cards Link to /blogs/financial-services-law-advisor/2023/11/cfpb-credit-card-accountability-biennial-report
11.03.23
Insights
Credit/Debit Payments Resources
CFPB Publishes 2023 Biennial CARD Act Report Read More Link to /blogs/financial-services-law-advisor/2023/11/cfpb-credit-card-accountability-biennial-report
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/11/udaap-bulletin-cfpb-ftc-october
11.03.23
Insights
Financial Services Litigation and Enforcement
October 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/11/udaap-bulletin-cfpb-ftc-october
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/11/banking-and-consumer-regulatory-digest-10301122023
October 30 - November 12, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/11/banking-and-consumer-regulatory-digest-10301122023
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/11/broker-dealer-regulatory-digest-10301122023
October 30 - November 12, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/11/broker-dealer-regulatory-digest-10301122023
bank Link to /blogs/financial-services-law-advisor/2023/10/cfpb-consumer-data-access-third-parties-fintechs
10.25.23
Insights
Privacy and Data Security
First Impressions on CFPB's Proposed Open Banking Rule: Considerations for Key Stakeholders Read More Link to /blogs/financial-services-law-advisor/2023/10/cfpb-consumer-data-access-third-parties-fintechs
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/10/banking-and-consumer-regulatory-digest-1016292023
October 16-29, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/10/banking-and-consumer-regulatory-digest-1016292023
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/10/broker-dealer-regulatory-digest-october-16-29-2023
October 16-29, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/10/broker-dealer-regulatory-digest-october-16-29-2023
abstract building Link to /blogs/financial-services-law-advisor/2023/10/cfpb-fair-credit-reporting-marketing-data-security
10.03.23
Insights
Regulatory Compliance/Federal Agencies Resources
Quick Reactions to the CFPB's Potential Changes to Credit Reporting Practices Read More Link to /blogs/financial-services-law-advisor/2023/10/cfpb-fair-credit-reporting-marketing-data-security
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/10/banking-and-consumer-regulatory-digest-102152023
October 2-15, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/10/banking-and-consumer-regulatory-digest-102152023
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/10/broker-dealer-regulatory-digest-october-2-15-2023
October 2-15, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/10/broker-dealer-regulatory-digest-october-2-15-2023
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest-091823
September 18 - October 1, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest-091823
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest-091823
September 18 - October 1, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest-091823
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest-09041723
September 4-17, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest-09041723
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest-09041723
September 4-17, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest-09041723
gavel on book Link to /blogs/financial-services-law-advisor/2023/09/us-fintech-laws-and-regulations-2023
09.15.23
Insights
Regulatory and Compliance
U.S. Fintech Laws and Regulations 2023 Read More Link to /blogs/financial-services-law-advisor/2023/09/us-fintech-laws-and-regulations-2023
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest
August 21 – September 3, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/banking-and-consumer-regulatory-digest
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest
August 21 – September 3, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/09/broker-dealer-regulatory-digest
Graphic of financial pillars Link to /blogs/financial-services-law-advisor/2023/09/regulatory-trio-fed-fdic-occ-debt-resolution-plans
09.07.23
Insights
The Regulatory Trio: Long-Term Debt and Resolution Plan Proposals Signal Need for Greater Clarity and Simplification Read More Link to /blogs/financial-services-law-advisor/2023/09/regulatory-trio-fed-fdic-occ-debt-resolution-plans
Banking and Consumer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/08/banking-and-consumer-regulatory-digest
August 7 - 20, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/08/banking-and-consumer-regulatory-digest
Broker Dealer Regulatory Digest Link to /blogs/financial-services-law-advisor/2023/08/broker-dealer-regulatory-digest
August 7 - 20, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2023/08/broker-dealer-regulatory-digest
Court columns Link to /blogs/financial-services-law-advisor/2022/08/banking-and-consumer-regulatory-digest
July 24 - August 6, 2023
Insights
Banking and Consumer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2022/08/banking-and-consumer-regulatory-digest
Court columns Link to /blogs/financial-services-law-advisor/2022/08/broker-dealer-regulatory-digest
July 24 - August 6, 2023
Insights
Broker Dealer Regulatory Digest Read More Link to /blogs/financial-services-law-advisor/2022/08/broker-dealer-regulatory-digest
bank building Link to /blogs/financial-services-law-advisor/2023/08/fed-fdic-banking-regulatory-capital-revamp
08.04.23
Insights
Regulatory and Compliance
The Revisit: Our Take on the U.S. Banking Agencies' Regulatory Capital Revamp Read More Link to /blogs/financial-services-law-advisor/2023/08/fed-fdic-banking-regulatory-capital-revamp
treasury department building Link to /blogs/financial-services-law-advisor/2023/07/ofac-annual-report-blocked-property-deadline
07.31.23
Insights
Regulatory Compliance/Federal Agencies Resources
Deadline Approaches for Filing OFAC Annual Report of Blocked Property Read More Link to /blogs/financial-services-law-advisor/2023/07/ofac-annual-report-blocked-property-deadline
banks Link to /blogs/financial-services-law-advisor/2023/06/banking-third-party-risk-management-guidance
06.27.23
Insights
Regulatory and Compliance
Federal Banking Regulators Issue Final Third-Party Risk Management Guidance Read More Link to /blogs/financial-services-law-advisor/2023/06/banking-third-party-risk-management-guidance
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/06/udaap-bulletin-cfpb-ftc-may
06.12.23
Insights
Financial Services Litigation and Enforcement
May 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/06/udaap-bulletin-cfpb-ftc-may
crypto tokens Link to /blogs/financial-services-law-advisor/2023/06/cftc-issues-letters-dco-regulation-digital-assets
06.08.23
Insights
Regulatory Compliance/Federal Agencies Resources
CFTC Issues Staff Advisory Letters on DCO Regulation: Prime Brokerage Arrangements and Digital Assets Read More Link to /blogs/financial-services-law-advisor/2023/06/cftc-issues-letters-dco-regulation-digital-assets
Legal books on meeting table Link to /blogs/financial-services-law-advisor/2023/05/cftc-swaps-business-conduct-standards
05.25.23
Insights
Regulatory Compliance/Federal Agencies Resources
Swaps Enforcement Update: Business Conduct Standards for Swap Dealers and Major Swap Participants Read More Link to /blogs/financial-services-law-advisor/2023/05/cftc-swaps-business-conduct-standards
bank building Link to /blogs/financial-services-law-advisor/2023/05/bank-fintech-partnership-agreements
05.19.23
Insights
Financial Services Litigation and Enforcement
The Recipe for a Strong Bank-Fintech Partnership Agreement Read More Link to /blogs/financial-services-law-advisor/2023/05/bank-fintech-partnership-agreements
digital locks Link to /blogs/financial-services-law-advisor/2023/05/ftc-glba-safeguards-compliance
05.18.23
Insights
Financial Services
REMINDER: Compliance Deadline for FTC's GLBA Safeguards Rule Is Around the Corner Read More Link to /blogs/financial-services-law-advisor/2023/05/ftc-glba-safeguards-compliance
bank building Link to /blogs/financial-services-law-advisor/2023/05/cfpb-banks-closed-accounts-unfair-act
05.17.23
Insights
CFPB Puts Banks on Notice for Reopening Closed Accounts Read More Link to /blogs/financial-services-law-advisor/2023/05/cfpb-banks-closed-accounts-unfair-act
digital currency symbols Link to /blogs/financial-services-law-advisor/2023/05/digital-pound-central-banks-currency
05.15.23
Insights
Blockchain
The Digital Pound: "More Likely Than Not" Read More Link to /blogs/financial-services-law-advisor/2023/05/digital-pound-central-banks-currency
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/05/udaap-bulletin-cfpb-ftc-april
05.10.23
Insights
Financial Services Litigation and Enforcement
April 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/05/udaap-bulletin-cfpb-ftc-april
digits Link to /blogs/financial-services-law-advisor/2023/05/sec-share-repurchases-private-fund-reporting
05.05.23
Insights
SEC Adopts Proposals to Enhance Share Repurchase Disclosures and Private Fund Reporting Read More Link to /blogs/financial-services-law-advisor/2023/05/sec-share-repurchases-private-fund-reporting
graphic of AI mind with gear Link to /blogs/financial-services-law-advisor/2023/05/ai-bias-civil-rights-ftc-cfpb-eeoc
05.02.23
Insights
Federal Agencies Will Jointly Look for Bias and Discrimination in AI Read More Link to /blogs/financial-services-law-advisor/2023/05/ai-bias-civil-rights-ftc-cfpb-eeoc
Piggy bank on dollar bills Link to /blogs/financial-services-law-advisor/2023/05/nonbank-sifi-financial-stability-oversight-fsoc
05.02.23
Insights
FSOC Systemic Risk Framework and Interpretive Guidance on Nonbank SIFI Designations Read More Link to /blogs/financial-services-law-advisor/2023/05/nonbank-sifi-financial-stability-oversight-fsoc
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/04/udaap-bulletin-cfpb-ftc-march
04.13.23
Insights
Financial Services Litigation and Enforcement
March 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/04/udaap-bulletin-cfpb-ftc-march
bank building Link to /blogs/financial-services-law-advisor/2023/04/cfpb-abusive-acts-financial-services
04.05.23
Insights
CFPB Releases Analysis of 'Abusive' Practices in the Financial Services Marketplace Read More Link to /blogs/financial-services-law-advisor/2023/04/cfpb-abusive-acts-financial-services
credit cards Link to /blogs/financial-services-law-advisor/2023/03/cfpb-credit-card-late-junk-fees
03.29.23
Insights
CFPB Officially Takes Aim at Credit Card Late Fees Read More Link to /blogs/financial-services-law-advisor/2023/03/cfpb-credit-card-late-junk-fees
sound wave Link to /blogs/financial-services-law-advisor/2023/03/sec-data-cybersecurity-it
03.24.23
Insights
Privacy and Data Security
SEC Proposes Host of New Rules for Data Security, Cybersecurity, and IT Resilience Read More Link to /blogs/financial-services-law-advisor/2023/03/sec-data-cybersecurity-it
Computer code on laptop screen Link to /blogs/financial-services-law-advisor/2023/03/sec-ransomware-disclosure-blackbaud-cyber
03.15.23
Insights
Privacy and Data Security
SEC Settles Ransomware Disclosure Charges for $3 Million Read More Link to /blogs/financial-services-law-advisor/2023/03/sec-ransomware-disclosure-blackbaud-cyber
grid of data points Link to /blogs/financial-services-law-advisor/2023/03/securities-class-actions-data-trends-2022
03.13.23
Insights
Financial Services Litigation and Enforcement
Securities Class Actions: Data, Trends, and Insights Read More Link to /blogs/financial-services-law-advisor/2023/03/securities-class-actions-data-trends-2022
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/03/february-2023-udaap-bulletin
03.09.23
Insights
February 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/03/february-2023-udaap-bulletin
server room Link to /blogs/privacy--security-law-blog/2023/02/ncua-cyber-incident-credit-unions
02.27.23
Insights
Financial Services
NCUA Approves 72-Hour Cyber Incident Reporting Requirement for Credit Unions Read More Link to /blogs/privacy--security-law-blog/2023/02/ncua-cyber-incident-credit-unions
Laptop keyboard Link to /blogs/privacy--security-law-blog/2023/02/business-email-compromise-bec-studco-1st-advantage
02.24.23
Insights
Financial Services
Federal Court Holds Financial Institution Liable for Business Email Compromise Loss Read More Link to /blogs/privacy--security-law-blog/2023/02/business-email-compromise-bec-studco-1st-advantage
Link to /blogs/privacy--security-law-blog/2023/02/sec-advisory-client-assets-crypto-custody
02.21.23
Insights
Safeguarding Advisory Client Assets: Our Take on Crypto Treatment Under the SEC's Proposed Rule Read More Link to /blogs/privacy--security-law-blog/2023/02/sec-advisory-client-assets-crypto-custody
Link to /blogs/financial-services-law-advisor/2023/02/sec-advisory-client-assets-crypto-custody
02.21.23
Insights
Regulatory and Compliance
Safeguarding Advisory Client Assets: Our Take on Crypto Treatment Under the SEC's Proposed Rule Read More Link to /blogs/financial-services-law-advisor/2023/02/sec-advisory-client-assets-crypto-custody
banks Link to /blogs/financial-services-law-advisor/2023/02/cfpb-respa-section-8-digital-mortgage-kickback
02.16.23
Insights
Regulatory Compliance/Federal Agencies Resources
CFPB Warns Mortgage Rate Comparison Sites About Anti-Kickback Risks Read More Link to /blogs/financial-services-law-advisor/2023/02/cfpb-respa-section-8-digital-mortgage-kickback
globe with digital currency symbols Link to /blogs/financial-services-law-advisor/2023/02/business-email-compromise-bec-fraud-studco
02.16.23
Insights
Passing the Fraud Loss Hot Potato Read More Link to /blogs/financial-services-law-advisor/2023/02/business-email-compromise-bec-fraud-studco
abstract building Link to /blogs/financial-services-law-advisor/2023/02/january-2023-udaap-bulletin
02.07.23
Insights
Financial Services Litigation and Enforcement
January 2023 UDAAP Bulletin Read More Link to /blogs/financial-services-law-advisor/2023/02/january-2023-udaap-bulletin
Link to /blogs/financial-services-law-advisor/2023/01/cftc-decentralized-manipulation-crypto
01.25.23
Insights
Blockchain
CFTC Action Against Decentralized Digital Asset Manipulation Is First of Its Kind Read More Link to /blogs/financial-services-law-advisor/2023/01/cftc-decentralized-manipulation-crypto
stock chart Link to /blogs/financial-services-law-advisor/2023/01/fincen-beneficial-ownership-access-cta
01.20.23
Insights
FinCEN Beneficial Ownership Information Access Proposal Raises Many Questions Read More Link to /blogs/financial-services-law-advisor/2023/01/fincen-beneficial-ownership-access-cta
Keyboard close up Link to /blogs/financial-services-law-advisor/2023/01/sec-cybersecurity-disclosure-regulation
01.19.23
Insights
Privacy and Data Security
SEC Looks to Finalize Proposed Cyber Rules, Issue New NPRM Read More Link to /blogs/financial-services-law-advisor/2023/01/sec-cybersecurity-disclosure-regulation
Grid of glowing neon lines Link to /blogs/financial-services-law-advisor/2023/01/fintech-data-privacy-security-webinar_crosslist
01.09.23
Insights
Financial Services
Now Available: DWT-Glenbrook Partners Webinar "Data Privacy and Security Considerations for Fintechs: 5 Priorities Heading into 2023" Read More Link to /blogs/financial-services-law-advisor/2023/01/fintech-data-privacy-security-webinar_crosslist
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2023/01/dao-cftc-digital-assets-blockchain-lawsuits
1.4.23
Insights
Court Rules Digital Asset DAOs Can Be Sued by the CFTC Read More Link to /blogs/financial-services-law-advisor/2023/01/dao-cftc-digital-assets-blockchain-lawsuits
courthouse with blue sky Link to /blogs/financial-services-law-advisor/2022/12/sec-proposes-major-equity-market-overhaul
12.16.22
Insights
SEC Issues Four Proposals with Potentially Broad Ramifications on Equity Market Structure Read More Link to /blogs/financial-services-law-advisor/2022/12/sec-proposes-major-equity-market-overhaul
globe Link to /blogs/financial-services-law-advisor/2022/12/instant-payments-clearing-house-fednow-regulation
12.06.22
Insights
The Headwinds Facing Faster Payments Read More Link to /blogs/financial-services-law-advisor/2022/12/instant-payments-clearing-house-fednow-regulation
blockchain symbols Link to /blogs/financial-services-law-advisor/2022/11/custodia-bank-digital-assets-court-wyoming
11.23.22
Insights
Custodia Bank Wins Important Digital Asset Decision Read More Link to /blogs/financial-services-law-advisor/2022/11/custodia-bank-digital-assets-court-wyoming
digital locks Link to /blogs/financial-services-law-advisor/2022/11/new-york-financial-services-eyemed-settlement
11.16.22
Insights
Privacy and Data Security
New York Department of Financial Services' EyeMed Settlement Emphasizes Risk Assessments, Email Controls Read More Link to /blogs/financial-services-law-advisor/2022/11/new-york-financial-services-eyemed-settlement
blockchain and cryptocurrency symbols Link to /blogs/financial-services-law-advisor/2022/11/cftc-enforcement-results-crypto-trends
11.02.22
Insights
Financial Services Litigation and Enforcement
CFTC's Annual Enforcement Results Include Notable and Novel Cases Read More Link to /blogs/financial-services-law-advisor/2022/11/cftc-enforcement-results-crypto-trends
globe with digital currency symbols Link to /blogs/financial-services-law-advisor/2022/10/5-takeaways-from-the-fsoc-report-on-crypto-assets
10.27.22
Insights
Regulatory and Compliance
Five Takeaways from the FSOC Report on Crypto-Assets Read More Link to /blogs/financial-services-law-advisor/2022/10/5-takeaways-from-the-fsoc-report-on-crypto-assets
digit sheet Link to /blogs/financial-services-law-advisor/2022/10/financial-crimes-beneficial-ownership-reporting
10.14.22
Insights
FinCEN Releases Final Rule on Beneficial Ownership Information Reporting Requirements Read More Link to /blogs/financial-services-law-advisor/2022/10/financial-crimes-beneficial-ownership-reporting
banks Link to /blogs/financial-services-law-advisor/2022/10/overdraft-fees-cfpb-regions-bank
10.03.22
Insights
Financial Services Litigation and Enforcement
CFPB Enforcement Action Latest Move Against Overdraft Fees by Financial Regulators Read More Link to /blogs/financial-services-law-advisor/2022/10/overdraft-fees-cfpb-regions-bank
Link to /blogs/financial-services-law-advisor/2022/09/digital-assets-crypto-treasury-doj-executive-order
09.30.22
Insights
Regulatory and Compliance
A Discussion of DOJ and Treasury Reports Following the Digital Assets Executive Order Read More Link to /blogs/financial-services-law-advisor/2022/09/digital-assets-crypto-treasury-doj-executive-order
digits Link to /blogs/financial-services-law-advisor/2022/09/treasury-dept-illicit-financing-digital-assets
09.30.22
Insights
Privacy and Data Security
Addressing Digital Assets' Illicit Financing Risks: "Supporting Actions" Still Needed to Execute Treasury's Action Plan Read More Link to /blogs/financial-services-law-advisor/2022/09/treasury-dept-illicit-financing-digital-assets
phone Link to /blogs/financial-services-law-advisor/2022/09/us-treasury-instant-payments-cbdc-analysis
09.30.22
Insights
Regulatory and Compliance
Treasury Recommends Moving Forward on CBDC Analysis and Encouraging Use of Instant Payments Read More Link to /blogs/financial-services-law-advisor/2022/09/us-treasury-instant-payments-cbdc-analysis
stablecoin Link to /blogs/financial-services-law-advisor/2022/09/dept-of-justice-criminal-activity-digital-assets
09.30.22
Insights
Blockchain
U.S. Department of Justice Report Outlines Key Action Items to Address Criminal Activity Related to Digital Assets Read More Link to /blogs/financial-services-law-advisor/2022/09/dept-of-justice-criminal-activity-digital-assets
crypto tokens Link to /blogs/financial-services-law-advisor/2022/09/cftc-bzerox-decentralized-crypto-dao-liability
09.28.22
Insights
Blockchain
CFTC Takes Aim at DAO Members in bZeroX Settlement Read More Link to /blogs/financial-services-law-advisor/2022/09/cftc-bzerox-decentralized-crypto-dao-liability
server room Link to /blogs/financial-services-law-advisor/2022/09/cfpb-data-security-financial-services-cfpa
09.26.22
Insights
Privacy and Data Security
CFPB Takes on Failure to Adopt "Common Data Security Practices" Read More Link to /blogs/financial-services-law-advisor/2022/09/cfpb-data-security-financial-services-cfpa
digital lock Link to /blogs/financial-services-law-advisor/2022/09/dwt-amicus-brief-wyoming-blockchain-custodia-bank
09.26.22
Insights
Regulatory and Compliance
DWT Attorneys File Amicus Brief in Support of Custodia Bank Read More Link to /blogs/financial-services-law-advisor/2022/09/dwt-amicus-brief-wyoming-blockchain-custodia-bank
Link to /blogs/energy--environmental-law-blog/2022/09/ethereum-merge-energy-electricity-demand
09.15.22
Insights
Electric Power
The Ethereum Merge's Climate & Energy Implications May Be Only the Beginning for the Crypto-Asset Industry Read More Link to /blogs/energy--environmental-law-blog/2022/09/ethereum-merge-energy-electricity-demand
Link to /blogs/financial-services-law-advisor/2022/09/ethereum-merge-energy-electricity-demand
09.15.22
Insights
The Ethereum Merge's Climate & Energy Implications May Be Only the Beginning for the Crypto-Asset Industry Read More Link to /blogs/financial-services-law-advisor/2022/09/ethereum-merge-energy-electricity-demand
globe Link to /blogs/financial-services-law-advisor/2022/09/usa-fintech-laws-2022
09.08.22
Insights
Financial Services Litigation and Enforcement
U.S. Fintech Laws and Regulations 2022 Read More Link to /blogs/financial-services-law-advisor/2022/09/usa-fintech-laws-2022
abstract building Link to /blogs/financial-services-law-advisor/2022/08/finra-expungement-broker-dealer-arbitration
08.30.22
Insights
Regulatory Compliance/Federal Agencies Resources
FINRA Proposes New Limitations on Expungement Proceedings Read More Link to /blogs/financial-services-law-advisor/2022/08/finra-expungement-broker-dealer-arbitration
Dollar symbol Link to /blogs/financial-services-law-advisor/2022/08/cybersecurity-guidance-nonbank-financial-services
08.15.22
Insights
Privacy and Data Security
State Banking Supervisors Clarify Cybersecurity Expectations for Nonbank Financial Institutions Read More Link to /blogs/financial-services-law-advisor/2022/08/cybersecurity-guidance-nonbank-financial-services
blockchain symbols Link to /blogs/financial-services-law-advisor/2022/07/virtual-currency-tax-fairness-act-small-businesses
07.28.22
Insights
Financial Services Litigation and Enforcement
Bipartisan Legislation Would Simplify Use of Digital Assets for Everyday Purposes Read More Link to /blogs/financial-services-law-advisor/2022/07/virtual-currency-tax-fairness-act-small-businesses
abstract building Link to /blogs/financial-services-law-advisor/2022/07/fdic-false-advertising-rule-now-effective
07.08.22
Insights
Regulatory and Compliance
FDIC False Advertising Rule Now Effective Read More Link to /blogs/financial-services-law-advisor/2022/07/fdic-false-advertising-rule-now-effective
credit cards Link to /blogs/financial-services-law-advisor/2022/06/credit-card-late-fees-scrutinized-by-cfpb
06.27.22
Insights
Regulatory and Compliance
Credit Card Late Fees Scrutinized by CFPB Read More Link to /blogs/financial-services-law-advisor/2022/06/credit-card-late-fees-scrutinized-by-cfpb
crypto symbols Link to /blogs/financial-services-law-advisor/2022/06/3-key-components-to-understanding-crypto
06.24.22
Insights
Regulatory and Compliance
Making Sense of What's Happening in Crypto Read More Link to /blogs/financial-services-law-advisor/2022/06/3-key-components-to-understanding-crypto
stablecoin stack Link to /blogs/financial-services-law-advisor/2022/06/coinbase-gmo-trust-sued-over-gyen-stablecoin
06.08.22
Insights
Purchasers Suing Coinbase and GMO Trust Claim That Nothing's Stable About GYEN Stablecoin Read More Link to /blogs/financial-services-law-advisor/2022/06/coinbase-gmo-trust-sued-over-gyen-stablecoin
coins and credit card Link to /blogs/financial-services-law-advisor/2022/05/senator-durbin-interchange-fees-via-mastercard
05.31.22
Insights
Regulatory and Compliance
Sen. Durbin Looking to Address Credit Card Interchange Fees Read More Link to /blogs/financial-services-law-advisor/2022/05/senator-durbin-interchange-fees-via-mastercard
Dollar symbol Link to /blogs/privacy--security-law-blog/2022/05/payment-card-industry-data-security-standards
05.06.22
Insights
Financial Services
Introducing PCI DSS 4.0: New Payment Card Security Standards Take Broad View of Scope, Offer Companies More Compliance Flexibility Read More Link to /blogs/privacy--security-law-blog/2022/05/payment-card-industry-data-security-standards
digits Link to /blogs/financial-services-law-advisor/2022/05/payment-card-industry-data-security-standards
05.06.22
Insights
Regulatory and Compliance
Introducing PCI DSS 4.0: New Payment Card Security Standards Take Broad View of Scope, Offer Companies More Compliance Flexibility Read More Link to /blogs/financial-services-law-advisor/2022/05/payment-card-industry-data-security-standards
digital locks Link to /blogs/financial-services-law-advisor/2022/04/occ-computer-security-incident-notification-rule
04.15.22
Insights
Regulatory Compliance/Federal Agencies Resources
As Compliance Deadline Approaches, Banking Regulators to Host "Ask the Regulators" Webcast on Computer-Security Incident Notification Rule Read More Link to /blogs/financial-services-law-advisor/2022/04/occ-computer-security-incident-notification-rule
stablecoin Link to /blogs/financial-services-law-advisor/2022/04/pat-toomey-senate-stablecoin-bill
04.08.22
Insights
Regulatory and Compliance
Gaining Momentum: The First Senate Discussion Draft on Stablecoins Read More Link to /blogs/financial-services-law-advisor/2022/04/pat-toomey-senate-stablecoin-bill
gavel on book Link to /blogs/financial-services-law-advisor/2022/03/cfpb-updated-udaap-manual
03.22.22
Insights
Regulatory and Compliance
CFPB to Use "Unfairness" to Address Gaps in Antidiscrimination Coverage Read More Link to /blogs/financial-services-law-advisor/2022/03/cfpb-updated-udaap-manual
blockchain and cryptocurrency symbols Link to /blogs/financial-services-law-advisor/2022/03/biden-executive-order-crypto
03.16.22
Insights
Regulatory and Compliance
Stepping Back: Five Takeaways From the Digital Assets Executive Order Read More Link to /blogs/financial-services-law-advisor/2022/03/biden-executive-order-crypto
stock chart Link to /blogs/financial-services-law-advisor/2022/02/federal-reserve-cbdc-paper
02.01.22
Insights
Three Initial Takeaways From the Federal Reserve's CBDC Discussion Paper Read More Link to /blogs/financial-services-law-advisor/2022/02/federal-reserve-cbdc-paper
stack of crypto coins Link to /blogs/financial-services-law-advisor/2022/01/stablecoin-legislation-2022
01.07.22
Insights
Financial Services Litigation and Enforcement
Stablecoins: Promoting Innovation While Addressing Risks Read More Link to /blogs/financial-services-law-advisor/2022/01/stablecoin-legislation-2022
digital numbers Link to /blogs/financial-services-law-advisor/2021/11/cfpb-udaap-antitrust-enforcement
11.30.21
Insights
Financial Services Litigation and Enforcement
Chopra's CFPB Signals Expansion of Abusiveness to Include Antitrust Read More Link to /blogs/financial-services-law-advisor/2021/11/cfpb-udaap-antitrust-enforcement
digital lock Link to /blogs/financial-services-law-advisor/2021/11/glba-information-security-requirements-non-banks
11.04.21
Insights
Financial Services Litigation and Enforcement
FTC Strengthens GLBA Information Security Requirements for Non-Bank Financial Institutions Read More Link to /blogs/financial-services-law-advisor/2021/11/glba-information-security-requirements-non-banks
digital globe and currency symbols Link to /blogs/financial-services-law-advisor/2021/11/five-antitrust-tips-for-fintech-in-house-counsel
11.03.21
Insights
General
Five Antitrust Tips for Fintech In-House Counsel Read More Link to /blogs/financial-services-law-advisor/2021/11/five-antitrust-tips-for-fintech-in-house-counsel
colorful credit cards Link to /blogs/financial-services-law-advisor/2021/10/cfpb--card-act-report-2021
10.21.21
Insights
Credit/Debit Payments Resources
Readability and Deferred Interest Remain Concerns in CFPB's Biennial CARD ACT Report Read More Link to /blogs/financial-services-law-advisor/2021/10/cfpb--card-act-report-2021
calculator and financial data sheet Link to /blogs/financial-services-law-advisor/2021/10/cfpb-small-business-lending-data-reporting
10.14.21
Insights
Financial Services Litigation and Enforcement
CFPB's Small Business Lending Data Collection Rulemaking Read More Link to /blogs/financial-services-law-advisor/2021/10/cfpb-small-business-lending-data-reporting
digital honeycomb icons Link to /blogs/financial-services-law-advisor/2021/10/dfpi-ofti-fintech-priorities
10.07.21
Insights
Regulatory and Compliance
Fintech Innovation at California's Newest Financial Regulator Webinar Recap Read More Link to /blogs/financial-services-law-advisor/2021/10/dfpi-ofti-fintech-priorities
globe with digital currency symbols Link to /blogs/financial-services-law-advisor/2021/10/ofac-updated-ransomware-advisory
10.01.21
Insights
Privacy and Data Security
OFAC Makes Waves in Fight Against Ransomware, but Practical Effects Unclear Read More Link to /blogs/financial-services-law-advisor/2021/10/ofac-updated-ransomware-advisory
phone app icons Link to /blogs/financial-services-law-advisor/2021/09/community-banks-fintech-due-diligence-guide
09.30.21
Insights
Deals and Technology
New Resources for Community Banks That Partner With Fintechs Read More Link to /blogs/financial-services-law-advisor/2021/09/community-banks-fintech-due-diligence-guide
digital financial icons Link to /blogs/financial-services-law-advisor/2021/09/usa-fintech-laws-2021
09.29.21
Insights
General
U.S. Fintech Laws and Regulations 2021 Read More Link to /blogs/financial-services-law-advisor/2021/09/usa-fintech-laws-2021
Link to /blogs/financial-services-law-advisor/2021/09/five-things
09.23.21
Insights
Financial Services Litigation and Enforcement
Five Things Read More Link to /blogs/financial-services-law-advisor/2021/09/five-things
digital shield Link to /blogs/financial-services-law-advisor/2021/09/sec-safeguards-rule-enforcement
09.02.21
Insights
Privacy and Data Security
SEC Continues to Emphasize Cybersecurity Practices and Disclosures, Settles Three Actions with Broker-Dealers and Investment Advisors Read More Link to /blogs/financial-services-law-advisor/2021/09/sec-safeguards-rule-enforcement
digital lock Link to /blogs/financial-services-law-advisor/2021/08/sec-cybersecurity-disclosures
08.24.21
Insights
Financial Services Litigation and Enforcement
Recent SEC Enforcement Activity Highlights Issuers' Cybersecurity Disclosure Obligations and Pitfalls Read More Link to /blogs/financial-services-law-advisor/2021/08/sec-cybersecurity-disclosures
coins Link to /blogs/financial-services-law-advisor/2021/08/cfpb-non-compliance-remediation
08.18.21
Insights
Financial Services Litigation and Enforcement
CFPB: Failure to Remediate Non-Compliance May Be Abusive Conduct Read More Link to /blogs/financial-services-law-advisor/2021/08/cfpb-non-compliance-remediation
treasury department building Link to /blogs/financial-services-law-advisor/2021/08/ofac-blocked-property-report-2021
08.05.21
Insights
Regulatory and Compliance
Deadline Approaching for Filing OFAC Annual Report of Blocked Property Read More Link to /blogs/financial-services-law-advisor/2021/08/ofac-blocked-property-report-2021
digital app icons Link to /blogs/financial-services-law-advisor/2021/07/dfpi-ofti-scope-and-function
07.23.21
Insights
DFPI
DFPI Office of Financial Technology and Innovation Gives Insight Into Scope and Functions Read More Link to /blogs/financial-services-law-advisor/2021/07/dfpi-ofti-scope-and-function
bank building Link to /blogs/financial-services-law-advisor/2021/07/interagency-guidance-third-party-risk-management
07.22.21
Insights
Regulatory and Compliance
Regulators to Harmonize How Banks Address Fintech and Service Provider Risk Management Read More Link to /blogs/financial-services-law-advisor/2021/07/interagency-guidance-third-party-risk-management
diverse group Link to /blogs/financial-services-law-advisor/2021/06/cfpb-racial-equity-priorities
06.30.21
Insights
Financial Services Litigation and Enforcement
Far-Ranging CFPB Action Expected in Support of Racial Equity Priorities Read More Link to /blogs/financial-services-law-advisor/2021/06/cfpb-racial-equity-priorities
money transfer on app Link to /blogs/financial-services-law-advisor/2021/06/cfpb-unauthorized-transfer-consumer-liability
06.24.21
Insights
Financial Services Litigation and Enforcement
CFPB Provides Guidance on Unauthorized Transfers Read More Link to /blogs/financial-services-law-advisor/2021/06/cfpb-unauthorized-transfer-consumer-liability
credit cards Link to /blogs/financial-services-law-advisor/2021/05/california-dfpi-debt-collector-oversight
05.19.21
Insights
DFPI
A Look at the California DFPI's Debt Collection Oversight Measures Thus Far Read More Link to /blogs/financial-services-law-advisor/2021/05/california-dfpi-debt-collector-oversight
abstract grid Link to /blogs/financial-services-law-advisor/2021/04/federal-financial-institutions-ai-rfi
05.17.21
Insights
Privacy and Data Security
Federal Regulators' Artificial Intelligence Initiative Is a Promising Development for Financial Industry Read More Link to /blogs/financial-services-law-advisor/2021/04/federal-financial-institutions-ai-rfi
hundred dollar bill Link to /blogs/financial-services-law-advisor/2021/04/dwt-dfpi-general-counsel-event
04.28.21
Insights
Financial Services Litigation and Enforcement
DFPI General Counsel Shares Insights on Department's Scope, Priorities, and Approach Read More Link to /blogs/financial-services-law-advisor/2021/04/dwt-dfpi-general-counsel-event
aerial view of homes Link to /blogs/financial-services-law-advisor/2021/04/biden-administration-cfpb-enforcement-initiatives
04.14.21
Insights
Financial Services Litigation and Enforcement
A New Spring in the CFPB's Step Read More Link to /blogs/financial-services-law-advisor/2021/04/biden-administration-cfpb-enforcement-initiatives
calculator calendar coins Link to /blogs/financial-services-law-advisor/2021/03/biden-administration-mortgage-relief-covid
03.16.21
Insights
Regulatory and Compliance
COVID, Year Two: A Look at Mortgage Relief, Regulatory Scrutiny, and the Road Ahead Read More Link to /blogs/financial-services-law-advisor/2021/03/biden-administration-mortgage-relief-covid
lgbtq and transgender flags Link to /blogs/financial-services-law-advisor/2021/03/cfpb-ecoa-sexual-orientation-gender-discrimination
03.12.21
Insights
Regulatory and Compliance
CFPB Clarifies That ECOA Prohibits Discrimination Based on Sexual Orientation and Gender Identity Read More Link to /blogs/financial-services-law-advisor/2021/03/cfpb-ecoa-sexual-orientation-gender-discrimination
dollar bills Link to /blogs/financial-services-law-advisor/2021/03/georgia-earned-wage-access-bill
03.04.21
Insights
DFPI
Georgia Becomes Latest to Address Earned Wage Access Providers Read More Link to /blogs/financial-services-law-advisor/2021/03/georgia-earned-wage-access-bill
bank columns Link to /blogs/financial-services-law-advisor/2021/01/cfpb-limited-english-proficiency-guidelines
01.22.21
Insights
Regulatory and Compliance
CFPB Issues Guidelines Encouraging Access to Financial Products and Services for Customers With Limited English Proficiency Read More Link to /blogs/financial-services-law-advisor/2021/01/cfpb-limited-english-proficiency-guidelines
tablet with shopping cart and other icons Link to /blogs/financial-services-law-advisor/2021/01/california-dfpi-impact-on-financial-services
01.19.21
Insights
Financial Services Litigation and Enforcement
How Well Do You Know California's Newest Financial Regulator? Read More Link to /blogs/financial-services-law-advisor/2021/01/california-dfpi-impact-on-financial-services
money Link to /blogs/financial-services-law-advisor/2021/01/ccfpl-violation-penalties
01.15.21
Insights
Financial Services Litigation and Enforcement
Don't Say We Didn't Warn You – A Summary of California's Revamped Consumer Financial Protection Penalties Read More Link to /blogs/financial-services-law-advisor/2021/01/ccfpl-violation-penalties
bank Link to /blogs/financial-services-law-advisor/2021/01/corporate-transparency-act-ownership-database
01.14.21
Insights
Regulatory and Compliance
Corporate Transparency Act Creates National Database of Company Ownership Information Read More Link to /blogs/financial-services-law-advisor/2021/01/corporate-transparency-act-ownership-database
Digital stock chart Link to /blogs/financial-services-law-advisor/2020/11/differences-between-ccfpl-dbo-california
11.06.20
Insights
DFPI
Out With the Old, In With the New: California Revamps Its Department of Business Oversight Read More Link to /blogs/financial-services-law-advisor/2020/11/differences-between-ccfpl-dbo-california
global financial symbols and laptop Link to /blogs/financial-services-law-advisor/2020/10/cfpb-financial-data-access-anpr
10.28.20
Insights
Regulatory and Compliance
CFPB Initiates Process to Regulate Financial Data Access Read More Link to /blogs/financial-services-law-advisor/2020/10/cfpb-financial-data-access-anpr
digital shield with numbers Link to /blogs/financial-services-law-advisor/2020/10/ofac-ransomware-payments-sanctions-advisory
10.28.20
Insights
Privacy and Data Security
OFAC Warns of Sanctions Risks for Companies Facilitating Ransomware Payments Read More Link to /blogs/financial-services-law-advisor/2020/10/ofac-ransomware-payments-sanctions-advisory
Toy car, calculator, pen, and magnifying glass Link to /blogs/financial-services-law-advisor/2020/10/cfpb-nissan-action-letter
10.23.20
Insights
Regulatory and Compliance
CFPB Action Puts the Brakes on Auto Lender's Repossessions Read More Link to /blogs/financial-services-law-advisor/2020/10/cfpb-nissan-action-letter
Aerial view residential homes Link to /blogs/financial-services-law-advisor/2020/10/cfpb-recission-2015-msa-compliance-bulletin-faq
10.16.20
Insights
Financial Services Litigation and Enforcement
Rescission of 2015 MSA Compliance Bulletin Further Evidence of CFPB's Gentler RESPA Section 8 Approach - But New FAQs Do Not Necessarily Provide More Comfort Read More Link to /blogs/financial-services-law-advisor/2020/10/cfpb-recission-2015-msa-compliance-bulletin-faq
California flag Link to /blogs/financial-services-law-advisor/2020/10/ca-department-financial-protection-innovation
10.07.20
Insights
Regulatory and Compliance
California's New State "Mini-CFPB" Is Not Very "Mini," but Very "CFPB" Read More Link to /blogs/financial-services-law-advisor/2020/10/ca-department-financial-protection-innovation
Calendar on orange background Link to /blogs/financial-services-law-advisor/2020/08/ofac-2020-expanded-arbp-form
08.27.20
Insights
Deadline Approaching for Filing Newly Expanded OFAC Annual Report of Blocked Property Read More Link to /blogs/financial-services-law-advisor/2020/08/ofac-2020-expanded-arbp-form
Calendar with pushpin Link to /insights/2020/08/ofac-2020-expanded-arbp-form
08.25.20
Advisories
Financial Services
Deadline Approaching for Filing Newly Expanded OFAC Annual Report of Blocked Property Read More Link to /insights/2020/08/ofac-2020-expanded-arbp-form
Colorful credit cards Link to /blogs/financial-services-law-advisor/2020/07/ftc-payment-processor-enforcement
07.10.20
Insights
Financial Services Litigation and Enforcement
FTC Leads Renewed Enforcement Focus on Payment Processors Read More Link to /blogs/financial-services-law-advisor/2020/07/ftc-payment-processor-enforcement
House windows Link to /blogs/financial-services-law-advisor/2020/06/cfpb-regulation-x-covid-19-mortgage-relief
06.24.20
Insights
Regulatory and Compliance
CFPB Amends Regulation X to Account for COVID-19-Related Mortgage Relief Read More Link to /blogs/financial-services-law-advisor/2020/06/cfpb-regulation-x-covid-19-mortgage-relief
Abstract stock chart Link to /blogs/financial-services-law-advisor/2020/06/office-comptroller-currency-fintech-initiatives
06.18.20
Insights
OCC Fintech Charter
Back to the Future for the OCC Under New Acting Comptroller Brian Brooks Read More Link to /blogs/financial-services-law-advisor/2020/06/office-comptroller-currency-fintech-initiatives
Aerial view of houses Link to /blogs/financial-services-law-advisor/2020/06/covid-19-mortgage-relief-updates
06.17.20
Insights
Regulatory and Compliance
Nearing Three Months In – More Updates on Mortgage Relief Efforts, Regulatory Guidance, and Emerging Areas of Concern Read More Link to /blogs/financial-services-law-advisor/2020/06/covid-19-mortgage-relief-updates
Stack of letters Link to /blogs/financial-services-law-advisor/2020/05/new-cfpb-no-action-warning-letters
05.29.20
Insights
Regulatory and Compliance
CFPB Introduces New No-Action Letter Templates Read More Link to /blogs/financial-services-law-advisor/2020/05/new-cfpb-no-action-warning-letters
Rolls of international currency Link to /blogs/financial-services-law-advisor/2020/05/us-bea-be10-survey-deadline-2020
05.08.20
Insights
Global Insights
Deadlines for Filing U.S. Bureau of Economic Analysis BE-10 Survey Read More Link to /blogs/financial-services-law-advisor/2020/05/us-bea-be10-survey-deadline-2020
Aerial view residential homes Link to /blogs/financial-services-law-advisor/2020/04/cares-act-mortgage-borrower-relief
04.28.20
Insights
Regulatory and Compliance
One Month In – Updates on Mortgage Relief Efforts and Guidance Read More Link to /blogs/financial-services-law-advisor/2020/04/cares-act-mortgage-borrower-relief
Credit cards Link to /blogs/financial-services-law-advisor/2020/04/cfpb-covid-19-response
04.28.2020
Insights
Reactions to CFPB's COVID-19 Response and Canada's Alternative Response Read More Link to /blogs/financial-services-law-advisor/2020/04/cfpb-covid-19-response
Credit cards Link to /blogs/financial-services-law-advisor/2020/04/covid-19-credit-card-chargeback-best-practices
04.14.20
Insights
Best Practices for Merchants Managing COVID-19-Related Cardholder Disputes Read More Link to /blogs/financial-services-law-advisor/2020/04/covid-19-credit-card-chargeback-best-practices
Marble steps and columns Link to /blogs/financial-services-law-advisor/2020/04/frb-interim-final-rule-ppp-lenders
04.10.20
Insights
Regulatory and Compliance
Federal Banking Agencies Outline Regulatory Capital Relief for PPP Lenders Read More Link to /blogs/financial-services-law-advisor/2020/04/frb-interim-final-rule-ppp-lenders
Eagle on American dollar bill Link to /blogs/financial-services-law-advisor/2020/04/sba-main-street-lending-program
04.09.20
Insights
Regulatory and Compliance
Federal Reserve Board of Governors Announces $600 Billion Main Street Lending Program Read More Link to /blogs/financial-services-law-advisor/2020/04/sba-main-street-lending-program
Loan agreement with pen and calculator Link to /blogs/financial-services-law-advisor/2020/04/joint-agency-cfpb-mortgage-relief-guidance
04.07.20
Insights
Regulatory and Compliance
Agencies Promise Flexibility, but the Rules Still Apply: Key Takeaways from Joint Agency and CFPB Guidance Regarding Mortgage Servicing Rules and COVID-19-Related Relief Read More Link to /blogs/financial-services-law-advisor/2020/04/joint-agency-cfpb-mortgage-relief-guidance
Fountain pen on paper Link to /blogs/financial-services-law-advisor/2020/04/sba-cares-act-lending-programs
04.03.20
Insights
Regulatory and Compliance
The SBA COVID-19 Response: Lenders Needed Read More Link to /blogs/financial-services-law-advisor/2020/04/sba-cares-act-lending-programs
Building columns Link to /blogs/financial-services-law-advisor/2020/03/covid-19-credit-reporting
04.01.20
Insights
Regulatory and Compliance
Balancing Credit Reporting and Compassion In Light of COVID-19 Read More Link to /blogs/financial-services-law-advisor/2020/03/covid-19-credit-reporting
Building columns Link to /blogs/financial-services-law-advisor/2020/03/mortgage-provider-forbearance-relief
03.26.20
Insights
Regulatory and Compliance
Mortgage Servicers Must Provide Substantial Forbearance Relief to COVID-19 Affected Borrowers of Federally Backed Loans Read More Link to /blogs/financial-services-law-advisor/2020/03/mortgage-provider-forbearance-relief
Abstract stock chart Link to /blogs/financial-services-law-advisor/2020/03/nydfs-covid-19-credit-relief-order
03.24.20
Insights
Regulatory and Compliance
Governor Cuomo Orders COVID-19 Credit Relief Read More Link to /blogs/financial-services-law-advisor/2020/03/nydfs-covid-19-credit-relief-order
Paper stacks Link to /blogs/financial-services-law-advisor/2020/03/force-majeure-provisions-covid-19
03.20.20
Insights
COVID-19 and Contractual Force Majeure Provisions Read More Link to /blogs/financial-services-law-advisor/2020/03/force-majeure-provisions-covid-19
Rows of residential homes Link to /blogs/financial-services-law-advisor/2020/03/mortgage-servicer-covid-19-guidance
03.19.20
Insights
Regulatory and Compliance
Federal and State Agencies to Mortgage Servicers: Slow Down, Be Flexible, and Be Compassionate With Borrowers Affected by COVID-19 Read More Link to /blogs/financial-services-law-advisor/2020/03/mortgage-servicer-covid-19-guidance
Numbers and stock chart candlesticks Link to /blogs/financial-services-law-advisor/2020/02/nydfs-financial-protection-expansion
02.18.20
Insights
Regulatory and Compliance
New York State Budget Proposal Would Expand Consumer Financial Protection Authorities Read More Link to /blogs/financial-services-law-advisor/2020/02/nydfs-financial-protection-expansion
Rolls of hundred dollar bills Link to /blogs/financial-services-law-advisor/2020/02/new-york-city-cashless-ban
02.05.20
Insights
Financial Services Litigation and Enforcement
Cashless Ban Update – New York City Legislation Read More Link to /blogs/financial-services-law-advisor/2020/02/new-york-city-cashless-ban
Legal books on meeting table Link to /blogs/financial-services-law-advisor/2020/02/state-consumer-privacy-laws-2020
02.04.20
Insights
Privacy and Data Security
State Consumer Privacy Law Round-Up Read More Link to /blogs/financial-services-law-advisor/2020/02/state-consumer-privacy-laws-2020
Colorful credit cards Link to /blogs/financial-services-law-advisor/2020/01/california-dept-of-financial-protection-innovation
01.09.20
Insights
Financial Services Litigation and Enforcement
California to “Step-Up” Consumer Financial Protections? Read More Link to /blogs/financial-services-law-advisor/2020/01/california-dept-of-financial-protection-innovation
Neon ones and zeroes on dark background Link to /blogs/financial-services-law-advisor/2020/01/new-federal-privacy-bill-would-require-audits
01.09.20
Insights
Privacy and Data Security
New Federal Privacy Bill Would Require Audits of Algorithmic Decision-Making Read More Link to /blogs/financial-services-law-advisor/2020/01/new-federal-privacy-bill-would-require-audits
Glass buildings towering into the sky Link to /blogs/financial-services-law-advisor/2020/01/fdic-enforcement-actions-manual
01.08.20
Insights
Regulatory and Compliance
FDIC Releases Enforcement Manual in Line With “Trust Through Transparency” Initiative Read More Link to /blogs/financial-services-law-advisor/2020/01/fdic-enforcement-actions-manual
Zeroes and ones floating on a multicolored screen Link to /blogs/financial-services-law-advisor/2019/12/frb-december-2019-consumer-compliance-bulletin
12.20.19
Insights
Regulatory and Compliance
Fintech and the Federal Reserve: Consumer Compliance Supervision Bulletin Focuses on Fintech Read More Link to /blogs/financial-services-law-advisor/2019/12/frb-december-2019-consumer-compliance-bulletin
Zeroes and ones in cascading lines Link to /blogs/financial-services-law-advisor/2019/12/open-banking-api-liability
12.18.19
Insights
Regulatory and Compliance
Open Banking, APIs, and Liability Issues Read More Link to /blogs/financial-services-law-advisor/2019/12/open-banking-api-liability
Glowing biometric fingerprint Link to /blogs/financial-services-law-advisor/2019/11/facing-the-future-of-biometric-info
11.15.19
Insights
Privacy and Data Security
Facing the Future of Biometric Information for Payment Verification Read More Link to /blogs/financial-services-law-advisor/2019/11/facing-the-future-of-biometric-info
Computer code on a digital screen Link to /blogs/financial-services-law-advisor/2019/10/nydfs-fintech-charter-challenge
10.30.19
Insights
OCC Fintech Charter
NYDFS Prevails Once More in OCC Fintech Charter Challenge Read More Link to /blogs/financial-services-law-advisor/2019/10/nydfs-fintech-charter-challenge
Calendar pages Link to /insights/2019/09/new-ofac-filing-report-blocked-property
09.23.19
Advisories
Financial Services
Deadline Approaching for Filing Newly Expanded OFAC Annual Report of Blocked Property Read More Link to /insights/2019/09/new-ofac-filing-report-blocked-property
7th Circuit rules FTC cannot recover under RCRA Link to /blogs/financial-services-law-advisor/2019/09/ftc-v-credit-bureau-center-7th-circuit-decision
09.11.19
Insights
Financial Services Litigation and Enforcement
Will Questions About FTC Enforcement Authority Shift Enforcement to CFPB? Read More Link to /blogs/financial-services-law-advisor/2019/09/ftc-v-credit-bureau-center-7th-circuit-decision
U.S. sees wave of processor and payment technology company consolidation in 2019 Link to /blogs/financial-services-law-advisor/2019/08/us-payment-processor-mergers-2019
08.12.19
Insights
Deals and Technology
Thoughts on the Wave of Payment Processor Mega-Mergers Read More Link to /blogs/financial-services-law-advisor/2019/08/us-payment-processor-mergers-2019
California legislature considering allowing charter banks to handle some cannabis related banking Link to /blogs/financial-services-law-advisor/2019/07/california-poised-to-empower-charter-banks-to-bank
07.29.19
Insights
Financial Services Litigation and Enforcement
California Poised to Empower Charter Banks to Bank Cannabis Money (SB 51) Read More Link to /blogs/financial-services-law-advisor/2019/07/california-poised-to-empower-charter-banks-to-bank
CFS Link to /blogs/financial-services-law-advisor/2019/07/recent-developments-in-debt-collection
07.29.19
Insights
Financial Services Litigation and Enforcement
DWT Partner Bradford Hardin Gives Presentation on Recent Developments in Debt Collection Litigation and Enforcement Read More Link to /blogs/financial-services-law-advisor/2019/07/recent-developments-in-debt-collection
Federal Courthouse Link to /blogs/financial-services-law-advisor/2019/07/recently-introduced-democratic-consumer-finance
07.02.19
Insights
Credit/Debit Payments Resources
Recently Introduced Democratic Consumer Finance Proposals Read More Link to /blogs/financial-services-law-advisor/2019/07/recently-introduced-democratic-consumer-finance
Link to /blogs/financial-services-law-advisor/2019/06/the-california-consumer-privacy-act-what-financial
06.20.19
Insights
Privacy and Data Security
The California Consumer Privacy Act: What Financial Services Providers Need to Know Read More Link to /blogs/financial-services-law-advisor/2019/06/the-california-consumer-privacy-act-what-financial
credit cards Link to /blogs/financial-services-law-advisor/2019/06/the-evolving-market-for-purchase-installment-plans
06.12.19
Insights
Regulatory and Compliance
The Evolving Market for Purchase Installment Plans Read More Link to /blogs/financial-services-law-advisor/2019/06/the-evolving-market-for-purchase-installment-plans
Link to /blogs/financial-services-law-advisor/2019/05/consumer-financial-protection-bureau-proposes-regu
05.29.19
Insights
Regulatory and Compliance
Consumer Financial Protection Bureau Proposes Regulation Implementing Fair Debt Collection Practices Act Read More Link to /blogs/financial-services-law-advisor/2019/05/consumer-financial-protection-bureau-proposes-regu
Courthouse columns Link to /blogs/financial-services-law-advisor/2019/05/cfpbs-structure-is-constitutional-ninth-circuit
05.20.19
Insights
Financial Services Litigation and Enforcement
CFPB’s Structure is Constitutional – 9th Circuit Read More Link to /blogs/financial-services-law-advisor/2019/05/cfpbs-structure-is-constitutional-ninth-circuit
Streaming lines of computer code Link to /blogs/financial-services-law-advisor/2019/05/exempt-or-not-exempt-part-2-the-california
05.14.19
Insights
Privacy and Data Security
Exempt or Not Exempt? Part 2: The California Consumer Privacy Act and the Fair Credit Reporting Act Read More Link to /blogs/financial-services-law-advisor/2019/05/exempt-or-not-exempt-part-2-the-california
CFS Link to /blogs/financial-services-law-advisor/2019/04/mandatory-cash-acceptance-update
04.01.19
Insights
Privacy and Data Security
Mandatory Cash Acceptance Update – Philadelphia Legislation & Athletic Venues Read More Link to /blogs/financial-services-law-advisor/2019/04/mandatory-cash-acceptance-update
book Link to /blogs/financial-services-law-advisor/2019/03/scotus-rules-foreclosure-firms-are-not-debt-collec
03.25.19
Insights
Financial Services Litigation and Enforcement
SCOTUS Rules Foreclosure Firms Are Not “Debt Collectors” in Nonjudicial Proceedings Read More Link to /blogs/financial-services-law-advisor/2019/03/scotus-rules-foreclosure-firms-are-not-debt-collec
Cannabis banking Link to /insights/2019/03/proposed-safe-banking-act-would-have-positive-effe
03.04.19
Advisories
Cannabis
Proposed SAFE Banking Act Would Have Positive Effects on Legal Cannabis Industry Read More Link to /insights/2019/03/proposed-safe-banking-act-would-have-positive-effe
POS machine and credit cards Link to /blogs/financial-services-law-advisor/2019/02/mandatory-cash-acceptance-legislation-and-the-ongo
02.20.19
Insights
Privacy and Data Security
Mandatory Cash Acceptance Legislation and the Ongoing Argument Over Going Cashless Read More Link to /blogs/financial-services-law-advisor/2019/02/mandatory-cash-acceptance-legislation-and-the-ongo
CFS Link to /blogs/financial-services-law-advisor/2019/02/lessons-from-recent-bsaaml-enforcement-actions
02.15.19
Insights
Financial Services Litigation and Enforcement
Lessons from Recent BSA/AML Enforcement Actions Read More Link to /blogs/financial-services-law-advisor/2019/02/lessons-from-recent-bsaaml-enforcement-actions
credit cards Link to /blogs/financial-services-law-advisor/2019/02/visa-and-mastercard-obtain-preliminary-approval-of
02.07.19
Insights
Financial Services Litigation and Enforcement
Visa and Mastercard Obtain Preliminary Approval of Second Attempt at Interchange Settlement Read More Link to /blogs/financial-services-law-advisor/2019/02/visa-and-mastercard-obtain-preliminary-approval-of
CFS Link to /blogs/financial-services-law-advisor/2019/01/federal-reserve-seeks-comment-on-actions-to-promot
01.30.19
Insights
Regulatory and Compliance
Federal Reserve Seeks Comment on Actions to Promote Faster Payments Read More Link to /blogs/financial-services-law-advisor/2019/01/federal-reserve-seeks-comment-on-actions-to-promot
Insights Link to /insights/2019/01/eu-companies-face-tough-choice-violate-us-secondar
01.08.19
Advisories
Brand Protection & Enforcement
EU Companies Face Tough Choice: Violate U.S. Secondary Sanctions on Iran or Amended EU Blocking Regulations Read More Link to /insights/2019/01/eu-companies-face-tough-choice-violate-us-secondar
CFS Link to /blogs/financial-services-law-advisor/2019/01/dwt-payments-team-members-featured-in-thomson-reut
01.08.19
Insights
Resource Database
DWT Payments Team Members Featured in Thomson Reuters’ Recent CFS Law Report Read More Link to /blogs/financial-services-law-advisor/2019/01/dwt-payments-team-members-featured-in-thomson-reut
cfpb Link to /blogs/financial-services-law-advisor/2018/12/new-cfpb-proposal-to-overhaul-existing-noaction-le
12.19.18
Insights
Regulatory and Compliance
New CFPB Proposal to Overhaul Existing No-Action Letter Policy and Create a Federal Regulatory Sandbox Read More Link to /blogs/financial-services-law-advisor/2018/12/new-cfpb-proposal-to-overhaul-existing-noaction-le
CFS Link to /blogs/financial-services-law-advisor/2018/11/agency-activity-in-smalldollar-lending
11.27.18
Insights
Regulatory and Compliance
Agency Activity in Small-Dollar Lending Read More Link to /blogs/financial-services-law-advisor/2018/11/agency-activity-in-smalldollar-lending
project W Link to /blogs/financial-services-law-advisor/2018/11/dwts-project-w-hosts-fintech-women-event-fi-perspe
11.12.18
Insights
Deals and Technology
DWT's Project W Hosts FinTech Women Event: FI Perspective on the FinTech Ecosystem Read More Link to /blogs/financial-services-law-advisor/2018/11/dwts-project-w-hosts-fintech-women-event-fi-perspe
CFS Link to /blogs/financial-services-law-advisor/2018/11/state-of-regulation-focus-on-fintech
11.09.18
Insights
Regulatory and Compliance
State of Regulation: Focus on Fintech Read More Link to /blogs/financial-services-law-advisor/2018/11/state-of-regulation-focus-on-fintech
cfpb Link to /blogs/financial-services-law-advisor/2018/11/bureaus-proposal-for-a-disclosure-sandbox
11.05.18
Insights
Regulatory and Compliance
Bureau's Proposal for a "Disclosure Sandbox" Read More Link to /blogs/financial-services-law-advisor/2018/11/bureaus-proposal-for-a-disclosure-sandbox
flag Link to /blogs/financial-services-law-advisor/2018/09/california-near-to-enacting-nations-first-commerci
09.19.18
Insights
Regulatory and Compliance
California Near to Enacting Nation’s First Commercial Finance Disclosure Law Read More Link to /blogs/financial-services-law-advisor/2018/09/california-near-to-enacting-nations-first-commerci
CFS Link to /blogs/financial-services-law-advisor/2018/09/states-diverge-from-federal-regulators-on-disparat
09.12.18
Insights
Financial Services Litigation and Enforcement
States Diverge From Federal Regulators on Disparate Impact Read More Link to /blogs/financial-services-law-advisor/2018/09/states-diverge-from-federal-regulators-on-disparat
CFS Link to /blogs/financial-services-law-advisor/2018/08/occ-accepting-charter-applications-from-fintech-co
08.30.18
Insights
OCC Fintech Charter
OCC Accepting Charter Applications from Fintech Companies Read More Link to /blogs/financial-services-law-advisor/2018/08/occ-accepting-charter-applications-from-fintech-co
eagle seal Link to /blogs/financial-services-law-advisor/2018/08/third-circuit-says-cfpb-may-investigate-the-totali
08.16.18
Insights
Financial Services Litigation and Enforcement
3rd Circuit Says CFPB May Investigate the Totality of a Target’s Business Conduct Read More Link to /blogs/financial-services-law-advisor/2018/08/third-circuit-says-cfpb-may-investigate-the-totali
CFS Link to /blogs/financial-services-law-advisor/2018/08/artificial-intelligence--machine-learning-the-futu
08.15.18
Insights
Resource Database
Artificial Intelligence & Machine Learning: The Future Computed Read More Link to /blogs/financial-services-law-advisor/2018/08/artificial-intelligence--machine-learning-the-futu
search Bar Link to /blogs/financial-services-law-advisor/2018/08/arizona-attorney-general-launches-regulatory-sandb
08.14.18
Insights
Deals and Technology
Arizona Attorney General Launches Regulatory Sandbox Program for Fintech Companies Read More Link to /blogs/financial-services-law-advisor/2018/08/arizona-attorney-general-launches-regulatory-sandb
CFS Link to /blogs/financial-services-law-advisor/2018/07/update-on-the-occs-initiative-for-the-special-purp
07.31.18
Insights
OCC Fintech Charter
Update on the OCC’s Initiative for the Special Purpose National Bank Charter Read More Link to /blogs/financial-services-law-advisor/2018/07/update-on-the-occs-initiative-for-the-special-purp
CFS Link to /blogs/financial-services-law-advisor/2018/07/us-supreme-court-sides-with-amex-in-landmark-card
07.11.18
Insights
Financial Services Litigation and Enforcement
U.S. Supreme Court Sides with Amex in Landmark Card Case Read More Link to /blogs/financial-services-law-advisor/2018/07/us-supreme-court-sides-with-amex-in-landmark-card
shield Link to /blogs/financial-services-law-advisor/2018/07/washington-state-updates-money-services-rules
07.09.18
Insights
Deals and Technology
Washington State Updates Money Services Rules Read More Link to /blogs/financial-services-law-advisor/2018/07/washington-state-updates-money-services-rules
cfpb Link to /blogs/financial-services-law-advisor/2018/07/is-kraningers-nomination-to-head-bureau-a-tactical
07.02.18
Insights
Financial Services Litigation and Enforcement
Is Kraninger’s Nomination to Head Bureau a Tactical Choice to Continue Mulvaney’s Policy Trajectory? Read More Link to /blogs/financial-services-law-advisor/2018/07/is-kraningers-nomination-to-head-bureau-a-tactical
cfpb Link to /blogs/financial-services-law-advisor/2018/06/what-the-security-group-consent-order-suggests-abo
06.27.18
Insights
Regulatory and Compliance
What the Security Group Consent Order Suggests About the CFPB's Direction Read More Link to /blogs/financial-services-law-advisor/2018/06/what-the-security-group-consent-order-suggests-abo
microphone Link to /blogs/financial-services-law-advisor/2018/05/insight-on-third-party-risk-management
05.24.18
Insights
Resource Database
Insight on Third Party Risk Management Read More Link to /blogs/financial-services-law-advisor/2018/05/insight-on-third-party-risk-management
eagle seal Link to /blogs/financial-services-law-advisor/2018/05/debtors-lose-third-circuit-rejects-discovery-rule
05.21.18
Insights
Regulatory and Compliance
Debtors Lose? 3rd Circuit Rejects “Discovery Rule,” Restricts Period to Assert Federal Debt Collection Actions in Break With 4th and 9th Circuits Read More Link to /blogs/financial-services-law-advisor/2018/05/debtors-lose-third-circuit-rejects-discovery-rule
CFS Link to /blogs/financial-services-law-advisor/2018/05/acc-releases-2018-state-of-cybersecurity-report
05.14.18
Insights
Resource Database
ACC Releases 2018 State of Cybersecurity Report Read More Link to /blogs/financial-services-law-advisor/2018/05/acc-releases-2018-state-of-cybersecurity-report
project W Link to /blogs/financial-services-law-advisor/2018/04/dwts-project-w-hosts-second-femtech-leaders-event
04.30.18
Insights
Deals and Technology
DWT's Project W Hosts Second FemTech Leaders Event of 2018 Read More Link to /blogs/financial-services-law-advisor/2018/04/dwts-project-w-hosts-second-femtech-leaders-event
search Bar Link to /blogs/financial-services-law-advisor/2018/04/fintech-sandboxes--update-on-state-approaches
04.16.18
Insights
Deals and Technology
Fintech Sandboxes – Update on State Approaches Read More Link to /blogs/financial-services-law-advisor/2018/04/fintech-sandboxes--update-on-state-approaches
lock Link to /blogs/financial-services-law-advisor/2018/04/federal-regulatory-agencies-advise-on-cyber-insura
04.13.18
Insights
Privacy and Data Security
Federal Regulatory Agencies Advise on Cyber Insurance for Information Security Programs Read More Link to /blogs/financial-services-law-advisor/2018/04/federal-regulatory-agencies-advise-on-cyber-insura
Insights Link to /insights/2018/03/dc-circuit-rules-on-fccs-2015-tcpa-omnibus-order-a
03.21.18
Advisories
Advertising, Marketing & Promotions
D.C. Circuit Rules on FCC’s 2015 TCPA Omnibus Order: A Mixed Bag Read More Link to /insights/2018/03/dc-circuit-rules-on-fccs-2015-tcpa-omnibus-order-a
two people Link to /blogs/financial-services-law-advisor/2018/03/discrimination-and-algorithms-in-financial-service
03.06.18
Insights
Financial Services Litigation and Enforcement
Discrimination and Algorithms in Financial Services: Unintended Consequences of AI Read More Link to /blogs/financial-services-law-advisor/2018/03/discrimination-and-algorithms-in-financial-service
cfpb Link to /blogs/financial-services-law-advisor/2018/02/rumors-of-udaaps-demise-may-be-exaggerated
02.16.18
Insights
Financial Services Litigation and Enforcement
Rumors of UDAAP’s Demise May be Exaggerated Read More Link to /blogs/financial-services-law-advisor/2018/02/rumors-of-udaaps-demise-may-be-exaggerated
cfpb logo Link to /blogs/financial-services-law-advisor/2018/02/card-act-report-the-cfpb-departs-from-precedent
02.15.18
Insights
Financial Services Litigation and Enforcement
CARD Act Report: The CFPB Departs from Precedent Read More Link to /blogs/financial-services-law-advisor/2018/02/card-act-report-the-cfpb-departs-from-precedent
CSBS logo Link to /blogs/financial-services-law-advisor/2018/02/csbs-takes-another-step-towards-multistate-licensi
02.09.18
Insights
Regulatory and Compliance
CSBS Takes Another Step Towards Multi-State Licensing for New MSB Applicants Read More Link to /blogs/financial-services-law-advisor/2018/02/csbs-takes-another-step-towards-multistate-licensi
CFS Link to /blogs/financial-services-law-advisor/2018/01/state-regulatory-enforcement-initiatives-cooperati
01.31.18
Insights
Financial Services Litigation and Enforcement
State Regulatory Enforcement Initiatives: Cooperation and Conflict Read More Link to /blogs/financial-services-law-advisor/2018/01/state-regulatory-enforcement-initiatives-cooperati
cfpb Link to /blogs/financial-services-law-advisor/2018/01/the-consumer-credit-market-the-cfpbs-2017-card-act
01.03.18
Insights
Financial Services Litigation and Enforcement
The Consumer Credit Market: The CFPB’s 2017 CARD Act Report Read More Link to /blogs/financial-services-law-advisor/2018/01/the-consumer-credit-market-the-cfpbs-2017-card-act
Consumer Financial Protection Bureau logo Link to /blogs/financial-services-law-advisor/2017/11/next-steps-for-the-cfpb
11.27.17
Insights
Financial Services Litigation and Enforcement
Next Steps for the CFPB Read More Link to /blogs/financial-services-law-advisor/2017/11/next-steps-for-the-cfpb
CFS Link to /blogs/financial-services-law-advisor/2017/11/webinar-exploring-the-data-aggregation-market
11.21.17
Insights
Regulatory Compliance/Federal Agencies Resources
Webinar: Exploring the Data Aggregation Market Read More Link to /blogs/financial-services-law-advisor/2017/11/webinar-exploring-the-data-aggregation-market
CFS Link to /blogs/financial-services-law-advisor/2017/11/federal-reserve-enters-consent-order-to-sanction-d
11.13.17
Insights
Regulatory and Compliance
Federal Reserve Enters Consent Order to Sanction Deceptive Practice Involving Credit Card Product Read More Link to /blogs/financial-services-law-advisor/2017/11/federal-reserve-enters-consent-order-to-sanction-d
Consumer Financial Protection Bureau logo Link to /blogs/financial-services-law-advisor/2017/10/cfpb-highlights-supervisory-findings-related-to-cr
10.24.17
Insights
Financial Services Litigation and Enforcement
CFPB Highlights Supervisory Findings Related to Credit Cards Read More Link to /blogs/financial-services-law-advisor/2017/10/cfpb-highlights-supervisory-findings-related-to-cr
Beams of golden light Link to /blogs/privacy--security-law-blog/2017/10/acas-nondiscrimination-taglines-and-notices-requir
10.16.17
Insights
Data Protection
ACA’s Nondiscrimination Taglines and Notices Require Updating Your Notice of Privacy Practices Read More Link to /blogs/privacy--security-law-blog/2017/10/acas-nondiscrimination-taglines-and-notices-requir
Consumer Financial Protection Bureau logo Link to /blogs/financial-services-law-advisor/2017/10/cfpbs-first-noaction-letter-supporting-innovation
10.02.17
Insights
Regulatory and Compliance
CFPB’s First No-Action Letter: Supporting Innovation AND Supervision for Fair Lending Read More Link to /blogs/financial-services-law-advisor/2017/10/cfpbs-first-noaction-letter-supporting-innovation
Consumer Financial Protection Bureau logo Link to /blogs/financial-services-law-advisor/2017/07/regulatory-alert-debt-collection
07.21.17
Insights
Regulatory and Compliance
Regulatory Alert: Debt Collection Read More Link to /blogs/financial-services-law-advisor/2017/07/regulatory-alert-debt-collection
CFS Link to /blogs/financial-services-law-advisor/2017/07/occ-issues-retail-lending-handbook-booklet
07.05.17
Insights
Regulatory and Compliance
OCC Issues Retail Lending Handbook Booklet Read More Link to /blogs/financial-services-law-advisor/2017/07/occ-issues-retail-lending-handbook-booklet
dome building Link to /blogs/financial-services-law-advisor/2017/06/second-circuit-holds-that-printing-of-expiration-d
06.29.17
Insights
Regulatory and Compliance
Second Circuit Holds That Printing of Expiration Date Is a Bare Procedural Violation of FACTA That Is Inadequate Under Spokeo to Confer Standing to Sue Read More Link to /blogs/financial-services-law-advisor/2017/06/second-circuit-holds-that-printing-of-expiration-d
Final Notice sign Link to /blogs/financial-services-law-advisor/2017/06/supreme-court-narrows-fdcpas-definition-of-debt-co
06.27.17
Insights
Regulatory and Compliance
Supreme Court Narrows FDCPA’s Definition of Debt Collector Read More Link to /blogs/financial-services-law-advisor/2017/06/supreme-court-narrows-fdcpas-definition-of-debt-co
lock Link to /blogs/financial-services-law-advisor/2017/06/consumer-financial-data-aggregation--the-potential
06.07.17
Insights
Regulatory and Compliance
Consumer Financial Data Aggregation & the Potential for Regulatory Intervention Read More Link to /blogs/financial-services-law-advisor/2017/06/consumer-financial-data-aggregation--the-potential
lock Link to /blogs/financial-services-law-advisor/2017/06/frb-governor-indicates-data-aggregators-could-impa
06.01.17
Insights
Regulatory and Compliance
FRB Governor Indicates Data Aggregators Could Impact Bank Safety & Soundness as Part of the “Fintech Stack” Read More Link to /blogs/financial-services-law-advisor/2017/06/frb-governor-indicates-data-aggregators-could-impa
apple Link to /blogs/financial-services-law-advisor/2017/05/a-bad-apples-database-for-banks--not-so-fast
05.18.17
Insights
Regulatory and Compliance
A “Bad Apples” Database for Banks? Not So Fast. Read More Link to /blogs/financial-services-law-advisor/2017/05/a-bad-apples-database-for-banks--not-so-fast
CFS Link to /blogs/financial-services-law-advisor/2017/05/occ-issues-draft-fintech-supplement-to-occ-licensi
05.05.17
Insights
OCC Fintech Charter
OCC Issues Draft Fintech Supplement to OCC Licensing Manual Read More Link to /blogs/financial-services-law-advisor/2017/05/occ-issues-draft-fintech-supplement-to-occ-licensi
CFS Link to /blogs/financial-services-law-advisor/2017/04/occ-issues-thirdparty-relationship-supplemental-ex
04.05.17
Insights
OCC Fintech Charter
OCC Issues Third-Party Relationship Supplemental Examination Procedures Read More Link to /blogs/financial-services-law-advisor/2017/04/occ-issues-thirdparty-relationship-supplemental-ex
dome building Link to /blogs/financial-services-law-advisor/2017/03/cfpb-seeks-comments-on-the-credit-card-market-for
03.27.17
Insights
Regulatory and Compliance
CFPB Seeks Comments on the Credit Card Market for Its 2017 CARD Act Report Read More Link to /blogs/financial-services-law-advisor/2017/03/cfpb-seeks-comments-on-the-credit-card-market-for
CFS Link to /blogs/financial-services-law-advisor/2017/03/the-occ-fintech-charter-a-new-model-for-techenable
03.17.17
Insights
OCC Fintech Charter
The OCC Fintech Charter: A New Model for Tech-Enabled Financial Services? Read More Link to /blogs/financial-services-law-advisor/2017/03/the-occ-fintech-charter-a-new-model-for-techenable
CFS Link to /blogs/financial-services-law-advisor/2017/03/developments-on-the-occs-initiative-for-fintech-co
03.17.17
Insights
OCC Fintech Charter
Developments on the OCC's Initiative for Fintech Companies Read More Link to /blogs/financial-services-law-advisor/2017/03/developments-on-the-occs-initiative-for-fintech-co
CFS Link to /blogs/financial-services-law-advisor/2017/01/draft-new-law-will-change-the-regulatory-landscape
01.09.17
Insights
Global Insights
Draft New Law Will Change the Regulatory Landscape for E-Commerce in China Read More Link to /blogs/financial-services-law-advisor/2017/01/draft-new-law-will-change-the-regulatory-landscape
CFS Link to /blogs/financial-services-law-advisor/2016/12/rfi-on-consumer-data-sharing-shows-cfpb-interest-i
12.22.16
Insights
Regulatory and Compliance
RFI on Consumer Data Sharing Shows CFPB Interest in Data Aggregators Read More Link to /blogs/financial-services-law-advisor/2016/12/rfi-on-consumer-data-sharing-shows-cfpb-interest-i
CFS Link to /blogs/financial-services-law-advisor/2016/12/sofi-settlement-provides-lessons-for-lenders-marke
12.20.16
Insights
Financial Services Litigation and Enforcement
SoFi Settlement Provides Lessons for Lenders Marketing "Soft Pull" Preapprovals Read More Link to /blogs/financial-services-law-advisor/2016/12/sofi-settlement-provides-lessons-for-lenders-marke
CFS Link to /blogs/financial-services-law-advisor/2016/12/ny-proposes-cybersecurity-regulations-for-financia
12.19.16
Insights
Financial Services Litigation and Enforcement
NY Proposes Cybersecurity Regulations for Financial Services Read More Link to /blogs/financial-services-law-advisor/2016/12/ny-proposes-cybersecurity-regulations-for-financia
CFS Link to /blogs/financial-services-law-advisor/2016/12/caveat-venditor-cfpb-bulletin-on-sales-practices-a
12.19.16
Insights
Financial Services Litigation and Enforcement
Caveat Venditor: CFPB Bulletin on Sales Practices and Incentive Compensation Suggests More Enforcement Actions may be Coming Read More Link to /blogs/financial-services-law-advisor/2016/12/caveat-venditor-cfpb-bulletin-on-sales-practices-a
CFS Link to /blogs/financial-services-law-advisor/2016/12/occ-to-consider-special-charter-applications-for-f
12.05.16
Insights
OCC Fintech Charter
OCC to Consider Special Charter Applications for Fintech Companies Read More Link to /blogs/financial-services-law-advisor/2016/12/occ-to-consider-special-charter-applications-for-f
CFS Link to /blogs/financial-services-law-advisor/2016/12/federal-trade-commission-hosts-crowdfunding--peert
12.01.16
Insights
Financial Services Litigation and Enforcement
Federal Trade Commission Hosts Crowdfunding & Peer-to-Peer Payments Forum Read More Link to /blogs/financial-services-law-advisor/2016/12/federal-trade-commission-hosts-crowdfunding--peert
CFS Link to /blogs/financial-services-law-advisor/2016/12/the-2015-card-act-report
12.01.16
Insights
Regulatory and Compliance
The 2015 CARD Act Report Read More Link to /blogs/financial-services-law-advisor/2016/12/the-2015-card-act-report
CFS Link to /blogs/financial-services-law-advisor/2016/11/china-report-uniform-interchange-rates-now-apply-d
11.28.16
Insights
Global Insights
China Report: Uniform Interchange Rates Now Apply; Differentiated Interchange Fees Based On Different Types of Merchants No Longer Exist Read More Link to /blogs/financial-services-law-advisor/2016/11/china-report-uniform-interchange-rates-now-apply-d
CFS Link to /blogs/financial-services-law-advisor/2016/11/regulators-and-innovation--an-update-on-key-develo
11.21.16
Insights
Deals and Technology
Regulators and Innovation - an Update on Key Developments Read More Link to /blogs/financial-services-law-advisor/2016/11/regulators-and-innovation--an-update-on-key-develo
CFS Link to /blogs/financial-services-law-advisor/2016/11/assessing-the-utility-of-card-act-disclosures
11.14.16
Insights
Regulatory and Compliance
Assessing the Utility of CARD Act Disclosures Read More Link to /blogs/financial-services-law-advisor/2016/11/assessing-the-utility-of-card-act-disclosures
CFS Link to /blogs/financial-services-law-advisor/2016/10/dwt-hosts-faster-payments-panel
10.21.16
Insights
Deals and Technology
DWT Hosts Faster Payments Panel Read More Link to /blogs/financial-services-law-advisor/2016/10/dwt-hosts-faster-payments-panel
CFS Link to /blogs/financial-services-law-advisor/2016/10/just-around-the-corner--hipaa-audits-for-business
10.18.16
Insights
Privacy and Data Security
Just Around the Corner - HIPAA Audits for Business Associates Read More Link to /blogs/financial-services-law-advisor/2016/10/just-around-the-corner--hipaa-audits-for-business
CFS Link to /blogs/financial-services-law-advisor/2016/10/the-cfpbs-final-prepaid-account-rule
10.14.16
Insights
Regulatory and Compliance
The CFPB’s Final Prepaid Account Rule Read More Link to /blogs/financial-services-law-advisor/2016/10/the-cfpbs-final-prepaid-account-rule
CFS Link to /blogs/financial-services-law-advisor/2016/10/legal-developments-affecting-credit-card-steering
10.04.16
Insights
Regulatory Compliance/Federal Agencies Resources
Legal Developments Affecting Credit Card Steering Rules Read More Link to /blogs/financial-services-law-advisor/2016/10/legal-developments-affecting-credit-card-steering
CFS Link to /blogs/financial-services-law-advisor/2016/09/ftc-holds-workshop-on-effective-consumer-disclosur
09.28.16
Insights
Financial Services Litigation and Enforcement
FTC Holds Workshop on Effective Consumer Disclosures Read More Link to /blogs/financial-services-law-advisor/2016/09/ftc-holds-workshop-on-effective-consumer-disclosur
CFS Link to /blogs/financial-services-law-advisor/2016/09/blockchain-regtech-dominate-financial-industry-inn
09.20.16
Insights
Regulatory and Compliance
Blockchain, Regtech Dominate Financial Industry Innovations Read More Link to /blogs/financial-services-law-advisor/2016/09/blockchain-regtech-dominate-financial-industry-inn
CFS Link to /blogs/financial-services-law-advisor/2016/09/climate-for-payments-innovation-occ-fintech-charte
09.15.16
Insights
OCC Fintech Charter
Climate for Payments Innovation OCC "FinTech" Charter Read More Link to /blogs/financial-services-law-advisor/2016/09/climate-for-payments-innovation-occ-fintech-charte
CFS Link to /blogs/financial-services-law-advisor/2016/08/cfpb-proposes-changes-to-mortgage-industry
08.22.16
Insights
Financial Services Litigation and Enforcement
CFPB Proposes Changes to Mortgage Industry Read More Link to /blogs/financial-services-law-advisor/2016/08/cfpb-proposes-changes-to-mortgage-industry
CFS Link to /blogs/financial-services-law-advisor/2016/08/cfpb-official-offers-update-and-guidance-on-regula
08.11.16
Insights
Regulatory and Compliance
CFPB Official Offers Update and Guidance on Regulations Read More Link to /blogs/financial-services-law-advisor/2016/08/cfpb-official-offers-update-and-guidance-on-regula
CFS Link to /blogs/financial-services-law-advisor/2016/08/hipaa-wakeup-call-for-financial-institutions-first
08.02.16
Insights
Privacy and Data Security
HIPAA Wake-Up Call for Financial Institutions: First HIPAA Settlement with Business Associate Read More Link to /blogs/financial-services-law-advisor/2016/08/hipaa-wakeup-call-for-financial-institutions-first
CFS Link to /blogs/financial-services-law-advisor/2016/07/new-banking-agency-guidance-on-mobile-financial-se
07.29.16
Insights
Regulatory and Compliance
New Banking Agency Guidance on Mobile Financial Services Read More Link to /blogs/financial-services-law-advisor/2016/07/new-banking-agency-guidance-on-mobile-financial-se
CFS Link to /blogs/financial-services-law-advisor/2016/07/cybersecurity-response-to-recent-wholesale-payment
07.18.16
Insights
Regulatory and Compliance
Cybersecurity Response to Recent Wholesale Payment Systems Breaches Read More Link to /blogs/financial-services-law-advisor/2016/07/cybersecurity-response-to-recent-wholesale-payment
CFS Link to /blogs/financial-services-law-advisor/2016/07/pci-dss-v-32-new-requirements-coming-to-protect-yo
07.13.16
Insights
Privacy and Data Security
PCI DSS v. 3.2: New Requirements Coming to Protect Your Customers’ Wallets Read More Link to /blogs/financial-services-law-advisor/2016/07/pci-dss-v-32-new-requirements-coming-to-protect-yo
CFS Link to /blogs/financial-services-law-advisor/2016/07/nydfs-issues-regulation-addressing-antimoney-laund
07.08.16
Insights
Regulatory and Compliance
NYDFS Issues Regulation Addressing Anti-Money Laundering Transaction Monitoring and Filtering Requirements Read More Link to /blogs/financial-services-law-advisor/2016/07/nydfs-issues-regulation-addressing-antimoney-laund
CFS Link to /blogs/financial-services-law-advisor/2016/07/crossborder-financing-transactions-between-china-a
07.05.16
Insights
Deals and Technology Resources
Cross-Border Financing Transactions between China and the U.S. Read More Link to /blogs/financial-services-law-advisor/2016/07/crossborder-financing-transactions-between-china-a
CFS Link to /blogs/financial-services-law-advisor/2016/07/occ-hosts-innovation-forum
07.01.16
Insights
OCC Fintech Charter
OCC Hosts Innovation Forum Read More Link to /blogs/financial-services-law-advisor/2016/07/occ-hosts-innovation-forum
CFS Link to /blogs/financial-services-law-advisor/2016/06/nypay-regulation-prepaid
06.16.16
Insights
Deals and Technology
NYPAY: Regulation Prepaid Read More Link to /blogs/financial-services-law-advisor/2016/06/nypay-regulation-prepaid
CFS Link to /blogs/financial-services-law-advisor/2016/06/credit-card-data-breaches-protecting-against-surpr
06.14.16
Insights
Privacy and Data Security
Credit Card Data Breaches: Protecting Against Surprises Read More Link to /blogs/financial-services-law-advisor/2016/06/credit-card-data-breaches-protecting-against-surpr
CFS Link to /blogs/financial-services-law-advisor/2016/06/treasury-report-on-online-marketplace-lending-reco
06.03.16
Insights
Deals and Technology
Treasury Report on Online Marketplace Lending Recommends Increased Regulation Read More Link to /blogs/financial-services-law-advisor/2016/06/treasury-report-on-online-marketplace-lending-reco
CFS Link to /blogs/financial-services-law-advisor/2016/05/the-wild-distributed-world-get-ready-for-radical-i
05.13.16
Insights
Deals and Technology
The Wild, Distributed World: Get Ready for Radical Infrastructure Changes, From Blockchains to the Interplanetary File System to the Internet of Things Read More Link to /blogs/financial-services-law-advisor/2016/05/the-wild-distributed-world-get-ready-for-radical-i
CFS Link to /blogs/financial-services-law-advisor/2016/05/new-mobile-financial-services-appendix
05.13.16
Insights
Deals and Technology
New Mobile Financial Services Appendix Read More Link to /blogs/financial-services-law-advisor/2016/05/new-mobile-financial-services-appendix
Insights Link to /insights/2016/05/the-wild-distributed-world-get-ready-for-radical-i
05.13.16
Advisories
Financial Services
The Wild, Distributed World: Get Ready for Radical Infrastructure Changes, From Blockchains to the Interplanetary File System to the Internet of Things Read More Link to /insights/2016/05/the-wild-distributed-world-get-ready-for-radical-i
CFS Link to /blogs/financial-services-law-advisor/2016/05/cfpb-proposes-rule-regulating-the-use-of-predisput
05.10.16
Insights
Financial Services Litigation and Enforcement
CFPB Proposes Rule Regulating the Use of Pre-Dispute Arbitration Agreements Read More Link to /blogs/financial-services-law-advisor/2016/05/cfpb-proposes-rule-regulating-the-use-of-predisput
CFS Link to /blogs/financial-services-law-advisor/2016/05/webinar-legal-issues-in-the-mobile-landscape
05.02.16
Insights
Deals and Technology
Webinar: Legal Issues in the Mobile Landscape Read More Link to /blogs/financial-services-law-advisor/2016/05/webinar-legal-issues-in-the-mobile-landscape
CFS Link to /blogs/financial-services-law-advisor/2016/05/spotlight-on-cfpb-enforcement
05.02.16
Insights
Regulatory and Compliance
Spotlight on CFPB Enforcement Read More Link to /blogs/financial-services-law-advisor/2016/05/spotlight-on-cfpb-enforcement
CFS Link to /blogs/financial-services-law-advisor/2016/04/new-version-of-pci-dss-released
04.29.16
Insights
Regulatory and Compliance
New Version of PCI DSS Released Read More Link to /blogs/financial-services-law-advisor/2016/04/new-version-of-pci-dss-released
CFS Link to /blogs/financial-services-law-advisor/2016/04/regulation-of-payment-services-in-china
04.28.16
Insights
Global Insights
Regulation of Payment Services in China Read More Link to /blogs/financial-services-law-advisor/2016/04/regulation-of-payment-services-in-china
CFS Link to /blogs/financial-services-law-advisor/2016/04/dwt-hosts-nypay-blockchain-panel
04.25.16
Insights
Deals and Technology
DWT Hosts NYPAY Blockchain Panel Read More Link to /blogs/financial-services-law-advisor/2016/04/dwt-hosts-nypay-blockchain-panel
CFS Link to /blogs/financial-services-law-advisor/2016/04/new-mexico-to-regulate-money-transmission
04.22.16
Insights
Regulatory and Compliance
New Mexico To Regulate Money Transmission Read More Link to /blogs/financial-services-law-advisor/2016/04/new-mexico-to-regulate-money-transmission
CFS Link to http://www.paymentlawadvisor.com/2016/04/21/credit-card-data-breaches-protecting-against-surprises/
04.21.16
Insights
Credit Card Data Breaches: Protecting Against Surprises Read More External Link to http://www.paymentlawadvisor.com/2016/04/21/credit-card-data-breaches-protecting-against-surprises/
CFS Link to /blogs/financial-services-law-advisor/2016/04/women-in-housing-and-finances-annual-symposium-on
04.21.16
Insights
Deals and Technology
Women in Housing and Finance's Annual Symposium on Fintech Issues Read More Link to /blogs/financial-services-law-advisor/2016/04/women-in-housing-and-finances-annual-symposium-on
CFS Link to /blogs/financial-services-law-advisor/2016/04/us-consumer-financial-services-regulation-what-to
04.14.16
Insights
Regulatory and Compliance
U.S. Consumer Financial Services Regulation: What to Expect in 2016 Read More Link to /blogs/financial-services-law-advisor/2016/04/us-consumer-financial-services-regulation-what-to
CFS Link to /blogs/financial-services-law-advisor/2016/04/violation-of-ofac-reporting-requirements-no-harm-n
04.11.16
Insights
Regulatory and Compliance
Violation of OFAC Reporting Requirements: “No Harm, No Foul”? No Way! Read More Link to /blogs/financial-services-law-advisor/2016/04/violation-of-ofac-reporting-requirements-no-harm-n
Insights Link to /insights/2016/04/violation-of-ofac-reporting-requirements-no-harm-n
04.11.16
Advisories
Brand Protection & Enforcement
Violation of OFAC Reporting Requirements: “No Harm, No Foul”? No Way! Read More Link to /insights/2016/04/violation-of-ofac-reporting-requirements-no-harm-n
CFS Link to /blogs/financial-services-law-advisor/2016/04/occ-issues-paper-on-responsible-innovationincludin
04.07.16
Insights
OCC Fintech Charter
OCC Issues Paper on “Responsible Innovation”—Including Its Own Responsibilities Read More Link to /blogs/financial-services-law-advisor/2016/04/occ-issues-paper-on-responsible-innovationincludin
CFS Link to /blogs/financial-services-law-advisor/2016/04/key-takeaways-from-the-aci-emerging-payments-forum
04.05.16
Insights
Deals and Technology Resources
Key Takeaways from the ACI Emerging Payments Forum Read More Link to /blogs/financial-services-law-advisor/2016/04/key-takeaways-from-the-aci-emerging-payments-forum
CFS Link to /blogs/financial-services-law-advisor/2016/04/abusive-practices-under-the-udaap-prohibition
04.03.16
Insights
Regulatory Compliance/Federal Agencies Resources
“Abusive” Practices Under the UDAAP Prohibition Read More Link to /blogs/financial-services-law-advisor/2016/04/abusive-practices-under-the-udaap-prohibition
CFS Link to /blogs/financial-services-law-advisor/2016/09/cfpbs-enforcement-lessons-for-the-payments-industr
09.30.16
Insights
Deals and Technology
CFPB's Enforcement Lessons for the Payments Industry Read More Link to /blogs/financial-services-law-advisor/2016/09/cfpbs-enforcement-lessons-for-the-payments-industr
CFS Link to http://www.paymentlawadvisor.com/2016/04/01/cfpbs-enforcement-lessons-for-the-payments-industry/
04.01.16
Insights
CFPB’s Enforcement Lessons for the Payments Industry Read More External Link to http://www.paymentlawadvisor.com/2016/04/01/cfpbs-enforcement-lessons-for-the-payments-industry/
CFS Link to /blogs/financial-services-law-advisor/2016/03/first-data-materials
03.28.16
Insights
Deals and Technology
First Data Materials Read More Link to /blogs/financial-services-law-advisor/2016/03/first-data-materials
CFS Link to /blogs/financial-services-law-advisor/2016/03/hipaa-audits-to-include-financial-institutionsther
03.28.16
Insights
Privacy and Data Security
HIPAA Audits to Include Financial Institutions—There’s an App for That Read More Link to /blogs/financial-services-law-advisor/2016/03/hipaa-audits-to-include-financial-institutionsther
CFS Link to /blogs/financial-services-law-advisor/2016/03/webinar-how-to-improve-data-security-in-payment-sy
03.25.16
Insights
Privacy and Data Security
Webinar: How to Improve Data Security in Payment Systems Read More Link to /blogs/financial-services-law-advisor/2016/03/webinar-how-to-improve-data-security-in-payment-sy
CFS Link to /blogs/financial-services-law-advisor/2016/03/agreements-between-lending-club-and-webbank
03.24.16
Insights
Financial Services Litigation and Enforcement
Agreements between Lending Club and WebBank Read More Link to /blogs/financial-services-law-advisor/2016/03/agreements-between-lending-club-and-webbank
CFS Link to /blogs/financial-services-law-advisor/2016/03/fintech-regulations-what-you-need-to-know
03.22.16
Insights
Deals and Technology
Fintech Regulations: What You Need to Know Read More Link to /blogs/financial-services-law-advisor/2016/03/fintech-regulations-what-you-need-to-know
CFS Link to /blogs/financial-services-law-advisor/2016/03/creating-a-diverse-community-in-fintech
03.15.16
Insights
General
Creating a Diverse Community in Fintech Read More Link to /blogs/financial-services-law-advisor/2016/03/creating-a-diverse-community-in-fintech
CFS Link to /blogs/financial-services-law-advisor/2016/03/crowdfunding-for-nonprofits
03.14.16
Insights
Deals and Technology
Crowdfunding for Non-Profits Read More Link to /blogs/financial-services-law-advisor/2016/03/crowdfunding-for-nonprofits
CFS Link to /blogs/financial-services-law-advisor/2016/02/card-act-report-webinar-a-deep-dive-into-key-issue
02.18.16
Insights
Deals and Technology
CARD Act Report Webinar: A Deep Dive Into Key Issues Read More Link to /blogs/financial-services-law-advisor/2016/02/card-act-report-webinar-a-deep-dive-into-key-issue
CFS Link to /blogs/financial-services-law-advisor/2016/02/our-latest-survey-of-udaap-activity
02.08.16
Insights
Regulatory and Compliance
Our Latest Survey of UDAAP Activity Read More Link to /blogs/financial-services-law-advisor/2016/02/our-latest-survey-of-udaap-activity
CFS Link to /blogs/financial-services-law-advisor/2016/01/simplification-of-privacy-disclosures-an-experimen
01.26.16
Insights
Privacy and Data Security
Simplification of Privacy Disclosures: An Experimental Test Read More Link to /blogs/financial-services-law-advisor/2016/01/simplification-of-privacy-disclosures-an-experimen
CFS Link to /blogs/financial-services-law-advisor/2016/01/cfsc-roundup-from-issuing-credit-online-to-udaap-c
01.20.16
Insights
Credit/Debit Payments Resources
CFSC Roundup: From Issuing Credit Online to UDAAP Compliance Management Read More Link to /blogs/financial-services-law-advisor/2016/01/cfsc-roundup-from-issuing-credit-online-to-udaap-c
CFS Link to /blogs/financial-services-law-advisor/2016/01/upcoming-card-act-webinar
01.12.16
Insights
Regulatory and Compliance
Upcoming CARD Act Webinar Read More Link to /blogs/financial-services-law-advisor/2016/01/upcoming-card-act-webinar
CFS Link to /blogs/financial-services-law-advisor/2016/01/cfpb-enforcement-actions-in-2015-a-look-back
01.11.16
Insights
Financial Services Litigation and Enforcement
CFPB Enforcement Actions in 2015: A Look Back Read More Link to /blogs/financial-services-law-advisor/2016/01/cfpb-enforcement-actions-in-2015-a-look-back
CFS Link to /blogs/financial-services-law-advisor/2015/12/card-act-report-summary
12.23.15
Insights
General
CARD Act Report Summary Read More Link to /blogs/financial-services-law-advisor/2015/12/card-act-report-summary
CFS Link to /blogs/financial-services-law-advisor/2015/12/crowdfunding--oldfashioned-potato-salad-or-newfang
12.10.15
Insights
Deals and Technology
Crowdfunding – Old-Fashioned Potato Salad or New-Fangled Money Laundering Tool? Read More Link to /blogs/financial-services-law-advisor/2015/12/crowdfunding--oldfashioned-potato-salad-or-newfang
CFS Link to /blogs/financial-services-law-advisor/2015/12/nacha-adopts-sameday-ach-rule
06.05.15
Insights
Deals and Technology
NACHA Adopts Same-Day ACH Rule Read More Link to /blogs/financial-services-law-advisor/2015/12/nacha-adopts-sameday-ach-rule
CFS Link to /blogs/financial-services-law-advisor/2015/12/the-consumer-credit-market-a-report-from-the-cfpb
12.08.15
Insights
Regulatory and Compliance
The Consumer Credit Market: A Report from the CFPB Read More Link to /blogs/financial-services-law-advisor/2015/12/the-consumer-credit-market-a-report-from-the-cfpb
CFS Link to /blogs/financial-services-law-advisor/2015/12/how-to-disrupt-and-when-to-partner-with-banks
12.01.15
Insights
Deals and Technology
How to Disrupt and When to Partner With Banks Read More Link to /blogs/financial-services-law-advisor/2015/12/how-to-disrupt-and-when-to-partner-with-banks
CFS Link to /blogs/financial-services-law-advisor/2015/11/foreign-vendor-due-diligence
11.23.15
Insights
Global Insights
Foreign Vendor Due Diligence Read More Link to /blogs/financial-services-law-advisor/2015/11/foreign-vendor-due-diligence
CFS Link to /blogs/financial-services-law-advisor/2015/11/recent-actions-added-to-udaap-database
11.17.15
Insights
Financial Services Litigation and Enforcement
Recent Actions Added To UDAAP Database Read More Link to /blogs/financial-services-law-advisor/2015/11/recent-actions-added-to-udaap-database
CFS Link to /blogs/financial-services-law-advisor/2015/11/3-takeaways-from-the-empire-startups-fintech-confe
11.12.15
Insights
General
3 Takeaways from the Empire Startups Fintech Conference Read More Link to /blogs/financial-services-law-advisor/2015/11/3-takeaways-from-the-empire-startups-fintech-confe
CFS Link to /blogs/financial-services-law-advisor/2015/11/sprint-agrees-to-pay-ftc-295-million-to-settle-ris
11.10.15
Insights
Financial Services Litigation and Enforcement
Sprint Agrees to Pay FTC $2.95 Million to Settle Risk-Based Pricing Rule Charges Under the FCRA Read More Link to /blogs/financial-services-law-advisor/2015/11/sprint-agrees-to-pay-ftc-295-million-to-settle-ris
CFS Link to /blogs/financial-services-law-advisor/2015/10/the-interplay-amongst-prepaid-cards-new-technologi
10.28.15
Insights
Deals and Technology
The Interplay Amongst Prepaid Cards, New Technologies, and Emerging Payment Systems Read More Link to /blogs/financial-services-law-advisor/2015/10/the-interplay-amongst-prepaid-cards-new-technologi
CFS Link to /blogs/financial-services-law-advisor/2015/10/evolution-of-the-mobile-payment-market
10.16.15
Insights
Deals and Technology
Evolution of the Mobile Payment Market Read More Link to /blogs/financial-services-law-advisor/2015/10/evolution-of-the-mobile-payment-market
CFS Link to /blogs/financial-services-law-advisor/2015/10/cfpb-hearing-on-arbitration-agreements-initial-imp
10.10.15
Insights
Regulatory and Compliance
CFPB Hearing on Arbitration Agreements: Initial Impressions Read More Link to /blogs/financial-services-law-advisor/2015/10/cfpb-hearing-on-arbitration-agreements-initial-imp
CFS Link to /blogs/financial-services-law-advisor/2015/10/eu-high-court-invalidates-useu-safe-harbor-framewo
10.07.15
Insights
Global Insights
EU High Court Invalidates U.S.-EU Safe Harbor Framework Read More Link to /blogs/financial-services-law-advisor/2015/10/eu-high-court-invalidates-useu-safe-harbor-framewo
CFS Link to /blogs/financial-services-law-advisor/2015/10/can-credit-cards-with-access-to-complimentary-cred
10.02.15
Insights
General
Can Credit Cards with Access to Complimentary Credit Score Information Benefit Consumers and Lenders? Read More Link to /blogs/financial-services-law-advisor/2015/10/can-credit-cards-with-access-to-complimentary-cred
CFS Link to /blogs/financial-services-law-advisor/2015/10/do-banks-pass-through-credit-expansions
10.01.15
Insights
Regulatory and Compliance
Do Banks Pass Through Credit Expansions? Read More Link to /blogs/financial-services-law-advisor/2015/10/do-banks-pass-through-credit-expansions
CFS Link to /blogs/financial-services-law-advisor/2015/09/executive-orderusing-behavioral-science-insights
09.21.15
Insights
Regulatory and Compliance
Executive Order--Using Behavioral Science Insights Read More Link to /blogs/financial-services-law-advisor/2015/09/executive-orderusing-behavioral-science-insights
CFS Link to /blogs/financial-services-law-advisor/2015/09/chipandpin-emv-credit-card-liability-shift-is-oct
09.21.15
Insights
Privacy and Data Security
Chip-and-PIN (EMV) Credit Card Liability Shift is Oct. 1: Are You Ready? Read More Link to /blogs/financial-services-law-advisor/2015/09/chipandpin-emv-credit-card-liability-shift-is-oct
CFS Link to /blogs/financial-services-law-advisor/2015/09/fintech--worlds-colliding-or-bridging-a-divide
09.18.15
Insights
Deals and Technology
Fintech – Worlds Colliding or Bridging a Divide? Read More Link to /blogs/financial-services-law-advisor/2015/09/fintech--worlds-colliding-or-bridging-a-divide
CFS Link to /blogs/financial-services-law-advisor/2015/09/regulate-in-haste-repent-at-leisure-bank-lobbyists
09.17.15
Insights
Deals and Technology
Regulate In Haste, Repent At Leisure, Bank Lobbyists Warned Read More Link to /blogs/financial-services-law-advisor/2015/09/regulate-in-haste-repent-at-leisure-bank-lobbyists
CFS Link to /blogs/financial-services-law-advisor/2015/09/excerpts-from-first-data-s1
09.08.15
Insights
Deals and Technology
Excerpts from First Data S-1 Read More Link to /blogs/financial-services-law-advisor/2015/09/excerpts-from-first-data-s1
CFS Link to /blogs/financial-services-law-advisor/2015/08/revised-military-lending-act-rules-impose-new-comp
08.28.15
Insights
Regulatory and Compliance
Revised Military Lending Act Rules Impose New Compliance Obligations on a Wide Variety of Creditors Read More Link to /blogs/financial-services-law-advisor/2015/08/revised-military-lending-act-rules-impose-new-comp
CFS Link to /blogs/financial-services-law-advisor/2015/08/the-fourth-european-union-antimoney-laundering-dir
08.25.15
Insights
Global Insights
The Fourth European Union Anti-Money Laundering Directive and Its Effects on Financial Institutions Operating in the EU Read More Link to /blogs/financial-services-law-advisor/2015/08/the-fourth-european-union-antimoney-laundering-dir
CFS Link to /blogs/financial-services-law-advisor/2015/08/ofac-warns-of-crimea-payments-processing-sanctions
08.10.15
Insights
Global Insights
OFAC Warns Of Crimea Payments Processing Sanctions Risks Read More Link to /blogs/financial-services-law-advisor/2015/08/ofac-warns-of-crimea-payments-processing-sanctions
CFS Link to /blogs/financial-services-law-advisor/2015/08/recent-actions-added-to-udaap-database
08.07.15
Insights
Financial Services Litigation and Enforcement
Recent Actions Added To UDAAP Database Read More Link to /blogs/financial-services-law-advisor/2015/08/recent-actions-added-to-udaap-database
CFS Link to /blogs/financial-services-law-advisor/2015/08/treasury-department-rfi-on-online-marketplace-lend
08.06.15
Insights
Regulatory and Compliance
Treasury Department RFI on Online Marketplace Lending Signals Potential Shift Towards Regulation of Small Business Loans Read More Link to /blogs/financial-services-law-advisor/2015/08/treasury-department-rfi-on-online-marketplace-lend
CFS Link to /blogs/financial-services-law-advisor/2015/08/ofac-warns-financial-and-international-trade-secto
08.05.15
Insights
Global Insights
OFAC Warns Financial and International Trade Sectors on Evasion of Crimean Sanctions Read More Link to /blogs/financial-services-law-advisor/2015/08/ofac-warns-financial-and-international-trade-secto
Insights Link to /insights/2015/08/ofac-warns-financial-and-international-trade-secto
08.05.15
Advisories
Brand Protection & Enforcement
OFAC Warns Financial and International Trade Sectors on Evasion of Crimean Sanctions Read More Link to /insights/2015/08/ofac-warns-financial-and-international-trade-secto
CFS Link to /blogs/financial-services-law-advisor/2015/07/cfpb-inserts-consumer-protection-issues-into-faste
07.29.15
Insights
Regulatory and Compliance
CFPB Inserts Consumer Protection Issues into Faster Payment System Developments Read More Link to /blogs/financial-services-law-advisor/2015/07/cfpb-inserts-consumer-protection-issues-into-faste
Insights Link to /insights/2015/07/cuba-si-trade-with-cuba--not-quite-yet
07.27.15
Advisories
Communications
Cuba Si! Trade With Cuba … Not Quite Yet Read More Link to /insights/2015/07/cuba-si-trade-with-cuba--not-quite-yet
CFS Link to /blogs/financial-services-law-advisor/2015/07/the-cfpb-and-the-business-of-insurance
07.15.15
Insights
Financial Services Litigation and Enforcement
The CFPB and the Business of Insurance Read More Link to /blogs/financial-services-law-advisor/2015/07/the-cfpb-and-the-business-of-insurance
CFS Link to /blogs/financial-services-law-advisor/2015/07/increased-risk-for-buyers-of-credit-card-loans
07.15.15
Insights
Financial Services Litigation and Enforcement
Increased Risk for Buyers of Credit Card Loans Read More Link to /blogs/financial-services-law-advisor/2015/07/increased-risk-for-buyers-of-credit-card-loans
CFS Link to /blogs/financial-services-law-advisor/2015/07/discussion-paper-visa-payment-panel-study
07.07.15
Insights
Deals and Technology
Discussion Paper: Visa Payment Panel Study Read More Link to /blogs/financial-services-law-advisor/2015/07/discussion-paper-visa-payment-panel-study
CFS Link to /blogs/financial-services-law-advisor/2015/06/cobranding-credit-cards-with-charities-commercial
06.26.15
Insights
Deals and Technology
Co-branding Credit Cards with Charities: Commercial Co-Venture Issues Read More Link to /blogs/financial-services-law-advisor/2015/06/cobranding-credit-cards-with-charities-commercial
CFS Link to /blogs/financial-services-law-advisor/2015/06/treasury-department-publishes-national-money-laund
06.22.15
Insights
Regulatory and Compliance
Treasury Department Publishes National Money Laundering Risk Assessment and National Terrorist Financing Risk Assessment Read More Link to /blogs/financial-services-law-advisor/2015/06/treasury-department-publishes-national-money-laund
CFS Link to /blogs/financial-services-law-advisor/2015/06/upcoming-hipaa-audits-may-target-financial-institu
06.22.15
Insights
Privacy and Data Security
Upcoming HIPAA Audits May Target Financial Institutions—Here’s How to Prepare Read More Link to /blogs/financial-services-law-advisor/2015/06/upcoming-hipaa-audits-may-target-financial-institu
CFS Link to /blogs/financial-services-law-advisor/2015/06/predominant-economic-interest--cashcall-inc-v-morr
06.15.15
Insights
Deals and Technology
"Predominant economic interest" -- CashCall, Inc. v. Morrisey Read More Link to /blogs/financial-services-law-advisor/2015/06/predominant-economic-interest--cashcall-inc-v-morr
CFS Link to /blogs/financial-services-law-advisor/2015/06/future-tense-contemplating-the-impending-transitio
06.11.15
Insights
Deals and Technology
Future Tense: Contemplating the Impending Transition to Digital Wallets and Mobile Prepaid Platforms over the Next 5 Years Read More Link to /blogs/financial-services-law-advisor/2015/06/future-tense-contemplating-the-impending-transitio
CFS Link to /blogs/financial-services-law-advisor/2015/06/plus-a-changenydfs-releases-final-bitlicense-regul
06.11.15
Insights
Deals and Technology
Plus ça change…NYDFS releases final BitLicense regulations Read More Link to /blogs/financial-services-law-advisor/2015/06/plus-a-changenydfs-releases-final-bitlicense-regul
CFS Link to /blogs/financial-services-law-advisor/2015/05/finovate-summary
05.26.15
Insights
Deals and Technology
Finovate Summary Read More Link to /blogs/financial-services-law-advisor/2015/05/finovate-summary
CFS Link to /blogs/financial-services-law-advisor/2015/05/recent-actions-added-to-udaap-database
05.22.15
Insights
Financial Services Litigation and Enforcement
Recent Actions Added To UDAAP Database Read More Link to /blogs/financial-services-law-advisor/2015/05/recent-actions-added-to-udaap-database
CFS Link to /blogs/financial-services-law-advisor/2015/05/legislation-proposed-to-ban-mandatory-arbitration
05.13.15
Insights
Regulatory and Compliance
Legislation Proposed to Ban Mandatory Arbitration Clauses Read More Link to /blogs/financial-services-law-advisor/2015/05/legislation-proposed-to-ban-mandatory-arbitration
CFS Link to /blogs/financial-services-law-advisor/2015/05/fincen-and-department-of-justice-settle-antimoney
05.12.15
Insights
Financial Services Litigation and Enforcement
FinCEN and Department of Justice Settle Anti-Money Laundering Charges Against Crypto-Currency Company Ripple Labs Read More Link to /blogs/financial-services-law-advisor/2015/05/fincen-and-department-of-justice-settle-antimoney
CFS Link to /blogs/financial-services-law-advisor/2015/05/cfpb-the-credit-invisibles-and-alternative-data
05.11.15
Insights
Regulatory and Compliance
CFPB: The “Credit Invisibles” and Alternative Data Read More Link to /blogs/financial-services-law-advisor/2015/05/cfpb-the-credit-invisibles-and-alternative-data
CFS Link to /blogs/financial-services-law-advisor/2015/04/recent-actions-added-to-udaap-database
04.27.15
Insights
Financial Services Litigation and Enforcement
Recent Actions Added To UDAAP Database Read More Link to /blogs/financial-services-law-advisor/2015/04/recent-actions-added-to-udaap-database
CFS Link to /blogs/financial-services-law-advisor/2015/04/mobile-wallet-discussion-at-2015-fintech-startups
04.20.15
Insights
Deals and Technology
Mobile Wallet Discussion at 2015 FinTech Startups Conference Read More Link to /blogs/financial-services-law-advisor/2015/04/mobile-wallet-discussion-at-2015-fintech-startups
CFS Link to /blogs/financial-services-law-advisor/2015/04/new-pci-tokenization-guidelines
04.10.15
Insights
Privacy and Data Security
New PCI Tokenization Guidelines Read More Link to /blogs/financial-services-law-advisor/2015/04/new-pci-tokenization-guidelines
CFS Link to /blogs/financial-services-law-advisor/2015/04/congressional-payments-technology-caucus-formed
04.10.15
Insights
Regulatory and Compliance
Congressional Payments Technology Caucus Formed Read More Link to /blogs/financial-services-law-advisor/2015/04/congressional-payments-technology-caucus-formed
CFS Link to /blogs/financial-services-law-advisor/2015/04/president-obamas-april-fools-day-order-on-cyberter
04.01.15
Insights
Privacy and Data Security
President Obama’s April Fools' Day Order on Cyberterrorism – No Joking About It! Read More Link to /blogs/financial-services-law-advisor/2015/04/president-obamas-april-fools-day-order-on-cyberter
CFS Link to /blogs/financial-services-law-advisor/2015/04/ffiec-release--business-continuity-planning-for-ou
04.01.15
Insights
Deals and Technology
FFIEC Release - Business Continuity Planning For Outsourced Technology Services Read More Link to /blogs/financial-services-law-advisor/2015/04/ffiec-release--business-continuity-planning-for-ou
CFS Link to /blogs/financial-services-law-advisor/2015/03/big-three-credit-bureaus-announce-consumer-financi
03.30.15
Insights
Regulatory and Compliance
Big Three Credit Bureaus Announce Consumer Financial Assistance Plan Read More Link to /blogs/financial-services-law-advisor/2015/03/big-three-credit-bureaus-announce-consumer-financi
CFS Link to /blogs/financial-services-law-advisor/2015/03/anatomy-of-a-consent-order-gizmo-case-study
03.26.15
Insights
Financial Services Litigation and Enforcement
Anatomy of a Consent Order: “Gizmo” Case Study Read More Link to /blogs/financial-services-law-advisor/2015/03/anatomy-of-a-consent-order-gizmo-case-study
CFS Link to /blogs/financial-services-law-advisor/2015/03/paypal-to-pay-dearly-for-alleged-violations-of-ofa
03.25.15
Insights
Financial Services Litigation and Enforcement
PayPal to Pay Dearly for Alleged Violations of OFAC Sanctions Read More Link to /blogs/financial-services-law-advisor/2015/03/paypal-to-pay-dearly-for-alleged-violations-of-ofa
Insights Link to /insights/2015/03/paypal-to-pay-dearly-for-alleged-violations-of-ofa
03.25.15
Advisories
Financial Services
PayPal To Pay Dearly for Alleged Violations of OFAC Sanctions Read More Link to /insights/2015/03/paypal-to-pay-dearly-for-alleged-violations-of-ofa
CFS Link to /blogs/financial-services-law-advisor/2015/03/cfpb-provides-details-of-nonpublic-supervisory-act
03.24.15
Insights
Financial Services Litigation and Enforcement
CFPB Provides Details of Non-Public Supervisory Actions Read More Link to /blogs/financial-services-law-advisor/2015/03/cfpb-provides-details-of-nonpublic-supervisory-act
CFS Link to /blogs/financial-services-law-advisor/2015/03/the-cfpbs-final-report-on-predispute-arbitration-c
03.16.15
Insights
Financial Services Litigation and Enforcement
The CFPB's Final Report on Pre-Dispute Arbitration Clauses Read More Link to /blogs/financial-services-law-advisor/2015/03/the-cfpbs-final-report-on-predispute-arbitration-c
CFS Link to /blogs/financial-services-law-advisor/2015/03/the-occs-increasing-focus-on-bsaaml-compliance
03.13.15
Insights
Financial Services Litigation and Enforcement
The OCC’s Increasing Focus on BSA-AML Compliance Read More Link to /blogs/financial-services-law-advisor/2015/03/the-occs-increasing-focus-on-bsaaml-compliance
CFS Link to /blogs/financial-services-law-advisor/2015/03/chinese-governments-announcement-to-open-bank-card
03.13.15
Insights
Global Insights
Chinese Government’s Announcement to Open Bank Cards Network Market Read More Link to /blogs/financial-services-law-advisor/2015/03/chinese-governments-announcement-to-open-bank-card
CFS Link to /blogs/financial-services-law-advisor/2015/03/president-obamas-proposed-consumer-privacy-bill-of
03.05.15
Insights
Privacy and Data Security
President Obama’s Proposed Consumer Privacy Bill of Rights Read More Link to /blogs/financial-services-law-advisor/2015/03/president-obamas-proposed-consumer-privacy-bill-of
CFS Link to /blogs/financial-services-law-advisor/2015/03/american-banker-talks-to-andy-lorentz-on-net-neutr
03.03.15
Insights
Regulatory and Compliance
American Banker Talks to Andy Lorentz on Net Neutrality Read More Link to /blogs/financial-services-law-advisor/2015/03/american-banker-talks-to-andy-lorentz-on-net-neutr
CFS Link to /blogs/financial-services-law-advisor/2015/02/webinar-reidentification-risks-for-credit-card-dat
02.27.15
Insights
Privacy and Data Security
Webinar: Re-Identification Risks for Credit Card Data Read More Link to /blogs/financial-services-law-advisor/2015/02/webinar-reidentification-risks-for-credit-card-dat
CFS Link to /blogs/financial-services-law-advisor/2015/02/the-cfpbs-prepaid-proposal-reg-e-reg-z-and-overdra
02.23.15
Insights
Regulatory and Compliance
The CFPB’s Prepaid Proposal: Reg E, Reg Z, and Overdrafts Read More Link to /blogs/financial-services-law-advisor/2015/02/the-cfpbs-prepaid-proposal-reg-e-reg-z-and-overdra
CFS Link to /blogs/financial-services-law-advisor/2015/02/open-source-software-and-virtual-currency-exempt-o
02.12.15
Insights
Deals and Technology
Open Source Software and Virtual Currency: Exempt Organizations Issues in the Digital World Read More Link to /blogs/financial-services-law-advisor/2015/02/open-source-software-and-virtual-currency-exempt-o
CFS Link to /blogs/financial-services-law-advisor/2015/02/the-feds-goals-strategies-and-tactics-for-an-impro
02.09.15
Insights
Regulatory and Compliance
The Fed’s Goals, Strategies, and Tactics for an Improved U.S. Payment System Read More Link to /blogs/financial-services-law-advisor/2015/02/the-feds-goals-strategies-and-tactics-for-an-impro
CFS Link to /blogs/financial-services-law-advisor/2015/01/survey-of-udaap-activities-under-the-doddfrank-act
01.15.15
Insights
Regulatory and Compliance
Survey of UDAAP Activities Under the Dodd-Frank Act Read More Link to /blogs/financial-services-law-advisor/2015/01/survey-of-udaap-activities-under-the-doddfrank-act
CFS Link to /blogs/financial-services-law-advisor/2015/01/legal-departments-are-you-ready-for-the-new-pci-ds
01.06.15
Insights
Privacy and Data Security
Legal Departments: Are You Ready for The New PCI DSS Requirements? Read More Link to /blogs/financial-services-law-advisor/2015/01/legal-departments-are-you-ready-for-the-new-pci-ds
Insights Link to /insights/2014/12/a-corporate-counsels-guide-to-cyber-insurance
12.29.14
Advisories
Energy
A Corporate Counsel's Guide to Cyber Insurance Read More Link to /insights/2014/12/a-corporate-counsels-guide-to-cyber-insurance
CFS Link to /blogs/financial-services-law-advisor/2014/12/an-overview-of-the-cfpbs-proposed-prepaid-account
12.24.14
Insights
Regulatory and Compliance
An Overview of the CFPB's Proposed Prepaid Account Rule Read More Link to /blogs/financial-services-law-advisor/2014/12/an-overview-of-the-cfpbs-proposed-prepaid-account
CFS Link to /blogs/financial-services-law-advisor/2014/12/csbs-emerging-payments-task-force-issues-virtual-c
12.19.14
Insights
Deals and Technology
CSBS Emerging Payments Task Force Issues Virtual Currency Policy Framework Read More Link to /blogs/financial-services-law-advisor/2014/12/csbs-emerging-payments-task-force-issues-virtual-c
CFS Link to /blogs/financial-services-law-advisor/2014/12/money-flows-the-future-of-financial-transactions
12.18.14
Insights
Deals and Technology
Money Flows: The Future of Financial Transactions Read More Link to /blogs/financial-services-law-advisor/2014/12/money-flows-the-future-of-financial-transactions
CFS Link to /blogs/financial-services-law-advisor/2014/12/ffiec-releases-revised-bsaaml-examination-manual
12.03.14
Insights
Regulatory and Compliance
FFIEC Releases Revised BSA/AML Examination Manual Read More Link to /blogs/financial-services-law-advisor/2014/12/ffiec-releases-revised-bsaaml-examination-manual
CFS Link to /blogs/financial-services-law-advisor/2014/11/sixteen-state-attorneys-general-urge-cfpb-to-limit
11.25.14
Insights
Regulatory and Compliance
Sixteen State Attorneys General Urge CFPB to Limit Pre-dispute Arbitration Read More Link to /blogs/financial-services-law-advisor/2014/11/sixteen-state-attorneys-general-urge-cfpb-to-limit
CFS Link to /blogs/financial-services-law-advisor/2014/11/operation-chokepoint-and-the-brave-new-world-of-cr
11.18.14
Insights
Financial Services Litigation and Enforcement
Operation Chokepoint and the Brave New World of Criminal Liability Read More Link to /blogs/financial-services-law-advisor/2014/11/operation-chokepoint-and-the-brave-new-world-of-cr
CFS Link to /blogs/financial-services-law-advisor/2014/11/pla-announces-the-launch-of-udaap-database
11.17.14
Insights
Regulatory and Compliance
PLA Announces the Launch of UDAAP Database Read More Link to /blogs/financial-services-law-advisor/2014/11/pla-announces-the-launch-of-udaap-database
CFS Link to /blogs/financial-services-law-advisor/2014/11/cfpb-proposed-prepaid-account-rule
11.13.14
Insights
Deals and Technology
CFPB Proposed Prepaid Account Rule Read More Link to /blogs/financial-services-law-advisor/2014/11/cfpb-proposed-prepaid-account-rule
CFS Link to /blogs/financial-services-law-advisor/2014/11/federal-financial-institutions-examination-council
11.05.14
Insights
Privacy and Data Security
Federal Financial Institutions Examination Council Releases Cybersecurity Assessment Results: Boards of Directors and Senior Management Need to Engage Read More Link to /blogs/financial-services-law-advisor/2014/11/federal-financial-institutions-examination-council
CFS Link to /blogs/financial-services-law-advisor/2014/10/upcoming-event-the-future-of-payments-is--now
10.30.14
Insights
Deals and Technology
Upcoming Event: The Future of Payments is … Now (?) Read More Link to /blogs/financial-services-law-advisor/2014/10/upcoming-event-the-future-of-payments-is--now
CFS Link to /blogs/financial-services-law-advisor/2014/10/cfpb-proposes-noaction-letter-policy-for-innovativ
10.24.14
Insights
Deals and Technology
CFPB Proposes No-Action Letter Policy for Innovative Products Read More Link to /blogs/financial-services-law-advisor/2014/10/cfpb-proposes-noaction-letter-policy-for-innovativ
CFS Link to /blogs/financial-services-law-advisor/2014/10/chipandpin-is-comingto-the-us-government
10.21.14
Insights
Deals and Technology
Chip-and-PIN is Coming…To the US Government Read More Link to /blogs/financial-services-law-advisor/2014/10/chipandpin-is-comingto-the-us-government
CFS Link to /blogs/financial-services-law-advisor/2014/10/cfpb-identifies-deceptive-abusive-practices-in-the
10.15.14
Insights
Deals and Technology
CFPB Identifies Deceptive, Abusive Practices in the Marketing of Credit Card Promotional APR Offers Read More Link to /blogs/financial-services-law-advisor/2014/10/cfpb-identifies-deceptive-abusive-practices-in-the
CFS Link to /blogs/financial-services-law-advisor/2014/10/cfpb-director-proposes-checking-accounts-for-all
10.10.14
Insights
Regulatory and Compliance
CFPB Director Proposes Checking Accounts for All Read More Link to /blogs/financial-services-law-advisor/2014/10/cfpb-director-proposes-checking-accounts-for-all
CFS Link to /blogs/financial-services-law-advisor/2014/10/california-adds-limited-agent-of-a-payee-exemption
10.08.14
Insights
Regulatory and Compliance
California Adds Limited Agent of A Payee Exemption to Its Money Transmitter Licensing Requirement; Relaxes Right To Refund Disclosure Requirement for Online Transactions Read More Link to /blogs/financial-services-law-advisor/2014/10/california-adds-limited-agent-of-a-payee-exemption
CFS Link to /blogs/financial-services-law-advisor/2014/10/federal-reserve-banks-payment-system-improvements
10.02.14
Insights
Regulatory and Compliance
Federal Reserve Banks Payment System Improvements Project Moves Forward Read More Link to /blogs/financial-services-law-advisor/2014/10/federal-reserve-banks-payment-system-improvements
CFS Link to /blogs/financial-services-law-advisor/2014/09/penalties-for-violation-of-certain-money-transmitt
09.26.14
Insights
Financial Services Litigation and Enforcement
Penalties for Violation of Certain Money Transmitter Laws Read More Link to /blogs/financial-services-law-advisor/2014/09/penalties-for-violation-of-certain-money-transmitt
CFS Link to /blogs/financial-services-law-advisor/2014/09/the-cfpb-and-the-technological-revolution
09.24.14
Insights
Deals and Technology
The CFPB and the Technological Revolution Read More Link to /blogs/financial-services-law-advisor/2014/09/the-cfpb-and-the-technological-revolution
CFS Link to /blogs/financial-services-law-advisor/2014/09/cfpb-subjects-large-international-money-transmitte
09.19.14
Insights
Global Insights
CFPB Subjects Large International Money Transmitters to Supervision Read More Link to /blogs/financial-services-law-advisor/2014/09/cfpb-subjects-large-international-money-transmitte
CFS Link to /blogs/financial-services-law-advisor/2014/09/presentation-a-survey-of-unfair-deceptive-and-abus
09.12.14
Insights
Regulatory and Compliance
Presentation: A Survey of Unfair, Deceptive, and Abusive Practices Read More Link to /blogs/financial-services-law-advisor/2014/09/presentation-a-survey-of-unfair-deceptive-and-abus
CFS Link to /blogs/financial-services-law-advisor/2014/09/a-survey-of-activities-identified-as-unfair-decept
09.12.14
Insights
Financial Services Litigation and Enforcement
A Survey of Activities Identified as Unfair, Deceptive, or Abusive by the CFPB Read More Link to /blogs/financial-services-law-advisor/2014/09/a-survey-of-activities-identified-as-unfair-decept
CFS Link to /blogs/financial-services-law-advisor/2014/08/new-law-aims-to-limit-antimoney-laundering-complia
08.29.14
Insights
Regulatory and Compliance
New Law Aims to Limit Anti-Money Laundering Compliance Burdens for Money Transmitters Read More Link to /blogs/financial-services-law-advisor/2014/08/new-law-aims-to-limit-antimoney-laundering-complia
CFS Link to /blogs/financial-services-law-advisor/2014/08/cfpb-issues-consumer-advisory-on-the-wild-west-of
08.20.14
Insights
Deals and Technology
CFPB Issues Consumer Advisory on the “Wild West” of the Virtual Currency Economy Read More Link to /blogs/financial-services-law-advisor/2014/08/cfpb-issues-consumer-advisory-on-the-wild-west-of
CFS Link to /blogs/financial-services-law-advisor/2014/08/new-york-becomes-first-state-to-propose-virtual-cu
08.13.14
Insights
Deals and Technology
New York Becomes First State to Propose Virtual Currency Regulations Read More Link to /blogs/financial-services-law-advisor/2014/08/new-york-becomes-first-state-to-propose-virtual-cu
CFS Link to /blogs/financial-services-law-advisor/2014/08/fair-lending-analysis-of-credit-cards
08.13.14
Insights
Deals and Technology
Fair Lending Analysis of Credit Cards Read More Link to /blogs/financial-services-law-advisor/2014/08/fair-lending-analysis-of-credit-cards
CFS Link to /blogs/financial-services-law-advisor/2014/07/facta-class-actions
07.30.14
Insights
Financial Services Litigation and Enforcement
FACTA Class Actions Read More Link to /blogs/financial-services-law-advisor/2014/07/facta-class-actions
CFS Link to /blogs/financial-services-law-advisor/2014/07/online-payments-in-china-recent-regulatory-actions
07.30.14
Insights
Deals and Technology
Online Payments in China: Recent Regulatory Actions Read More Link to /blogs/financial-services-law-advisor/2014/07/online-payments-in-china-recent-regulatory-actions
CFS Link to /blogs/financial-services-law-advisor/2014/07/plcc-program-structures-strategic-choices-for-merc
07.29.14
Insights
Deals and Technology
PLCC Program Structures: Strategic Choices for Merchants Read More Link to /blogs/financial-services-law-advisor/2014/07/plcc-program-structures-strategic-choices-for-merc
Insights Link to /insights/2014/07/delaware-formally-adopts-proposed-statutory-amendm
07.29.14
Advisories
Corporate & Business Transactions
Delaware Formally Adopts Proposed Statutory Amendments Governing Mergers Following the Completion of a Tender Offer Read More Link to /insights/2014/07/delaware-formally-adopts-proposed-statutory-amendm
CFS Link to /blogs/financial-services-law-advisor/2014/07/mobile-applications-security-best-practices
07.28.14
Insights
Deals and Technology
Mobile Applications: Security Best Practices Read More Link to /blogs/financial-services-law-advisor/2014/07/mobile-applications-security-best-practices
CFS Link to /blogs/financial-services-law-advisor/2014/07/failure-of-mandated-disclosures
07.24.14
Insights
Regulatory and Compliance
Failure of Mandated Disclosures Read More Link to /blogs/financial-services-law-advisor/2014/07/failure-of-mandated-disclosures
TPS Link to /blogs/privacy--security-law-blog/2014/06/because-thats-where-the-money-is-occ-head-highligh
06.30.14
Insights
Cyber and National Security
“…Because That’s Where the Money Is.” OCC Head Highlights Oversight of Cybersecurity for Financial Industry—Will All Vendors Cooperate? Read More Link to /blogs/privacy--security-law-blog/2014/06/because-thats-where-the-money-is-occ-head-highligh
TPS Link to /blogs/privacy--security-law-blog/2014/06/us-steps-up-efforts-to-make-safe-harbor-safe-again
06.27.14
Insights
Data Protection
U.S. Steps Up Efforts to Make “Safe Harbor Safe Again” – FTC, Justice Department Work to Keep EU Happy and Avoid Pull Back from Safe Harbor Read More Link to /blogs/privacy--security-law-blog/2014/06/us-steps-up-efforts-to-make-safe-harbor-safe-again
CFS Link to /blogs/financial-services-law-advisor/2014/06/ftc-responds-to-cfpb-submits-summary-of-enforcemen
06.25.14
Insights
Financial Services Litigation and Enforcement
FTC Responds to CFPB, Submits Summary of Enforcement Activities Read More Link to /blogs/financial-services-law-advisor/2014/06/ftc-responds-to-cfpb-submits-summary-of-enforcemen
TPS Link to /blogs/privacy--security-law-blog/2014/06/getting-to-know-you-getting-to-know-all-about-you
06.19.14
Insights
Data Protection
“Getting to Know You, Getting to Know All About You…” FTC Data Brokers Report Calls for More Industry Transparency, Regulation in How Data Brokers Use Consumers’ Personal Information Read More Link to /blogs/privacy--security-law-blog/2014/06/getting-to-know-you-getting-to-know-all-about-you
CFS Link to /blogs/financial-services-law-advisor/2014/05/tips-for-pooling-hospitality-loyalty-programs
05.16.14
Insights
General
Tips for Pooling Hospitality Loyalty Programs Read More Link to /blogs/financial-services-law-advisor/2014/05/tips-for-pooling-hospitality-loyalty-programs
CFS Link to /blogs/financial-services-law-advisor/2014/05/cfpb-proposes-alternative-delivery-method-for-glba
05.13.14
Insights
Regulatory and Compliance
CFPB Proposes Alternative Delivery Method for GLBA Privacy Notice Read More Link to /blogs/financial-services-law-advisor/2014/05/cfpb-proposes-alternative-delivery-method-for-glba
Insights Link to /insights/2014/05/new-sec-guidance-regarding-social-media-proposed-c
05.13.14
Advisories
Corporate & Business Transactions
New SEC Guidance Regarding Social Media; Proposed Clarifications to Delaware Law for Mergers Following a Tender Offer; Change in SEC Notice Procedures for Granting Confidential Treatment Requests Read More Link to /insights/2014/05/new-sec-guidance-regarding-social-media-proposed-c
CFS Link to /blogs/financial-services-law-advisor/2014/05/new-form-factors-in-cobrand-and-privatelabel-credi
05.05.14
Insights
Deals and Technology
New Form Factors in Cobrand and Private-Label Credit Card Program Agreements Read More Link to /blogs/financial-services-law-advisor/2014/05/new-form-factors-in-cobrand-and-privatelabel-credi
Bank Building Link to /blogs/financial-services-law-advisor/2014/04/marijuana-banking-and-the-10foot-pole
04.28.14
Insights
Financial Services Litigation and Enforcement
Marijuana, Banking, and the "10-Foot Pole" Read More Link to /blogs/financial-services-law-advisor/2014/04/marijuana-banking-and-the-10foot-pole
CFS Link to /blogs/financial-services-law-advisor/2014/04/state-of-texas-issues-memorandum-on-virtual-curren
04.14.14
Insights
Deals and Technology
State of Texas Issues Memorandum on Virtual Currencies Read More Link to /blogs/financial-services-law-advisor/2014/04/state-of-texas-issues-memorandum-on-virtual-curren
CFS Link to /blogs/financial-services-law-advisor/2014/04/crypto-currencies-bitcoin-and-beyond
04.11.14
Insights
Deals and Technology
Crypto Currencies: Bitcoin and Beyond Read More Link to /blogs/financial-services-law-advisor/2014/04/crypto-currencies-bitcoin-and-beyond
CFS Link to /blogs/financial-services-law-advisor/2014/04/dc-circuit-durbin-decision-available-on-pla
04.03.14
Insights
Regulatory and Compliance
DC Circuit Durbin Decision Available on PLA Read More Link to /blogs/financial-services-law-advisor/2014/04/dc-circuit-durbin-decision-available-on-pla
CFS Link to /blogs/financial-services-law-advisor/2014/03/an-update-on-fincen-virtual-currency-initiatives
03.25.14
Insights
Regulatory and Compliance
An Update on FinCEN Virtual Currency Initiatives Read More Link to /blogs/financial-services-law-advisor/2014/03/an-update-on-fincen-virtual-currency-initiatives
CFS Link to /blogs/financial-services-law-advisor/2014/03/visa-and-mastercard-endorse-hce
03.21.14
Insights
Deals and Technology
Visa and MasterCard Endorse HCE Read More Link to /blogs/financial-services-law-advisor/2014/03/visa-and-mastercard-endorse-hce
CFS Link to /blogs/financial-services-law-advisor/2014/03/college-debit-cards
03.07.14
Insights
Deals and Technology
College Debit Cards Read More Link to /blogs/financial-services-law-advisor/2014/03/college-debit-cards
CFS Link to /blogs/financial-services-law-advisor/2014/02/you-say-you-want-a-revolution-virtual-currency-iss
02.27.14
Insights
Deals and Technology
You Say You Want a Revolution? Virtual Currency Issues & Opportunities for Financial Institutions Read More Link to /blogs/financial-services-law-advisor/2014/02/you-say-you-want-a-revolution-virtual-currency-iss
CFS Link to /blogs/financial-services-law-advisor/2014/02/protection-against-discovery-of-sars-and-related-i
02.26.14
Insights
Financial Services Litigation and Enforcement
Protection Against Discovery of SARs and Related Internal Investigation Documents Given Resounding Endorsement by Washington State Court Read More Link to /blogs/financial-services-law-advisor/2014/02/protection-against-discovery-of-sars-and-related-i
CFS Link to /blogs/financial-services-law-advisor/2014/02/virtual-currency-roundup-ny-mulls-bitcoin-license
02.06.14
Insights
Regulatory and Compliance
Virtual Currency Round-Up: NY Mulls Bitcoin License; FinCEN Issues Opinion Letters on Bitcoin Mining, Software Providers and Bitcoin Investment Activity; Bitcoin is Money, Says WA DFI Read More Link to /blogs/financial-services-law-advisor/2014/02/virtual-currency-roundup-ny-mulls-bitcoin-license
CFS Link to /blogs/financial-services-law-advisor/2014/01/ffiec-finalizes-and-clarifies-its-social-media-pol
01.23.14
Insights
Deals and Technology
FFIEC Finalizes and Clarifies Its Social Media Policy Read More Link to /blogs/financial-services-law-advisor/2014/01/ffiec-finalizes-and-clarifies-its-social-media-pol
CFS Link to /blogs/financial-services-law-advisor/2014/01/virtual-currency-resources
01.14.14
Insights
General
Virtual Currency Resources Read More Link to /blogs/financial-services-law-advisor/2014/01/virtual-currency-resources
CFS Link to /blogs/financial-services-law-advisor/2014/01/federal-reserve-adds-to-agency-guidance-on-third-p
01.07.14
Insights
Regulatory and Compliance
Federal Reserve Adds to Agency Guidance on Third Party Relationships Read More Link to /blogs/financial-services-law-advisor/2014/01/federal-reserve-adds-to-agency-guidance-on-third-p
CFS Link to /blogs/financial-services-law-advisor/2013/12/virtual-currency-yearinreview-bitcoin-and-beyond
12.31.13
Insights
Deals and Technology
Virtual Currency Year-In-Review: Bitcoin and Beyond Read More Link to /blogs/financial-services-law-advisor/2013/12/virtual-currency-yearinreview-bitcoin-and-beyond
CFS Link to /blogs/financial-services-law-advisor/2013/12/are-you-a-target
12.20.13
Insights
Deals and Technology
Are You a Target? Read More Link to /blogs/financial-services-law-advisor/2013/12/are-you-a-target
CFS Link to /blogs/financial-services-law-advisor/2013/12/the-new-normal-the-expanding-role-of-technology-pr
12.17.13
Insights
Deals and Technology
The New Normal: The Expanding Role of Technology Providers in Payment Processing Read More Link to /blogs/financial-services-law-advisor/2013/12/the-new-normal-the-expanding-role-of-technology-pr
CFS Link to /blogs/financial-services-law-advisor/2013/12/pci-dss-30-business-as-usual
12.16.13
Insights
Regulatory and Compliance
PCI DSS 3.0: Business as Usual? Read More Link to /blogs/financial-services-law-advisor/2013/12/pci-dss-30-business-as-usual
CFS Link to /blogs/financial-services-law-advisor/2013/12/culture-shock-a-retailers-initial-lending-program
12.06.13
Insights
Regulatory and Compliance
Culture Shock: A Retailer’s Initial Lending Program With a Bank Read More Link to /blogs/financial-services-law-advisor/2013/12/culture-shock-a-retailers-initial-lending-program
CFS Link to /blogs/financial-services-law-advisor/2013/12/fear-facta-beware-the-truncation-requirement-of-th
12.04.13
Insights
Deals and Technology
Fear FACTA: Beware the Truncation Requirement of the Fair and Accurate Credit Transactions Act Read More Link to /blogs/financial-services-law-advisor/2013/12/fear-facta-beware-the-truncation-requirement-of-th
Insights Link to /insights/2013/12/fear-facta-beware-the-truncation-requirement-of-th
12.04.13
Advisories
Bankruptcy & Creditors' Rights
Fear FACTA: Beware the Truncation Requirement of the Fair and Accurate Credit Transactions Act Read More Link to /insights/2013/12/fear-facta-beware-the-truncation-requirement-of-th
CFS Link to /blogs/financial-services-law-advisor/2013/12/genesco-wins-one-loses-one-in-its-case-challenging
12.02.13
Insights
Privacy and Data Security
Genesco Wins One, Loses One in Its Case Challenging PCI DSS Fines and Assessments Read More Link to /blogs/financial-services-law-advisor/2013/12/genesco-wins-one-loses-one-in-its-case-challenging
CFS Link to /blogs/financial-services-law-advisor/2013/11/lessons-from-recent-data-security-cases
11.22.13
Insights
Privacy and Data Security
Lessons From Recent Data Security Cases Read More Link to /blogs/financial-services-law-advisor/2013/11/lessons-from-recent-data-security-cases
CFS Link to /blogs/financial-services-law-advisor/2013/11/mt-holly-settled-disparate-impact-questions-linger
11.22.13
Insights
Financial Services Litigation and Enforcement
Mt. Holly Settled: Disparate Impact Questions Linger Read More Link to /blogs/financial-services-law-advisor/2013/11/mt-holly-settled-disparate-impact-questions-linger
CFS Link to /blogs/financial-services-law-advisor/2013/11/occ-releases-new-third-party-guidance
11.22.13
Insights
Regulatory and Compliance
OCC Releases New Third Party Guidance Read More Link to /blogs/financial-services-law-advisor/2013/11/occ-releases-new-third-party-guidance
CFS Link to /blogs/financial-services-law-advisor/2013/11/mobile-payments-projects-with-financial-institutio
11.22.13
Insights
Deals and Technology
Mobile Payments Projects with Financial Institutions: Lessons from the Trenches Read More Link to /blogs/financial-services-law-advisor/2013/11/mobile-payments-projects-with-financial-institutio
CFS Link to /blogs/financial-services-law-advisor/2013/11/behavioral-economics-theory-of-regulation
11.20.13
Insights
Regulatory and Compliance
Behavioral Economics Theory of Regulation Read More Link to /blogs/financial-services-law-advisor/2013/11/behavioral-economics-theory-of-regulation
CFS Link to /blogs/financial-services-law-advisor/2013/11/study-of-card-act-disclosure-impact
11.01.13
Insights
General
Study of CARD Act Disclosure Impact Read More Link to /blogs/financial-services-law-advisor/2013/11/study-of-card-act-disclosure-impact
CFS Link to /blogs/financial-services-law-advisor/2013/10/money2020-big-bets-on-the-future-of-emerging-payme
10.23.13
Insights
Deals and Technology
MONEY2020: Big Bets on the Future of Emerging Payments Read More Link to /blogs/financial-services-law-advisor/2013/10/money2020-big-bets-on-the-future-of-emerging-payme
CFS Link to /blogs/financial-services-law-advisor/2013/10/briefs-in-durbin-amendment-rules-litigation
10.23.13
Insights
General
Briefs in Durbin Amendment Rules Litigation Read More Link to /blogs/financial-services-law-advisor/2013/10/briefs-in-durbin-amendment-rules-litigation
CFS Link to /blogs/financial-services-law-advisor/2013/10/fdic-clarifies-its-supervisory-approach-to-payment
10.21.13
Insights
Regulatory and Compliance
FDIC Clarifies its Supervisory Approach to Payment Processor Relationships Read More Link to /blogs/financial-services-law-advisor/2013/10/fdic-clarifies-its-supervisory-approach-to-payment
CFS Link to /blogs/financial-services-law-advisor/2013/10/a-qa-on-recent-developments-involving-china-union
10.15.13
Insights
Global Insights
A Q&A on Recent Developments Involving China Union Pay Read More Link to /blogs/financial-services-law-advisor/2013/10/a-qa-on-recent-developments-involving-china-union
CFS Link to /blogs/financial-services-law-advisor/2013/10/key-trends-in-global-payments
10.09.13
Insights
Regulatory and Compliance
Key Trends in Global Payments Read More Link to /blogs/financial-services-law-advisor/2013/10/key-trends-in-global-payments
CFS Link to /blogs/financial-services-law-advisor/2013/10/developments-in-deposit-advanceoverdraft-regulatio
10.07.13
Insights
Regulatory and Compliance
Developments in Deposit Advance/Overdraft Regulation Read More Link to /blogs/financial-services-law-advisor/2013/10/developments-in-deposit-advanceoverdraft-regulatio
CFS Link to /blogs/financial-services-law-advisor/2013/09/federal-reserve-banks-aim-to-improve-us-payment-sy
09.30.13
Insights
Regulatory and Compliance
Federal Reserve Banks Aim to Improve US Payment System Read More Link to /blogs/financial-services-law-advisor/2013/09/federal-reserve-banks-aim-to-improve-us-payment-sy
CFS Link to /blogs/financial-services-law-advisor/2013/09/pci-data-security-standards-council-to-release-new
09.23.13
Insights
Regulatory and Compliance
PCI Data Security Standards Council to Release New Version of PCI DSS Read More Link to /blogs/financial-services-law-advisor/2013/09/pci-data-security-standards-council-to-release-new
CFS Link to /blogs/financial-services-law-advisor/2013/09/a-point-of-view-on-bank-secrecy-actaml-issues-for
09.10.13
Insights
Regulatory and Compliance
A Point of View on Bank Secrecy Act/AML Issues for Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2013/09/a-point-of-view-on-bank-secrecy-actaml-issues-for
CFS Link to /blogs/financial-services-law-advisor/2013/09/gao-issues-report-on-tax-compliance-issues-regardi
09.04.13
Insights
Regulatory and Compliance
GAO Issues Report On Tax Compliance Issues Regarding Virtual Economies and Currencies Read More Link to /blogs/financial-services-law-advisor/2013/09/gao-issues-report-on-tax-compliance-issues-regardi
CFS Link to /blogs/financial-services-law-advisor/2013/08/setback-for-patent-troll-under-patent-exhaustion-d
08.22.13
Insights
Deals and Technology
Setback for Patent Troll Under “Patent Exhaustion” Doctrine Liberates Mobile Technology Read More Link to /blogs/financial-services-law-advisor/2013/08/setback-for-patent-troll-under-patent-exhaustion-d
CFS Link to /blogs/financial-services-law-advisor/2013/08/overview-of-the-fair-credit-reporting-act
08.14.13
Insights
Regulatory and Compliance
Overview of the Fair Credit Reporting Act Read More Link to /blogs/financial-services-law-advisor/2013/08/overview-of-the-fair-credit-reporting-act
CFS Link to /blogs/financial-services-law-advisor/2013/08/am-law-lawyers-help-bring-bitcoin-to-the-masses
08.13.13
Insights
General
Am Law Lawyers Help Bring Bitcoin to the Masses Read More Link to /blogs/financial-services-law-advisor/2013/08/am-law-lawyers-help-bring-bitcoin-to-the-masses
CFS Link to /blogs/financial-services-law-advisor/2013/08/the-escalation-of-the-mobile-payments-market-in-ch
08.01.13
Insights
General
The Escalation of the Mobile Payments Market in China Read More Link to /blogs/financial-services-law-advisor/2013/08/the-escalation-of-the-mobile-payments-market-in-ch
CFS Link to /blogs/financial-services-law-advisor/2013/07/the-use-of-consumer-reports-in-online-marketplaces
07.30.13
Insights
Privacy and Data Security
The Use of Consumer Reports in Online Marketplaces Read More Link to /blogs/financial-services-law-advisor/2013/07/the-use-of-consumer-reports-in-online-marketplaces
CFS Link to /blogs/financial-services-law-advisor/2013/07/federal-reserve-bank-of-philadelphia-sponsors-smal
07.29.13
Insights
Regulatory and Compliance
Federal Reserve Bank of Philadelphia Sponsors Small-Dollar Credit Conference Read More Link to /blogs/financial-services-law-advisor/2013/07/federal-reserve-bank-of-philadelphia-sponsors-smal
CFS Link to /blogs/financial-services-law-advisor/2013/06/responsible-conduct-by-enforcement-targets-may-jus
06.27.13
Insights
Regulatory and Compliance
“Responsible Conduct” by Enforcement Targets May Justify Favorable Treatment Read More Link to /blogs/financial-services-law-advisor/2013/06/responsible-conduct-by-enforcement-targets-may-jus
CFS Link to /blogs/financial-services-law-advisor/2013/06/legal-overview-of-chinas-regulation-on-payment-ser
06.17.13
Insights
Global Insights
Legal Overview of China’s Regulation on Payment Service by Non-Financial Institutions Read More Link to /blogs/financial-services-law-advisor/2013/06/legal-overview-of-chinas-regulation-on-payment-ser
CFS Link to /blogs/financial-services-law-advisor/2013/06/overdraft-confusion-cfpb-white-paper-and-pew-cente
06.12.13
Insights
Regulatory and Compliance
Overdraft Confusion: CFPB White Paper and Pew Center Survey highlight consumer misunderstanding Read More Link to /blogs/financial-services-law-advisor/2013/06/overdraft-confusion-cfpb-white-paper-and-pew-cente
CFS Link to /blogs/financial-services-law-advisor/2013/06/cfpb-files-complaint-against-debtrelief-company-fi
06.10.13
Insights
Financial Services Litigation and Enforcement
CFPB Files Complaint Against Debt-Relief Company; First Time Reliance on “Abusive” Acts and Practices Prohibition Read More Link to /blogs/financial-services-law-advisor/2013/06/cfpb-files-complaint-against-debtrelief-company-fi
CFS Link to /blogs/financial-services-law-advisor/2013/06/cfpb-charts-course-for-doddfrank-enforcement-coord
06.10.13
Insights
Financial Services Litigation and Enforcement
CFPB Charts Course for Dodd-Frank Enforcement Coordination with State Financial Regulators Read More Link to /blogs/financial-services-law-advisor/2013/06/cfpb-charts-course-for-doddfrank-enforcement-coord
CFS Link to /blogs/financial-services-law-advisor/2013/05/ftc-solicits-input-on-possible-ban-of-payment-meth
05.21.13
Insights
Regulatory and Compliance
FTC Solicits Input on Possible Ban of Payment Methods Preferred by Fraudsters Read More Link to /blogs/financial-services-law-advisor/2013/05/ftc-solicits-input-on-possible-ban-of-payment-meth
CFS Link to /blogs/financial-services-law-advisor/2013/05/what-merchants-need-to-know-about-the-mobile-payme
05.20.13
Insights
Deals and Technology
What Merchants Need to Know About the Mobile Payments Services Ecosystem: Patent Infringement Disputes Read More Link to /blogs/financial-services-law-advisor/2013/05/what-merchants-need-to-know-about-the-mobile-payme
CFS Link to /blogs/financial-services-law-advisor/2013/05/50-state-survey-of-gift-card-laws
05.17.13
Insights
General
50 State Survey of Gift Card Laws Read More Link to /blogs/financial-services-law-advisor/2013/05/50-state-survey-of-gift-card-laws
CFS Link to /blogs/financial-services-law-advisor/2013/05/ftc-annual-letter-to-the-cfpb
05.14.13
Insights
Financial Services Litigation and Enforcement
FTC Annual Letter to the CFPB Read More Link to /blogs/financial-services-law-advisor/2013/05/ftc-annual-letter-to-the-cfpb
CFS Link to /blogs/financial-services-law-advisor/2013/05/preventing-damages-to-the-bank-and-its-customers-f
05.07.13
Insights
Privacy and Data Security
Preventing Damages to the Bank and its Customers from Account Takeover Fraud Read More Link to /blogs/financial-services-law-advisor/2013/05/preventing-damages-to-the-bank-and-its-customers-f
CFS Link to /blogs/financial-services-law-advisor/2013/05/ecommerce-in-the-cloud-practical-tips-for-structur
05.06.13
Insights
Deals and Technology
E-Commerce in the Cloud: Practical Tips for Structuring the Deal with a “Financial Institution” Read More Link to /blogs/financial-services-law-advisor/2013/05/ecommerce-in-the-cloud-practical-tips-for-structur
CFS Link to /blogs/financial-services-law-advisor/2013/05/consumer-financial-protection-bureau-begins-accept
05.03.13
Insights
Regulatory and Compliance
Consumer Financial Protection Bureau Begins Accepting Consumers’ Money Transfer Complaints Read More Link to /blogs/financial-services-law-advisor/2013/05/consumer-financial-protection-bureau-begins-accept
CFS Link to /blogs/financial-services-law-advisor/2013/04/webbank-agreements
04.29.13
Insights
General
WebBank Agreements Read More Link to /blogs/financial-services-law-advisor/2013/04/webbank-agreements
CFS Link to /blogs/financial-services-law-advisor/2013/04/more-authorities-regarding-glba-privacy-and-the-fc
04.29.13
Insights
General
More Authorities Regarding GLBA Privacy and the FCRA Read More Link to /blogs/financial-services-law-advisor/2013/04/more-authorities-regarding-glba-privacy-and-the-fc
CFS Link to /blogs/financial-services-law-advisor/2013/04/legal-and-technical-security-challenges-for-cloudb
04.25.13
Insights
Privacy and Data Security
Legal and Technical Security Challenges for Cloud-Based Mobile Payment Solutions Read More Link to /blogs/financial-services-law-advisor/2013/04/legal-and-technical-security-challenges-for-cloudb
CFS Link to /blogs/financial-services-law-advisor/2013/04/social-media-what-you-need-to-know-to-meet-new-reg
04.25.13
Insights
Regulatory and Compliance
Social Media: What You Need to Know to Meet New Regulatory Expectations Read More Link to /blogs/financial-services-law-advisor/2013/04/social-media-what-you-need-to-know-to-meet-new-reg
CFS Link to /blogs/financial-services-law-advisor/2013/04/waive-the-red-flag--sec-and-cftc-issue-identity-th
04.25.13
Insights
Regulatory and Compliance
Waive the Red Flag - SEC and CFTC Issue Identity Theft Red Flag Rules Read More Link to /blogs/financial-services-law-advisor/2013/04/waive-the-red-flag--sec-and-cftc-issue-identity-th
CFS Link to /blogs/financial-services-law-advisor/2013/04/cloud-services-and-related-big-data-issues-seminar
04.18.13
Insights
Deals and Technology
Cloud Services and Related Big Data Issues Seminar -- Seattle, April 29-30 Read More Link to /blogs/financial-services-law-advisor/2013/04/cloud-services-and-related-big-data-issues-seminar
CFS Link to /blogs/financial-services-law-advisor/2013/04/dealing-with-networks-and-regulatory-compliance-th
04.16.13
Insights
Regulatory and Compliance
Dealing with Networks and Regulatory Compliance: The Legal Side of Mobile Retail Read More Link to /blogs/financial-services-law-advisor/2013/04/dealing-with-networks-and-regulatory-compliance-th
CFS Link to /blogs/financial-services-law-advisor/2013/04/social-media-what-you-need-to-know-to-meet-new-reg
04.15.13
Insights
Regulatory and Compliance
Social Media: What You Need to Know to Meet New Regulatory Expectations -- April 23 Webinar Read More Link to /blogs/financial-services-law-advisor/2013/04/social-media-what-you-need-to-know-to-meet-new-reg
CFS Link to /blogs/financial-services-law-advisor/2013/04/fincen-issues-clarifying-guidance-on-convertible-v
04.11.13
Insights
Regulatory and Compliance
FinCEN Issues Clarifying Guidance on “Convertible” Virtual Currencies Read More Link to /blogs/financial-services-law-advisor/2013/04/fincen-issues-clarifying-guidance-on-convertible-v
CFS Link to /blogs/financial-services-law-advisor/2013/03/security-of-payment-card-data-on-cloudbased-mobile
03.29.13
Insights
Privacy and Data Security
Security of Payment Card Data on Cloud-Based Mobile Payment Platforms Read More Link to /blogs/financial-services-law-advisor/2013/03/security-of-payment-card-data-on-cloudbased-mobile
CFS Link to /blogs/financial-services-law-advisor/2013/03/visa-revises-rules-to-permit-discounts-on-propriet
03.25.13
Insights
Deals and Technology
Visa Revises Rules to Permit Discounts on Proprietary, Co-Brand Cards to Foster Its Partnership with Chase Read More Link to /blogs/financial-services-law-advisor/2013/03/visa-revises-rules-to-permit-discounts-on-propriet
CFS Link to /blogs/financial-services-law-advisor/2013/03/mobile-payment-litigation-risks-free-webinar
03.25.13
Insights
Privacy and Data Security
Mobile Payment Litigation Risks: Free Webinar Read More Link to /blogs/financial-services-law-advisor/2013/03/mobile-payment-litigation-risks-free-webinar
CFS Link to /blogs/financial-services-law-advisor/2013/03/california-money-transmitter-law-resources--legisl
03.22.13
Insights
Regulatory and Compliance
California Money Transmitter Law Resources - Legislative Hearings and Public Comment Read More Link to /blogs/financial-services-law-advisor/2013/03/california-money-transmitter-law-resources--legisl
CFS Link to /blogs/financial-services-law-advisor/2013/03/social-media-and-financial-services-convergence-or
03.21.13
Insights
Regulatory and Compliance
Social Media and Financial Services: Convergence or Collision? Read More Link to /blogs/financial-services-law-advisor/2013/03/social-media-and-financial-services-convergence-or
CFS Link to /blogs/financial-services-law-advisor/2013/03/authorities-regarding-glba-privacy-and-the-fcra
03.20.13
Insights
General
Authorities Regarding GLBA Privacy and the FCRA Read More Link to /blogs/financial-services-law-advisor/2013/03/authorities-regarding-glba-privacy-and-the-fcra
CFS Link to /blogs/financial-services-law-advisor/2013/03/ftc-order-against-fraudulent-payment-processor-joi
03.19.13
Insights
Regulatory and Compliance
FTC Order Against Fraudulent Payment Processor Joins Growing List of Regulatory Actions Involving Third Party Service Providers Read More Link to /blogs/financial-services-law-advisor/2013/03/ftc-order-against-fraudulent-payment-processor-joi
CFS Link to /blogs/financial-services-law-advisor/2013/03/ftc-releases-longawaited-update-to-its-2000-dot-co
03.18.13
Insights
Regulatory and Compliance
FTC Releases Long-Awaited Update to its 2000 Dot Com Disclosures Guide Read More Link to /blogs/financial-services-law-advisor/2013/03/ftc-releases-longawaited-update-to-its-2000-dot-co
CFS Link to /blogs/financial-services-law-advisor/2013/03/card-deals--purchase-and-sale-agreements
03.18.13
Insights
General
Card Deals -- Purchase and Sale Agreements Read More Link to /blogs/financial-services-law-advisor/2013/03/card-deals--purchase-and-sale-agreements
CFS Link to /blogs/financial-services-law-advisor/2013/03/the-xs-and-os-of-mobile-payments
03.15.13
Insights
Deals and Technology
The X's and O's of Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2013/03/the-xs-and-os-of-mobile-payments
CFS Link to /blogs/financial-services-law-advisor/2013/03/ftc-releases-report-on-mobile-payments-guidance-on
03.13.13
Insights
Regulatory and Compliance
FTC Releases Report on Mobile Payments; Guidance on Addressing Issues in Mobile Carrier Billing, Privacy and Data Security Read More Link to /blogs/financial-services-law-advisor/2013/03/ftc-releases-report-on-mobile-payments-guidance-on
CFS Link to /blogs/financial-services-law-advisor/2013/03/ffiec-guidance-on-social-media-use--commentary-fro
03.12.13
Insights
General
FFIEC Guidance on Social Media Use -- Commentary from DWT Read More Link to /blogs/financial-services-law-advisor/2013/03/ffiec-guidance-on-social-media-use--commentary-fro
CFS Link to /blogs/financial-services-law-advisor/2013/03/unsettled-settlements-the-effect-of-an-invalidated
03.12.13
Insights
Regulatory and Compliance
Unsettled Settlements(?): The Effect of an Invalidated Recess Appointment on the CFPB Director’s Authority to Settle Proceedings Read More Link to /blogs/financial-services-law-advisor/2013/03/unsettled-settlements-the-effect-of-an-invalidated
CFS Link to /blogs/financial-services-law-advisor/2013/03/mobile-payment-acceptance--security-guidelines-for
03.01.13
Insights
Privacy and Data Security
Mobile Payment Acceptance: Security Guidelines For Merchants Read More Link to /blogs/financial-services-law-advisor/2013/03/mobile-payment-acceptance--security-guidelines-for
Insights Link to /insights/2013/02/sec-approves-new-corporate-governance-listing-stan
02.27.13
Advisories
Corporate & Business Transactions
SEC Approves New Corporate Governance Listing Standards for Compensation Committees and Advisers Read More Link to /insights/2013/02/sec-approves-new-corporate-governance-listing-stan
CFS Link to /blogs/financial-services-law-advisor/2013/02/ftc-releases-fifth-interim-report-on-credit-report
02.21.13
Insights
General
FTC Releases Fifth Interim Report on Credit Report Accuracy Read More Link to /blogs/financial-services-law-advisor/2013/02/ftc-releases-fifth-interim-report-on-credit-report
CFS Link to /blogs/financial-services-law-advisor/2013/02/negotiating-networkrelated-agreements-for-banks
02.20.13
Insights
Deals and Technology
Negotiating Network-Related Agreements for Banks Read More Link to /blogs/financial-services-law-advisor/2013/02/negotiating-networkrelated-agreements-for-banks
CFS Link to /blogs/financial-services-law-advisor/2013/02/magistrate-recommends-lawsuit-against-global-payme
02.11.13
Insights
Regulatory and Compliance
Magistrate Recommends Lawsuit Against Global Payments Should Be Dismissed Read More Link to /blogs/financial-services-law-advisor/2013/02/magistrate-recommends-lawsuit-against-global-payme
CFS Link to /blogs/financial-services-law-advisor/2013/02/nacha-issues-guidelines-for-using-qr-codes-in-bill
02.04.13
Insights
General
NACHA Issues Guidelines for Using QR Codes in Bill Pay Services and ACH Payments Read More Link to /blogs/financial-services-law-advisor/2013/02/nacha-issues-guidelines-for-using-qr-codes-in-bill
CFS Link to /blogs/financial-services-law-advisor/2013/01/added-functionality-regulatory-issues-associated-w
01.31.13
Insights
Regulatory and Compliance
Added Functionality: Regulatory Issues Associated with Credit and Overdraft Features Read More Link to /blogs/financial-services-law-advisor/2013/01/added-functionality-regulatory-issues-associated-w
CFS Link to /blogs/financial-services-law-advisor/2013/01/the-ffiec-proposes-guidance-on-social-media-use
01.29.13
Insights
Regulatory and Compliance
The FFIEC Proposes Guidance on Social Media Use Read More Link to /blogs/financial-services-law-advisor/2013/01/the-ffiec-proposes-guidance-on-social-media-use
CFS Link to /blogs/financial-services-law-advisor/2013/01/modifications-to-hipaa-rules-impacts-financial-ins
01.28.13
Insights
Regulatory and Compliance
Modifications to HIPAA Rules Impacts Financial Institutions -- Informational Webinar Read More Link to /blogs/financial-services-law-advisor/2013/01/modifications-to-hipaa-rules-impacts-financial-ins
CFS Link to /blogs/financial-services-law-advisor/2013/01/court-decision-jeopardizes-cfpb-nominee
01.28.13
Insights
Regulatory and Compliance
Court Decision Jeopardizes CFPB Nominee Read More Link to /blogs/financial-services-law-advisor/2013/01/court-decision-jeopardizes-cfpb-nominee
CFS Link to /blogs/financial-services-law-advisor/2013/01/single-purpose-commercial-prepaid-cards-and-their
01.10.13
Insights
Global Insights
Single Purpose Commercial Prepaid Cards and Their Implementing Practices in Shanghai Read More Link to /blogs/financial-services-law-advisor/2013/01/single-purpose-commercial-prepaid-cards-and-their
CFS Link to /blogs/financial-services-law-advisor/2013/01/bureau-proposes-further-revisions-to-remittance-tr
01.02.13
Insights
Regulatory and Compliance
Bureau Proposes Further Revisions to Remittance Transfer Rules Read More Link to /blogs/financial-services-law-advisor/2013/01/bureau-proposes-further-revisions-to-remittance-tr
CFS Link to /blogs/financial-services-law-advisor/2012/12/federal-trade-commission-report-on-activities-rela
12.28.12
Insights
General
Federal Trade Commission Report on Activities Related to Section 1075 of the Dodd-Frank Act Read More Link to /blogs/financial-services-law-advisor/2012/12/federal-trade-commission-report-on-activities-rela
CFS Link to /blogs/financial-services-law-advisor/2012/12/developments-in-chinese-mobile-and-epayments
12.20.12
Insights
Global Insights
Developments in Chinese Mobile and E-Payments Read More Link to /blogs/financial-services-law-advisor/2012/12/developments-in-chinese-mobile-and-epayments
CFS Link to /blogs/financial-services-law-advisor/2012/12/mobile-payments-risks
12.19.12
Insights
Regulatory and Compliance
Mobile Payments Risks Read More Link to /blogs/financial-services-law-advisor/2012/12/mobile-payments-risks
CFS Link to /blogs/financial-services-law-advisor/2012/12/plcc-and-cobranded-arrangements
12.19.12
Insights
Deals and Technology
PLCC and Cobranded Arrangements Read More Link to /blogs/financial-services-law-advisor/2012/12/plcc-and-cobranded-arrangements
CFS Link to /blogs/financial-services-law-advisor/2012/12/reduced-interchange-fees-in-china-effective-februa
12.17.12
Insights
Global Insights
Reduced Interchange Fees in China Effective February 25, 2013 Read More Link to /blogs/financial-services-law-advisor/2012/12/reduced-interchange-fees-in-china-effective-februa
CFS Link to /blogs/financial-services-law-advisor/2012/12/record-fines-against-hsbc-for-repeated-bank-secrec
12.14.12
Insights
Financial Services Litigation and Enforcement
Record Fines against HSBC for Repeated Bank Secrecy Act and OFAC Violations Read More Link to /blogs/financial-services-law-advisor/2012/12/record-fines-against-hsbc-for-repeated-bank-secrec
CFS Link to /blogs/financial-services-law-advisor/2012/12/regulatory-developments-for-mobile-payments
12.14.12
Insights
Regulatory and Compliance
Regulatory Developments for Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/12/regulatory-developments-for-mobile-payments
CFS Link to /blogs/financial-services-law-advisor/2012/12/federal-reserve-bank-of-boston-examines-security-o
12.11.12
Insights
General
Federal Reserve Bank of Boston Examines Security of Mobile Payment Technologies Read More Link to /blogs/financial-services-law-advisor/2012/12/federal-reserve-bank-of-boston-examines-security-o
CFS Link to /blogs/financial-services-law-advisor/2012/12/portfolio-finance-reference-materials
12.04.12
Insights
General
Portfolio Finance Reference Materials Read More Link to /blogs/financial-services-law-advisor/2012/12/portfolio-finance-reference-materials
CFS Link to /blogs/financial-services-law-advisor/2012/12/georgias-new-merchant-acquirer-bank-charter--wait
12.04.12
Insights
Regulatory and Compliance
Georgia's New Merchant Acquirer Bank Charter: "Wait and See" Read More Link to /blogs/financial-services-law-advisor/2012/12/georgias-new-merchant-acquirer-bank-charter--wait
CFS Link to /blogs/financial-services-law-advisor/2012/12/regulatory-action-against-first-bank-of-delaware-r
12.04.12
Insights
Financial Services Litigation and Enforcement
Regulatory Action Against First Bank of Delaware Reinforces BSA and AML Concerns with Third-Party Relationships Read More Link to /blogs/financial-services-law-advisor/2012/12/regulatory-action-against-first-bank-of-delaware-r
CFS Link to /blogs/financial-services-law-advisor/2012/12/ecb-approves-oversight-expectations-for-links-betw
12.03.12
Insights
Global Insights
ECB Approves Oversight Expectations for Links Between Retail Payment Systems Read More Link to /blogs/financial-services-law-advisor/2012/12/ecb-approves-oversight-expectations-for-links-betw
CFS Link to /blogs/financial-services-law-advisor/2012/11/epc-white-paper-on-mobile-payments
11.28.12
Insights
General
EPC White Paper on Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/11/epc-white-paper-on-mobile-payments
CFS Link to /blogs/financial-services-law-advisor/2012/11/international--crossborder-payments-forum-expandin
11.28.12
Insights
Global Insights
International & Cross-Border Payments Forum: Expanding Beyond North America Read More Link to /blogs/financial-services-law-advisor/2012/11/international--crossborder-payments-forum-expandin
CFS Link to /blogs/financial-services-law-advisor/2012/11/facta-and-the-doddfrank-act-what-you-must-know
11.27.12
Insights
Regulatory and Compliance
FACTA and the Dodd-Frank Act: What You Must Know Read More Link to /blogs/financial-services-law-advisor/2012/11/facta-and-the-doddfrank-act-what-you-must-know
CFS Link to /blogs/financial-services-law-advisor/2012/11/ffiec-releases-new-booklet-for-the-supervision-of
11.19.12
Insights
Deals and Technology
FFIEC Releases New Booklet for the Supervision of Technology Service Providers Read More Link to /blogs/financial-services-law-advisor/2012/11/ffiec-releases-new-booklet-for-the-supervision-of
CFS Link to /blogs/financial-services-law-advisor/2012/11/fdic-credit-card-activities-manual
11.19.12
Insights
General
FDIC Credit Card Activities Manual Read More Link to /blogs/financial-services-law-advisor/2012/11/fdic-credit-card-activities-manual
CFS Link to /blogs/financial-services-law-advisor/2012/11/mobile-payment-litigation-risks
11.19.12
Insights
Privacy and Data Security
Mobile Payment Litigation Risks Read More Link to /blogs/financial-services-law-advisor/2012/11/mobile-payment-litigation-risks
CFS Link to /blogs/financial-services-law-advisor/2012/11/dwts-top-10-signs-you-probably-need-a-banking-lawy
11.16.12
Insights
Deals and Technology
DWT's Top 10 Signs You Probably Need a Banking Lawyer Read More Link to /blogs/financial-services-law-advisor/2012/11/dwts-top-10-signs-you-probably-need-a-banking-lawy
CFS Link to /blogs/financial-services-law-advisor/2012/11/regulation-of-prepaid-cards-offered-by-nonfinancia
11.16.12
Insights
Global Insights
Regulation of Prepaid Cards offered by Non-Financial Institutions in China Read More Link to /blogs/financial-services-law-advisor/2012/11/regulation-of-prepaid-cards-offered-by-nonfinancia
Insights Link to /insights/2012/11/sec-provides-guidance-regarding-the-application-of
11.12.12
Advisories
Corporate & Business Transactions
SEC Provides Guidance Regarding the Application of the JOBS Act to Mergers and Exchange Offers Read More Link to /insights/2012/11/sec-provides-guidance-regarding-the-application-of
CFS Link to /blogs/financial-services-law-advisor/2012/11/because-its-not-monopoly-money-emerging-regulatory
11.07.12
Insights
Regulatory and Compliance
“Because It’s Not Monopoly Money”: Emerging Regulatory Issues for Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/11/because-its-not-monopoly-money-emerging-regulatory
CFS Link to /blogs/financial-services-law-advisor/2012/10/regulatory-and-compliance-resources
10.25.12
Insights
Regulatory and Compliance
Regulatory and Compliance Resources Read More Link to /blogs/financial-services-law-advisor/2012/10/regulatory-and-compliance-resources
CFS Link to /blogs/financial-services-law-advisor/2012/10/consumer-financial-protection-bureau-resources
10.25.12
Insights
Regulatory and Compliance
Consumer Financial Protection Bureau Resources Read More Link to /blogs/financial-services-law-advisor/2012/10/consumer-financial-protection-bureau-resources
CFS Link to /blogs/financial-services-law-advisor/2012/10/payment-association-and-network-operating-rules-an
10.25.12
Insights
Regulatory and Compliance
Payment Association and Network Operating Rules and Procedures Read More Link to /blogs/financial-services-law-advisor/2012/10/payment-association-and-network-operating-rules-an
CFS Link to /blogs/financial-services-law-advisor/2012/10/federal-and-state-agencies
10.25.12
Insights
Regulatory and Compliance
Federal and State Agencies Read More Link to /blogs/financial-services-law-advisor/2012/10/federal-and-state-agencies
CFS Link to /blogs/financial-services-law-advisor/2012/10/money-transmitters-regulators-association
10.25.12
Insights
Regulatory and Compliance
Money Transmitters Regulators Association Read More Link to /blogs/financial-services-law-advisor/2012/10/money-transmitters-regulators-association
CFS Link to /blogs/financial-services-law-advisor/2012/10/pci-security-standards-council-issues-guidance-for
10.24.12
Insights
Privacy and Data Security
PCI Security Standards Council Issues Guidance for Mobile Payment Applications Read More Link to /blogs/financial-services-law-advisor/2012/10/pci-security-standards-council-issues-guidance-for
CFS Link to /blogs/financial-services-law-advisor/2012/10/notes-from-the-nacha-mega-meeting-in-atlanta
10.19.12
Insights
Regulatory and Compliance
Notes from the NACHA MEGA Meeting in Atlanta Read More Link to /blogs/financial-services-law-advisor/2012/10/notes-from-the-nacha-mega-meeting-in-atlanta
CFS Link to /blogs/financial-services-law-advisor/2012/10/the-new-a-in-udaap-privacy-third-party-relationshi
10.19.12
Insights
Regulatory and Compliance
The New “A” in UDAAP, Privacy, Third Party Relationships, and Marketing Read More Link to /blogs/financial-services-law-advisor/2012/10/the-new-a-in-udaap-privacy-third-party-relationshi
CFS Link to /blogs/financial-services-law-advisor/2012/10/regulators-emphasize-importance-of-money-transmiss
10.03.12
Insights
Financial Services Litigation and Enforcement
Regulators Emphasize Importance of Money Transmission Laws, Consumer Protection and Other Regulatory Compliance for Mobile and Other Emerging Payment Innovations Read More Link to /blogs/financial-services-law-advisor/2012/10/regulators-emphasize-importance-of-money-transmiss
CFS Link to /blogs/financial-services-law-advisor/2012/09/oped-is-it-the-end-of-the-world-as-we-know-it
09.18.12
Insights
Deals and Technology
OpEd: Is It the End of the World As We Know It? Read More Link to /blogs/financial-services-law-advisor/2012/09/oped-is-it-the-end-of-the-world-as-we-know-it
CFS Link to /blogs/financial-services-law-advisor/2012/08/cfpb-updates-remittance-transfer-rules
08.27.12
Insights
Regulatory and Compliance
CFPB Updates Remittance Transfer Rules Read More Link to /blogs/financial-services-law-advisor/2012/08/cfpb-updates-remittance-transfer-rules
CFS Link to /blogs/financial-services-law-advisor/2012/08/the-federal-reserve-bank-of-philadelphia-takes-a-c
08.16.12
Insights
Regulatory and Compliance
The Federal Reserve Bank of Philadelphia Takes A Closer Look at Prepaid Cards Read More Link to /blogs/financial-services-law-advisor/2012/08/the-federal-reserve-bank-of-philadelphia-takes-a-c
CFS Link to /blogs/financial-services-law-advisor/2012/08/federal-reserve-finds-existing-regulatory-framewor
08.15.12
Insights
Regulatory and Compliance
Federal Reserve Finds Existing Regulatory Framework Sufficient To Meet Mobile Payments Challenge Read More Link to /blogs/financial-services-law-advisor/2012/08/federal-reserve-finds-existing-regulatory-framewor
CFS Link to /blogs/financial-services-law-advisor/2012/08/fcc-inquiry-implicates-mobile-payments-data
08.13.12
Insights
Regulatory and Compliance
FCC Inquiry Implicates Mobile Payments Data Read More Link to /blogs/financial-services-law-advisor/2012/08/fcc-inquiry-implicates-mobile-payments-data
CFS Link to /blogs/financial-services-law-advisor/2012/07/mobile-payments-emerging-issues-for-policymakers
07.30.12
Insights
Regulatory and Compliance
Mobile Payments: Emerging Issues for Policymakers Read More Link to /blogs/financial-services-law-advisor/2012/07/mobile-payments-emerging-issues-for-policymakers
CFS Link to /blogs/financial-services-law-advisor/2012/07/cfpbs-first-enforcement-action-warns-financial-ins
07.25.12
Insights
Financial Services Litigation and Enforcement
CFPB’s First Enforcement Action Warns Financial Institutions About Liability for Third Party Activities on their Behalf; Related Compliance Bulletin Offers Guidance Read More Link to /blogs/financial-services-law-advisor/2012/07/cfpbs-first-enforcement-action-warns-financial-ins
CFS Link to /blogs/financial-services-law-advisor/2012/07/wto-panel-rules-on-electronic-payment-services-in
07.20.12
Insights
Global Insights
WTO Panel Rules on Electronic Payment Services in China: What to Expect Read More Link to /blogs/financial-services-law-advisor/2012/07/wto-panel-rules-on-electronic-payment-services-in
CFS Link to /blogs/financial-services-law-advisor/2012/07/ffiec-issues-statement-on-cloud-computing-risk-man
07.17.12
Insights
Deals and Technology
FFIEC Issues Statement on "Cloud Computing" Risk Management Read More Link to /blogs/financial-services-law-advisor/2012/07/ffiec-issues-statement-on-cloud-computing-risk-man
CFS Link to /blogs/financial-services-law-advisor/2012/07/credit-interchange-settlement-the-impact-on-select
07.17.12
Insights
Regulatory and Compliance
Credit Interchange Settlement: The Impact on Selected Future Transactions Read More Link to /blogs/financial-services-law-advisor/2012/07/credit-interchange-settlement-the-impact-on-select
CFS Link to /blogs/financial-services-law-advisor/2012/07/court-of-appeals-ruling-may-broaden-bank-liability
07.16.12
Insights
Regulatory and Compliance
Court of Appeals Ruling May Broaden Bank Liability for Unauthorized Internet Funds Transfers Read More Link to /blogs/financial-services-law-advisor/2012/07/court-of-appeals-ruling-may-broaden-bank-liability
CFS Link to /blogs/financial-services-law-advisor/2012/07/meeting-our-clients-in-the-future
07.03.12
Insights
General
Meeting Our Clients in the Future Read More Link to /blogs/financial-services-law-advisor/2012/07/meeting-our-clients-in-the-future
CFS Link to /blogs/financial-services-law-advisor/2012/06/dwt-joins-ramp-advisory-board
06.27.12
Insights
Regulatory and Compliance
DWT Joins RAMP Advisory Board Read More Link to /blogs/financial-services-law-advisor/2012/06/dwt-joins-ramp-advisory-board
CFS Link to /blogs/financial-services-law-advisor/2012/06/mobile-carrier-billing--at-risk
06.21.12
Insights
Regulatory and Compliance
Mobile Carrier Billing – At Risk? Read More Link to /blogs/financial-services-law-advisor/2012/06/mobile-carrier-billing--at-risk
CFS Link to /blogs/financial-services-law-advisor/2012/06/credit-card-consumer-complaints-database-goes-live
06.19.12
Insights
Regulatory and Compliance
Credit Card Consumer Complaints Database Goes Live Read More Link to /blogs/financial-services-law-advisor/2012/06/credit-card-consumer-complaints-database-goes-live
CFS Link to /blogs/financial-services-law-advisor/2012/06/fincen-offers-clarification-of-prepaid-access-rule
06.13.12
Insights
Regulatory and Compliance
FinCEN offers clarification of prepaid access rule for bank-controlled prepaid access programs Read More Link to /blogs/financial-services-law-advisor/2012/06/fincen-offers-clarification-of-prepaid-access-rule
CFS Link to /blogs/financial-services-law-advisor/2012/06/lsi-conference-on-mobile-payments
06.07.12
Insights
Deals and Technology
LSI Conference on Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/06/lsi-conference-on-mobile-payments
CFS Link to /blogs/financial-services-law-advisor/2012/06/agencies-sign-memorandum-of-understanding-on-super
06.05.12
Insights
Regulatory and Compliance
Agencies Sign Memorandum of Understanding on Supervisory Coordination Read More Link to /blogs/financial-services-law-advisor/2012/06/agencies-sign-memorandum-of-understanding-on-super
Insights Link to /insights/2012/05/current-sec-guidance-for-emerging-growth-companies
05.30.12
Advisories
Corporate & Business Transactions
Current SEC Guidance for “Emerging Growth Companies” Seeking to Take Advantage of JOBS Act Read More Link to /insights/2012/05/current-sec-guidance-for-emerging-growth-companies
CFS Link to /blogs/financial-services-law-advisor/2012/05/leveling-the-prepaid-playing-field-cfpb-issues-adv
05.24.12
Insights
Regulatory and Compliance
Leveling the Prepaid Playing Field? CFPB Issues Advance Notice of Proposed Rulemaking On Prepaid Card Products, Holds Public Hearing Read More Link to /blogs/financial-services-law-advisor/2012/05/leveling-the-prepaid-playing-field-cfpb-issues-adv
CFS Link to /blogs/financial-services-law-advisor/2012/05/federal-bank-secrecy-act-issues-for-mobile-payment
05.21.12
Insights
Regulatory and Compliance
Federal Bank Secrecy Act Issues for Mobile Payment Systems Read More Link to /blogs/financial-services-law-advisor/2012/05/federal-bank-secrecy-act-issues-for-mobile-payment
CFS Link to /blogs/financial-services-law-advisor/2012/05/emerging-payment-products-and-payment-systems
05.21.12
Insights
Deals and Technology
Emerging Payment Products and Payment Systems Read More Link to /blogs/financial-services-law-advisor/2012/05/emerging-payment-products-and-payment-systems
CFS Link to /blogs/financial-services-law-advisor/2012/05/cfpb-releases-first-annual-report-on-consumer-cred
05.08.12
Insights
Regulatory and Compliance
CFPB Releases First Annual Report on Consumer Credit Card Complaints Read More Link to /blogs/financial-services-law-advisor/2012/05/cfpb-releases-first-annual-report-on-consumer-cred
CFS Link to /blogs/financial-services-law-advisor/2012/04/federal-trade-commission-hosts-public-workshop-on
04.30.12
Insights
Regulatory and Compliance
Federal Trade Commission Hosts Public Workshop on Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/04/federal-trade-commission-hosts-public-workshop-on
CFS Link to /blogs/financial-services-law-advisor/2012/04/cfpb-launches-inquiry-regarding-consumer-arbitrati
04.25.12
Insights
Financial Services Litigation and Enforcement
CFPB Launches Inquiry Regarding Consumer Arbitration, Seeking Public Comment Read More Link to /blogs/financial-services-law-advisor/2012/04/cfpb-launches-inquiry-regarding-consumer-arbitrati
CFS Link to /blogs/financial-services-law-advisor/2012/04/citigroup-is-first-global-bank-permitted-to-issue
04.24.12
Insights
Global Insights
Citigroup Is First Global Bank Permitted to Issue Credit Cards in China Read More Link to /blogs/financial-services-law-advisor/2012/04/citigroup-is-first-global-bank-permitted-to-issue
CFS Link to /blogs/financial-services-law-advisor/2012/04/the-consumer-financial-protection-bureau-an-update
04.16.12
Insights
Regulatory and Compliance
The Consumer Financial Protection Bureau: An Update on Selected Initiatives Read More Link to /blogs/financial-services-law-advisor/2012/04/the-consumer-financial-protection-bureau-an-update
CFS Link to /blogs/financial-services-law-advisor/2012/04/anticipating-understanding-and-preparing-for-new-r
04.04.12
Insights
Privacy and Data Security
Anticipating, Understanding and Preparing for New Rules for a New Mobile World Read More Link to /blogs/financial-services-law-advisor/2012/04/anticipating-understanding-and-preparing-for-new-r
CFS Link to /blogs/financial-services-law-advisor/2012/04/consumer-financial-protection-bureau-gives-importa
04.02.12
Insights
Regulatory and Compliance
Consumer Financial Protection Bureau Gives important Guidance on Supervisory Jurisdiction Read More Link to /blogs/financial-services-law-advisor/2012/04/consumer-financial-protection-bureau-gives-importa
CFS Link to /blogs/financial-services-law-advisor/2012/04/house-subcommittee-investigates-mobile-payment-sec
04.02.12
Insights
Regulatory and Compliance
House Subcommittee Investigates Mobile Payment Security and Regulation Read More Link to /blogs/financial-services-law-advisor/2012/04/house-subcommittee-investigates-mobile-payment-sec
CFS Link to /blogs/financial-services-law-advisor/2012/03/fincen-proposes-customer-due-diligence-requirement
03.27.12
Insights
Financial Services Litigation and Enforcement
FinCEN Proposes Customer Due Diligence Requirement of Beneficial Ownership Identification to Enhance Federal Anti-Money Laundering and Counterterrorism Efforts Read More Link to /blogs/financial-services-law-advisor/2012/03/fincen-proposes-customer-due-diligence-requirement
CFS Link to /blogs/financial-services-law-advisor/2012/03/electronic-registration-form-available-for-prepaid
03.20.12
Insights
Regulatory and Compliance
Electronic registration form available for prepaid access providers to register with FinCEN by March 31, 2012 Read More Link to /blogs/financial-services-law-advisor/2012/03/electronic-registration-form-available-for-prepaid
CFS Link to /blogs/financial-services-law-advisor/2012/03/ffiec-authentication-guidance-examination-in-2012
03.08.12
Insights
Regulatory and Compliance
FFIEC Authentication Guidance Examination in 2012: Are You Prepared? Read More Link to /blogs/financial-services-law-advisor/2012/03/ffiec-authentication-guidance-examination-in-2012
CFS Link to /blogs/financial-services-law-advisor/2012/02/commercial-cards-a-primer-for-consumer-card-lawyer
02.23.12
Insights
Deals and Technology
Commercial Cards: A Primer for Consumer Card Lawyers Read More Link to /blogs/financial-services-law-advisor/2012/02/commercial-cards-a-primer-for-consumer-card-lawyer
CFS Link to /blogs/financial-services-law-advisor/2012/02/a-new-meaning-to-eat-and-run-restaurants-and-mobil
02.22.12
Insights
Deals and Technology
A New Meaning to “Eat and Run”? Restaurants and Mobile Payments Read More Link to /blogs/financial-services-law-advisor/2012/02/a-new-meaning-to-eat-and-run-restaurants-and-mobil
CFS Link to /blogs/financial-services-law-advisor/2012/02/second-circuit-again-rules-that-arbitration-clause
02.21.12
Insights
Financial Services Litigation and Enforcement
Second Circuit (Again) Rules that Arbitration Clauses that Diminish Vindication of Federal Claims are Not Enforceable Read More Link to /blogs/financial-services-law-advisor/2012/02/second-circuit-again-rules-that-arbitration-clause
CFS Link to /blogs/financial-services-law-advisor/2012/02/cfpb-issues-final-remittance-transfer-regulations
02.01.12
Insights
Regulatory and Compliance
CFPB Issues Final Remittance Transfer Regulations Under Dodd-Frank Act Read More Link to /blogs/financial-services-law-advisor/2012/02/cfpb-issues-final-remittance-transfer-regulations
CFS Link to /blogs/financial-services-law-advisor/2012/02/update-on-gift-card-escheatment-law-in-new-jersey
02.01.12
Insights
Regulatory and Compliance
Update on Gift Card Escheatment Law in New Jersey Read More Link to /blogs/financial-services-law-advisor/2012/02/update-on-gift-card-escheatment-law-in-new-jersey
CFS Link to /blogs/financial-services-law-advisor/2012/01/the-durbin-amendment-prohibition-on-network-exclus
01.31.12
Insights
Regulatory and Compliance
The Durbin Amendment: Prohibition on Network Exclusivity and Routing Restrictions Read More Link to /blogs/financial-services-law-advisor/2012/01/the-durbin-amendment-prohibition-on-network-exclus
CFS Link to /blogs/financial-services-law-advisor/2012/01/fed-economists-suggest-a-centralized-independent-p
01.31.12
Insights
Privacy and Data Security
Fed Economists Suggest a Centralized Independent Public Entity to Create e-Payments Security Standards Read More Link to /blogs/financial-services-law-advisor/2012/01/fed-economists-suggest-a-centralized-independent-p
CFS Link to /blogs/financial-services-law-advisor/2012/01/supreme-court-upholds-mandatory-predispute-arbitra
01.24.12
Insights
Financial Services Litigation and Enforcement
Supreme Court Upholds Mandatory Pre-Dispute Arbitration Clause in Credit Card Agreements Read More Link to /blogs/financial-services-law-advisor/2012/01/supreme-court-upholds-mandatory-predispute-arbitra
CFS Link to /blogs/financial-services-law-advisor/2012/01/fincen-releases-guidance-to-thwart-cyber-threats-b
01.24.12
Insights
Privacy and Data Security
FinCEN Releases Guidance To Thwart Cyber Threats by Helping Financial Institutions Identify Account Takeover Activity Read More Link to /blogs/financial-services-law-advisor/2012/01/fincen-releases-guidance-to-thwart-cyber-threats-b
CFS Link to /blogs/financial-services-law-advisor/2012/01/ftc-proposes-to-extend-consumer-protections-in-mai
01.17.12
Insights
Regulatory and Compliance
FTC Proposes to Extend Consumer Protections in “Mail or Telephone Order Merchandise Rule” to All E-Commerce and Payment Methods Read More Link to /blogs/financial-services-law-advisor/2012/01/ftc-proposes-to-extend-consumer-protections-in-mai
CFS Link to /blogs/financial-services-law-advisor/2012/01/patent-suit-could-have-sweeping-impact-on-mobile-b
01.17.12
Insights
Deals and Technology
Patent Suit Could Have Sweeping Impact on Mobile Banking and Payments Read More Link to /blogs/financial-services-law-advisor/2012/01/patent-suit-could-have-sweeping-impact-on-mobile-b
CFS Link to /blogs/financial-services-law-advisor/2012/01/the-cfpb-issues-additional-guidance-on-its-treatme
01.17.12
Insights
Regulatory and Compliance
The CFPB Issues Additional Guidance on its Treatment of Confidential Supervisory Information to Calm Industry Concerns? Read More Link to /blogs/financial-services-law-advisor/2012/01/the-cfpb-issues-additional-guidance-on-its-treatme
CFS Link to /blogs/financial-services-law-advisor/2011/12/state-ags-poised-to-implement-doddfrank
12.28.11
Insights
Regulatory and Compliance
State AGs Poised To Implement Dodd-Frank? Read More Link to /blogs/financial-services-law-advisor/2011/12/state-ags-poised-to-implement-doddfrank
CFS Link to /blogs/financial-services-law-advisor/2011/12/watch-out-for-check-fraud-in-remote-deposit-captur
12.22.11
Insights
Regulatory and Compliance
Watch Out for Check Fraud in Remote Deposit Capture Programs Read More Link to /blogs/financial-services-law-advisor/2011/12/watch-out-for-check-fraud-in-remote-deposit-captur
CFS Link to /blogs/financial-services-law-advisor/2011/12/consumer-financial-protection-bureau-seeks-comment
12.12.11
Insights
Regulatory and Compliance
Consumer Financial Protection Bureau Seeks Comments on Streamlining Regulation Read More Link to /blogs/financial-services-law-advisor/2011/12/consumer-financial-protection-bureau-seeks-comment
CFS Link to /blogs/financial-services-law-advisor/2011/12/retail-groups-challenge-federal-reserves-new-debit
12.08.11
Insights
Regulatory and Compliance
Retail Groups Challenge Federal Reserve’s New Debit Card Rules Read More Link to /blogs/financial-services-law-advisor/2011/12/retail-groups-challenge-federal-reserves-new-debit
CFS Link to /blogs/financial-services-law-advisor/2011/12/federal-reserve-approves-major-prepaid-card-provid
12.06.11
Insights
Regulatory and Compliance
Federal Reserve Approves Major Prepaid Card Provider Green Dot’s Application to Own a Bank Read More Link to /blogs/financial-services-law-advisor/2011/12/federal-reserve-approves-major-prepaid-card-provid
CFS Link to /blogs/financial-services-law-advisor/2011/12/square-updates-its-register-and-card-case-apps-for
12.05.11
Insights
Deals and Technology
Square Updates Its “Register” and “Card Case” Apps for Loyalty Read More Link to /blogs/financial-services-law-advisor/2011/12/square-updates-its-register-and-card-case-apps-for
CFS Link to /blogs/financial-services-law-advisor/2011/12/first-data-corp-becomes-the-first-payment-processo
12.05.11
Insights
Privacy and Data Security
First Data Corp. Becomes the First Payment Processor to Have “Binding Corporate Rules” for Data Transfer Approved by EU Regulators Read More Link to /blogs/financial-services-law-advisor/2011/12/first-data-corp-becomes-the-first-payment-processo
CFS Link to /blogs/financial-services-law-advisor/2011/12/verizon-once-again-reports-widespread-shortfalls-i
12.05.11
Insights
Privacy and Data Security
Verizon Once Again Reports Widespread Shortfalls in Payment Card Industry Data Security Standard Compliance Read More Link to /blogs/financial-services-law-advisor/2011/12/verizon-once-again-reports-widespread-shortfalls-i
CFS Link to /blogs/financial-services-law-advisor/2011/12/visa-and-china-union-pay-an-update-on-their-strugg
12.01.11
Insights
Global Insights
Visa and China Union Pay: An Update on Their Struggle Read More Link to /blogs/financial-services-law-advisor/2011/12/visa-and-china-union-pay-an-update-on-their-strugg
CFS Link to /blogs/financial-services-law-advisor/2011/11/recent-uk-study-suggests-that-nudge-disclosures-do
11.30.11
Insights
Regulatory and Compliance
Recent UK Study Suggests that “Nudge” Disclosures Don’t Work Read More Link to /blogs/financial-services-law-advisor/2011/11/recent-uk-study-suggests-that-nudge-disclosures-do
CFS Link to /blogs/financial-services-law-advisor/2011/11/fincen-issues-advisories-identifying-countries-wit
11.29.11
Insights
Regulatory and Compliance
FinCEN Issues Advisories Identifying Countries with Strategic Anti-Money Laundering and Counter-Terrorist Financing Deficiencies Read More Link to /blogs/financial-services-law-advisor/2011/11/fincen-issues-advisories-identifying-countries-wit
CFS Link to /blogs/financial-services-law-advisor/2011/11/paypal-updates-its-android-app-to-allow-p2p-nfc-tr
11.29.11
Insights
Deals and Technology
PayPal Updates Its Android App to Allow P2P NFC Transfers Read More Link to /blogs/financial-services-law-advisor/2011/11/paypal-updates-its-android-app-to-allow-p2p-nfc-tr
CFS Link to /blogs/financial-services-law-advisor/2011/11/the-chicago-federal-reserve-examines-potential-of
11.18.11
Insights
The Chicago Federal Reserve Examines Potential of “Immediate Funds Transfer” Read More Link to /blogs/financial-services-law-advisor/2011/11/the-chicago-federal-reserve-examines-potential-of
CFS Link to /blogs/financial-services-law-advisor/2011/11/recent-significant-changes-in-patent-law
11.09.11
Insights
Recent Significant Changes in Patent Law Read More Link to /blogs/financial-services-law-advisor/2011/11/recent-significant-changes-in-patent-law
CFS Link to /blogs/financial-services-law-advisor/2011/11/fincen-issues-faqs-to-respond-to-numerous-question
11.04.11
Insights
FinCEN Issues FAQs To Respond To Numerous Questions Raised By The Prepaid Access Final Rule Read More Link to /blogs/financial-services-law-advisor/2011/11/fincen-issues-faqs-to-respond-to-numerous-question
CFS Link to /blogs/financial-services-law-advisor/2011/11/cash-bearer-bonds-or--cell-phone--fincen-proposes
11.03.11
Insights
Cash, Bearer Bonds, or … Cell Phone? FinCEN Proposes to Expand Obligations under Cross-Border Reporting Rule Read More Link to /blogs/financial-services-law-advisor/2011/11/cash-bearer-bonds-or--cell-phone--fincen-proposes
CFS Link to /blogs/financial-services-law-advisor/2011/11/the-nfc-wallet-tug-of-war
11.02.11
Insights
Deals and Technology
The NFC Wallet Tug of War Read More Link to /blogs/financial-services-law-advisor/2011/11/the-nfc-wallet-tug-of-war
CFS Link to /blogs/financial-services-law-advisor/2011/10/national-atm-council-alleges-price-fixing-by-visa
10.31.11
Insights
Regulatory and Compliance
National ATM Council Alleges Price Fixing by Visa and MasterCard Read More Link to /blogs/financial-services-law-advisor/2011/10/national-atm-council-alleges-price-fixing-by-visa
CFS Link to /blogs/financial-services-law-advisor/2011/10/mastercard-and-visa-initiatives-to-target-advertis
10.28.11
Insights
Privacy and Data Security
MasterCard and Visa Initiatives to Target Advertising Demand Close Attention to Financial Privacy Rules Read More Link to /blogs/financial-services-law-advisor/2011/10/mastercard-and-visa-initiatives-to-target-advertis
CFS Link to /blogs/financial-services-law-advisor/2011/10/the-wolfsberg-group-publishes-aml-guidance-on-prep
10.28.11
Insights
Regulatory and Compliance
The Wolfsberg Group publishes AML Guidance on Prepaid & Stored Value Cards Read More Link to /blogs/financial-services-law-advisor/2011/10/the-wolfsberg-group-publishes-aml-guidance-on-prep
CFS Link to /blogs/financial-services-law-advisor/2011/10/payments-in-china-a-primer
10.26.11
Insights
Global Insights
Payments in China: A Primer Read More Link to /blogs/financial-services-law-advisor/2011/10/payments-in-china-a-primer
CFS Link to /blogs/financial-services-law-advisor/2011/10/cfpb-releases-first-version-of-its-supervision-and
10.25.11
Insights
Regulatory and Compliance
CFPB Releases First Version of its Supervision and Examination Manual Read More Link to /blogs/financial-services-law-advisor/2011/10/cfpb-releases-first-version-of-its-supervision-and
CFS Link to /blogs/financial-services-law-advisor/2011/10/hsns-qr-code-experiment-intended-to-gauge-consumer
10.25.11
Insights
HSN's QR Code Experiment Intended to Gauge Consumer’s Interest in Scan-to-Buy Features Read More Link to /blogs/financial-services-law-advisor/2011/10/hsns-qr-code-experiment-intended-to-gauge-consumer
CFS Link to /blogs/financial-services-law-advisor/2011/10/new-service--new-regulator-could-behavioral-market
10.19.11
Insights
Regulatory and Compliance
New Service – New Regulator? Could Behavioral Marketers be Subject to Supervision by the Consumer Financial Protection Bureau? Read More Link to /blogs/financial-services-law-advisor/2011/10/new-service--new-regulator-could-behavioral-market
CFS Link to /blogs/financial-services-law-advisor/2011/10/introduction-to-financial-privacy-presentation
10.18.11
Insights
Privacy and Data Security
Introduction to Financial Privacy Presentation Read More Link to /blogs/financial-services-law-advisor/2011/10/introduction-to-financial-privacy-presentation
CFS Link to /blogs/financial-services-law-advisor/2011/10/restore-online-shoppers-confidence-act-and-other-b
10.03.11
Insights
“Restore Online Shoppers’ Confidence Act” and Other Billing Compliance Issues Read More Link to /blogs/financial-services-law-advisor/2011/10/restore-online-shoppers-confidence-act-and-other-b
CFS Link to /blogs/financial-services-law-advisor/2011/09/ftc-proposes-first-modifications-to-childrens-onli
09.19.11
Insights
Privacy and Data Security
FTC Proposes First Modifications to Children’s Online Privacy Protection Act (COPPA) Rules Since Original Adoption in 2000 Read More Link to /blogs/financial-services-law-advisor/2011/09/ftc-proposes-first-modifications-to-childrens-onli
CFS Link to /blogs/financial-services-law-advisor/2011/09/pboc-grace-period-for-thirdparty-payment-processor
09.13.11
Insights
Global Insights
PBOC Grace Period for Third-Party Payment Processor Licenses Set to Expire Read More Link to /blogs/financial-services-law-advisor/2011/09/pboc-grace-period-for-thirdparty-payment-processor
CFS Link to /blogs/financial-services-law-advisor/2011/09/occ-issues-guidance-on-the-mechanics-of-thirdparty
09.01.11
Insights
Deals and Technology
OCC Issues Guidance on the Mechanics of Third-Party Service Agreements for Prepaid Access Programs Read More Link to /blogs/financial-services-law-advisor/2011/09/occ-issues-guidance-on-the-mechanics-of-thirdparty
CFS Link to /blogs/financial-services-law-advisor/2011/08/visas-chip-card-initiative--a-good-start-towards-u
08.31.11
Insights
Privacy and Data Security
Visa’s Chip Card Initiative: A Good Start Towards U.S. EMV Adoption – But Is It Enough? Read More Link to /blogs/financial-services-law-advisor/2011/08/visas-chip-card-initiative--a-good-start-towards-u
CFS Link to /blogs/financial-services-law-advisor/2011/08/payment-card-industry-council-releases-guidance-on
08.19.11
Insights
Deals and Technology
Payment Card Industry Council Releases Guidance on Protecting Card Information through Tokenization Read More Link to /blogs/financial-services-law-advisor/2011/08/payment-card-industry-council-releases-guidance-on
CFS Link to /blogs/financial-services-law-advisor/2011/08/fed-publishes-lists-of-institutions-subject-to-and
08.01.11
Insights
Regulatory and Compliance
Fed Publishes Lists of Institutions Subject to and Exempted from New Durbin-Interchange-Fee Rule Read More Link to /blogs/financial-services-law-advisor/2011/08/fed-publishes-lists-of-institutions-subject-to-and
CFS Link to /blogs/financial-services-law-advisor/2011/08/cfpb-releases-doddfrank-report-on-remittance-trans
08.01.11
Insights
CFPB Releases Dodd-Frank Report on Remittance Transfer Exchange Rates Information and Use of Remittance Histories in Credit Scores Read More Link to /blogs/financial-services-law-advisor/2011/08/cfpb-releases-doddfrank-report-on-remittance-trans
CFS Link to /blogs/financial-services-law-advisor/2011/07/treasury-department-issues-final-rule-on-prepaid-a
07.29.11
Insights
Regulatory and Compliance
Treasury Department Issues Final Rule on “Prepaid Access” Under the Bank Secrecy Act Read More Link to /blogs/financial-services-law-advisor/2011/07/treasury-department-issues-final-rule-on-prepaid-a
Insights Link to /insights/2011/07/treasury-department-issues-final-rule-on-prepaid-a
07.29.11
Advisories
Financial Services
Treasury Department Issues Final Rule on “Prepaid Access” Under the Bank Secrecy Act Read More Link to /insights/2011/07/treasury-department-issues-final-rule-on-prepaid-a
CFS Link to /blogs/financial-services-law-advisor/2011/07/federal-reserve-releases-final-rule-to-implement-t
07.07.11
Insights
Regulatory and Compliance
Federal Reserve Releases Final Rule to Implement the Durbin Amendment Read More Link to /blogs/financial-services-law-advisor/2011/07/federal-reserve-releases-final-rule-to-implement-t
Insights Link to /insights/2011/07/federal-reserve-releases-final-rule-to-implement-t
07.07.11
Advisories
Financial Services
Federal Reserve Releases Final Rule to Implement the Durbin Amendment Read More Link to /insights/2011/07/federal-reserve-releases-final-rule-to-implement-t
Insights Link to /insights/2011/07/ffiec-releases-new-authentication-guidance-for-onl
07.06.11
Advisories
Financial Services
FFIEC Releases New Authentication Guidance for Online Banking Read More Link to /insights/2011/07/ffiec-releases-new-authentication-guidance-for-onl
Insights Link to /insights/2011/06/proposed-hipaa-rule-raises-possibility-of-financia
06.30.11
Advisories
Financial Services
Proposed HIPAA Rule Raises Possibility of Financial Institutions Turning Over Employee Names to Health Care Patients Read More Link to /insights/2011/06/proposed-hipaa-rule-raises-possibility-of-financia
CFS Link to /blogs/financial-services-law-advisor/2011/06/preemption-under-the-federal-banking-laws-after-do
06.25.11
Insights
Regulatory and Compliance
Preemption under the Federal Banking Laws after Dodd-Frank Read More Link to /blogs/financial-services-law-advisor/2011/06/preemption-under-the-federal-banking-laws-after-do
Insights Link to /insights/2011/03/federal-reserve-board-and-the-federal-trade-commis
03.11.11
Advisories
Financial Services
Federal Reserve Board and the Federal Trade Commission Propose Changes to Risk-Based Pricing and Adverse Action Notices Read More Link to /insights/2011/03/federal-reserve-board-and-the-federal-trade-commis
Insights Link to /insights/2010/11/federal-reserve-board-delivers-early-holiday-gift
11.09.10
Advisories
Financial Services
Federal Reserve Board Delivers Early Holiday Gift to Gift Card Issuers Read More Link to /insights/2010/11/federal-reserve-board-delivers-early-holiday-gift
Insights Link to /insights/2010/03/federal-reserve-releases-proposed-revisions-to-reg
03.11.10
Advisories
Financial Services
Federal Reserve Releases Proposed Revisions To Regulation Z Relating To Reasonable Fees And Reevaluation Of Rate Increases Read More Link to /insights/2010/03/federal-reserve-releases-proposed-revisions-to-reg
Insights Link to /insights/2010/01/federal-reserve-releases-final-rule-implementing-s
01.29.10
Advisories
Financial Services
Federal Reserve Releases Final Rule Implementing Sections of Credit Card Act of 2009 Read More Link to /insights/2010/01/federal-reserve-releases-final-rule-implementing-s
Insights Link to /insights/2009/11/federal-agencies-release-model-privacy-notice-for
11.19.09
Advisories
Financial Services
Federal Agencies Release Model Privacy Notice for Financial Institutions Read More Link to /insights/2009/11/federal-agencies-release-model-privacy-notice-for
Insights Link to /insights/2009/08/federal-reserve-releases-interim-final-rule-implem
08.07.09
Advisories
Financial Services
Federal Reserve Releases Interim Final Rule Implementing Sections of Credit Card Act of 2009 Read More Link to /insights/2009/08/federal-reserve-releases-interim-final-rule-implem
Insights Link to /insights/2009/07/us-treasury-releases-draft-of-consumer-financial-p
07.13.09
Advisories
Financial Services
U.S. Treasury Releases Draft of Consumer Financial Protection Agency Act of 2009 Read More Link to /insights/2009/07/us-treasury-releases-draft-of-consumer-financial-p
Insights Link to /insights/2009/06/administration-proposes-further-changes-to-regulat
06.22.09
Advisories
Financial Services
Administration Proposes Further Changes To Regulation Of Credit Card Business Read More Link to /insights/2009/06/administration-proposes-further-changes-to-regulat
Insights Link to /insights/2009/06/the-credit-card-act-of-2009-part-3-of-3
06.04.09
Advisories
Financial Services
The Credit CARD Act of 2009 (Part 3 of 3) Read More Link to /insights/2009/06/the-credit-card-act-of-2009-part-3-of-3
Insights Link to /insights/2009/05/agencies-propose-clarifications-to-credit-card-rul
05.08.09
Advisories
Financial Services
Agencies Propose Clarifications to Credit Card Rules; Congress, White House Seek More Reforms (Part 2 of 3) Read More Link to /insights/2009/05/agencies-propose-clarifications-to-credit-card-rul
Insights Link to /insights/2009/05/agencies-propose-clarifications-to-credit-card-rul
05.06.09
Advisories
Financial Services
Agencies Propose Clarifications to Credit Card Rules; Congress, White House Seek More Reforms (Part 1 of 3) Read More Link to /insights/2009/05/agencies-propose-clarifications-to-credit-card-rul
Insights Link to /insights/2008/11/fdic-issues-final-rules-in-temporary-liquidity-gua
Nov. 2008
Advisories
Financial Services
FDIC Issues Final Rules in Temporary Liquidity Guarantee Program: Changes made in Debt Guarantee and Transaction Account Guarantee Read More Link to /insights/2008/11/fdic-issues-final-rules-in-temporary-liquidity-gua
Insights Link to /insights/2008/11/us-treasury-troubled-asset-relief-program-recent-d
11.19.08
Advisories
Financial Services
U.S. Treasury Troubled Asset Relief Program: Recent Developments Read More Link to /insights/2008/11/us-treasury-troubled-asset-relief-program-recent-d
Insights Link to /insights/2008/11/fdic-temporary-liquidity-guarantee-program-recent
11.10.08
Advisories
Financial Services
FDIC Temporary Liquidity Guarantee Program: Recent Developments Read More Link to /insights/2008/11/fdic-temporary-liquidity-guarantee-program-recent
Insights Link to /insights/2008/10/fdic-temporary-liquidity-guaranty-program-highligh
10.23.08
Advisories
Financial Services
FDIC Temporary Liquidity Guaranty Program: Highlights for Financial Institutions Read More Link to /insights/2008/10/fdic-temporary-liquidity-guaranty-program-highligh
Insights Link to /insights/2007/03/sec-proposes-changes-to-the-definition-of-accredit
03.16.07
Advisories
Financial Services
SEC Proposes Changes to the Definition of “Accredited Investor” Read More Link to /insights/2007/03/sec-proposes-changes-to-the-definition-of-accredit
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