SIFMA's C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services. Through education, our community protects our industry and further enhances its integrity.
Join us this March in Austin, TX to prepare for market changes, discover industry and regulatory trends, and get the latest developments over three days of substantive programming - all while connecting with colleagues and earning CLE credits.
On 3/24, Elizabeth Davis will join the panel "Lessons Learned in Capital Markets - Enforcement Trends & Takeaways."
Steve Gannon will join the panel "Synergy in Action: Optimizing Legal and Compliance Partnerships."
Bob Howard, Russell Fecteau, and Barry O'Connell will moderate "Lunch & Learn: Who is your new audience at the SEC and FINRA?"
On 3/25, Ted Snyder will present a panel, "Boots on the Ground: Tales from the Frontline of FINRA Arbitrations."