Securities Arbitration & ADR
Our attorneys are nationally recognized by clients, peers and securities industry regulators for excellence in securities arbitration at FINRA and other self-regulatory forums.
Overview
In addition to successfully arguing the seminal United States Supreme Court cases that established securities arbitration as the primary forum for investor disputes, our attorneys have decades of experience representing most major investment banks and broker-dealers. They have arbitrated -- through full hearing -- hundreds of securities arbitrations throughout the United States, as well as conducted mediations and other forms of alternative dispute resolution. Those matters have involved subject matter, including complex sales practice, trading, banking, employment, operational and other issues, with damage claims as large as one billion dollars.
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