Securities Arbitration & ADR
Our attorneys are nationally recognized by clients, peers and securities industry regulators for excellence in securities arbitration at FINRA and other self-regulatory forums.
Overview
Our attorneys have decades of experience representing most major broker-dealers and the leading investment advisory firms and their employees in securities arbitrations. They have tried—through full hearing—hundreds of securities arbitrations throughout the United States. Those matters have involved sales practices, trading, banking, employment, operational and other issues, with damage claims as large as one billion dollars.
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